BILL ANALYSIS                                                                                                                                                                                                    






                 Senate Committee on Labor and Industrial Relations
                               Mark DeSaulnier, Chair

          Date of Hearing: April 14, 2010              2009-2010 Regular  
          Session                              
          Consultant: Alma Perez                       Fiscal:Yes
                                                       Urgency: No
          
                                   Bill No: SB 903
                                   Author: Wright
                          Version: As amended April 7, 2010
          

                                       SUBJECT
          
                          Penalty collections: limitations.


                                      KEY ISSUE

          Should the Legislature conform the collection period for  
          Division of Labor Standards Enforcement (DLSE) related debts to  
          that which exists for Division of Occupational Safety and Health  
          (DOSH) related debts? 

          
                                       PURPOSE
          
          To extend the time period for collection actions that can be  
          brought by the DLSE from one year to three years. 


                                      ANALYSIS
          
           Under existing law,  the Division of Labor Standards Enforcement,  
          within the Department of Industrial Relations, is responsible  
          for vigorously enforcing minimum labor standards in order to  
          ensure employees are not required or permitted to work under  
          substandard unlawful conditions, and to protect employers who  
          comply with the law from those who attempt to gain competitive  
          advantage at the expense of their workers by failing to comply  
          with minimum labor standards.  
           
          Existing law  provides that an action by the DLSE for collection  
          of a statutory penalty or fee must be commenced within one year  
          from the date the penalty or fee became final.  (Code of Civil  









          Procedure 340).

           Existing law  provides that, notwithstanding Section 340 of the  
          Code of Civil Procedure, an action by the Division of  
          Occupational Safety and Health to collect any civil penalty,  
          fee, or penalty fee under the Occupational Safety and Health  
          division must be commenced within three years from the date the  
          penalty or fee became final.  
           

          This Bill  would extend the period within which the DLSE may  
          commence an action to collect a civil penalty, fee, or penalty  
          fee from one year to three years from the date the penalty or  
          fee became final.  In addition, this bill would specify that  
          this provision applies only to penalty assessments or fees that  
          became final on or after the effective date of this bill. 


                                      COMMENTS
          
          1.  Need for this bill?

            In August 2008, the State Controller published the results of  
            an audit of the Department of Industrial Relations on  
            "Accounting and Administrative Processes and Procedures for  
            Collection of Debt Due the State."  The audit found that:

                 DIR was able to collect only a fraction of the fines  
               that were imposed;
                 DIR is circumventing state control requirements by not  
               establishing accounts receivable in its formal accounting  
               records;
                 DIR's internal control over collection is weak because  
               its collection duties are not clearly defined and  
               adequately segregated;
                 Accuracy and completeness of DIR's accounts receivable  
               balance resulting from DOSH-imposed fines are questionable.  


            One of the key recommendations made by the State Controller in  
            the audit was that DIR may wish to consider pursuing a  
            legislative change extending from one year to three years the  
          Hearing Date:  April 14, 2010                            SB 903  
          Consultant: Alma Perez                                   Page 2

          Senate Committee on Labor and Industrial Relations 
          








            statute of limitations period for filing a judgment on  
            DLSE-imposed fines.  The report notes that for DOSH-imposed  
            fines, the statute of limitations period is already three  
            years. 

            This bill would implement the recommendation made by the State  
            Controller  and would extend the statute of limitations period  
            for filing an action to collect DLSE-imposed civil penalties  
            from one year to three years.  If enacted, this bill would  
            conform the statute of limitations period for DLSE penalty  
            collection actions to that which already exists for DOSH-  
            imposed civil penalty collection activity.  This bill would  
            give the DLSE more time to collect penalties and get workers  
            the wages they are owed.  

          2.  Proponent Arguments  :
            
            According to the author, this bill would increase the statute  
            of limitations for the Division of Labor Standards Enforcement  
            to bring actions to recover penalties due from employers who  
            violate wage and hour laws from one year to three years.   
            Proponents believe that the current one year period for the  
            commencement of actions to recover penalties is simply too  
            short, especially in light of the current budget situation in  
            which many state employees are working less than full-time due  
            to furloughs. 

            Proponents argue that enforcement of basic rights has long  
            been inadequate, and unfortunately, coming forward almost  
            certainly results in employer retaliation so workers often  
            have to choose between keeping a job and speaking out for what  
            they deserve.  In addition, proponents argue that the  
            likelihood of an employer getting caught is so slim and the  
            penalty so minor that there is no effective deterrent.  

            According to proponents, when employers are cited, penalties  
            are routinely negotiated down.  In 2008, DLSE collected  
            approximately 20 cents on the dollar for all civil penalties  
            assessed for wage and hour law violations.  Proponents argue  
            that a 20% recovery rate is too low to constitute a meaningful  
            deterrent against future misconduct.  Proponents also believe  
            that in an era of shrinking budgets and staff furloughs, the  
          Hearing Date:  April 14, 2010                            SB 903  
          Consultant: Alma Perez                                   Page 3

          Senate Committee on Labor and Industrial Relations 
          








            Legislature should take all reasonable steps to maximize the  
            full collection of all debts. Proponents believe that this  
            bill will strengthen enforcement efforts and significantly  
            improve DLSE's collections of debts due to the state.   

          3.  Opponent Arguments  :

            None received to date. 

          4.  Prior Legislation  :

            AB 2016 (Conroy): Chapter 998, Statutes of 1993
            AB 2016 required that an action to collect any civil penalty,  
            fee, or penalty fee under provision regulating safety in  
            employment must be commenced within three years from the date  
            the assessment of any penalty or fee became final. This bill  
            extended the time period for collection actions brought by  
            DOSH from one to three years.


                                       SUPPORT
          
          Asian Pacific American Legal Center of Southern California
          California Conference Board of the Amalgamated Transit Union
          California Conference of Machinists
          California Labor Federation
          California Nurses Association/National Nurses Organizing  
          Committee 
          California Rural Legal Assistance Foundation, Sponsor
          California Teamsters Public Affairs Council
          Engineers and Scientists of California, IFPTE Local 20
          International Longshore and Warehouse Union
          Jockeys' Guild
          Professional and Technical Engineers, IFPTE Local 21
          United Food and Commercial Workers Region 8 States Council
          UNITE-HERE!
          Wage Justice Center
          Women's Employment Rights Clinic 
          

                                     OPPOSITION
          
          Hearing Date:  April 14, 2010                            SB 903  
          Consultant: Alma Perez                                   Page 4

          Senate Committee on Labor and Industrial Relations 
          








          None received to date.








































          Hearing Date:  April 14, 2010                            SB 903  
          Consultant: Alma Perez                                   Page 5

          Senate Committee on Labor and Industrial Relations