BILL ANALYSIS                                                                                                                                                                                                    



                                        
                       SENATE LOCAL GOVERNMENT COMMITTEE
                            Senator Dave Cox, Chair


          BILL NO:  SB 1005                    HEARING:  4/19/10
          AUTHOR:  Cox                         FISCAL:  Yes
          VERSION:  2/10/10                    CONSULTANT:   
          Weinberger

                  DESIGN-BUILD POWERS FOR HEALTHCARE DISTRICTS
          
                                    Background  

          The Local Agency Public Construction Act requires local  
          officials to invite bids for construction projects and then  
          award contracts to the lowest responsible bidder.  This  
          design-bid-build method is the traditional approach to  
          public works construction.  By contrast, the design-build  
          method allows local officials to procure both design and  
          construction services from a single company before the  
          development of complete plans and specifications.  State  
          law allows all counties to use the design-build method to  
          construct projects worth more than $2.5 million (SB 416,  
          Ashburn, 2007).

          State law allows three special districts to construct  
          projects using counties' design-build procedures.  The  
          Santa Clara Water District can use the counties'  
          design-build statute specifically for building and  
          upgrading its water treatment plant facilities (AB 674,  
          Dutra, 2001).  Similarly, the Orange County Sanitation  
          District can use counties' design-build procedures for the  
          construction of projects in excess of $6 million, including  
          wastewater facilities (SB 645, Correa, 2007).  The Sonoma  
          Valley Health Care District can use counties' design-build  
          procedures to construct a hospital or health facility  
          building (SB 1699, Wiggins, 2008).


                                   Existing Law  

           Method  .  Local officials must follow a four-step  
          design-build method:
                 Prepare documents describing the project and its  
               specifications.
                 Prepare a detailed request for proposals, inviting  
               competitive bids.
                 Establish a detailed procedure to pre-qualify  




           
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               design-build entities.
                 Establish the procedures to select the design-build  
               entity.

          Counties must establish and enforce labor compliance  
          programs.  The requirement for a labor compliance program  
          doesn't apply if the county or the design-build entity has  
          a collective bargaining agreement.

          When pre-qualifying design-build entities, local officials  
          must collect at least 11 types of information.  The entity  
          must list its proposed mechanical subcontractors and  
          licenses.  The entity must also report past worker safety  
          violations, contracting problems, contract defaults,  
          license violations, payroll violations, and bankruptcies.   
          The entity must verify this information under oath.  State   

          law prohibits public inspection of information that is not  
          public under the Public Records Act.

           Awarding contracts  .  Local officials must select the  
          design-build entity by using  either a competitive bidding  
          process in which the award goes to the lowest responsible  
          bidder, or a "best value competition" in which the local  
          officials set the criteria.  At least 50% of the weight of  
          these best value factors must include price, expertise,  
          life cycle costs, labor availability, and safety records.   
          The county must rank the top three responsive bidders and  
          the award goes to the responsible bidder whose proposal  
          local officials rank as "the most advantageous."  After the  
          county publicly announces the award, the local officials  
          must also identify the second and third ranked bidders.

           Performance  .  The winning design-build entity must be  
          bonded and carry errors-and-omissions insurance that covers  
          its design and architectural services.  The entity must  
          adhere to local performance criteria and design standards.   
          Deviations require local officials' written consent.  The  
          county may hire a design professional to ensure compliance.

          The winning design-build entity can use subcontractors who  
          were not listed in its original bid.  The entity must award  
          subcontracts by following a process set by the county,  
          including publishing notices and setting deadlines.






           
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          If the county's bid request required the design-build  
          entity to carry a performance and payment bond, the county  
          can retain only 5% of the contract.

           Automatic repeal  .  The design-build statute for counties  
          sunsets on January 1, 2011.


                                   Proposed Law
           
          Senate Bill 1005 authorizes a health care district to use  
          the design-build contracting method for the construction of  
          a hospital or health facility building. 

          SB 1005 requires a hospital building project utilizing the  
          design-build process to be reviewed and inspected in  
          accordance with the standards and requirements of the  
          Alfred E. Alquist Hospital Facilities Seismic Safety Act of  
          1983.


                                     Comments  

          1.   Imitation is flattery .  When it comes to public works  
          projects, taxpayers want local officials to hold down  
          costs, but they also want to be sure that their tax dollars  
          are spent wisely.  However, the traditional process can be  
          more time consuming and more expensive than the  
          design-build contracting method.  Faced with looming  
          seismic retrofit deadlines and soaring construction costs,  
          health care districts want to use design-build contracts to  
          gain more control over the bidding process and the final  
          outcomes of hospital construction projects.  SB 1005  
          imitates the 2008 Wiggins bill for the Sonoma Valley Health  
          Care District by giving all health care districts the  
          option of using counties' design-build contracting  
          procedures.

          2.   Not so simple  .  A 2005 Legislative Analyst's Office  
          (LAO) report questioned whether design-build is the best  
          construction delivery process for specialized buildings  
          like hospitals.  The LAO suggested that design-build is  
          best suited for "straightforward" design and construction  
          projects, but not for complex projects that require  
          builders to accommodate more unique design preferences.   





           
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          State engineers are concerned that state law fails to  
          ensure adequate plan checks and inspections of projects  
          build using the design-build method.  Because hospitals are  
          highly specialized structures that must meet complex  
          construction and seismic standards, the Committee may wish  
          to consider whether the design-build method is appropriate  
          for constructing hospital buildings.
            
          3.   One at a time  .  Legislators have been cautious about  
          allowing local governments, and special districts in  
          particular, to use the design-build contracting method.   
          The last decade has seen incremental bills for counties and  
          cities.  The Senate Local Government Committee passed SB  
          1431 (Cox, 2006) to allow all special districts to use the  
          design-build method of contracting.  That bill died on the  
          Senate Appropriations Committee's suspense file.  The 2008  
          Wiggins bill provided the Sonoma Valley Health Care  
          District with the only authorization for a health care  
          district to use the design-build contracting method.   
          Without much evidence on the success of special districts'  
          use of the design-build method, it may be too soon to grant  
          all health care districts this authority.

          4.   Related legislation  .  At its April 21 hearing, the  
          Committee will also consider SB 879 (Cox), which deletes  
          the 2011 sunset date on the statute authorizing counties to  
          use design-build.


                         Support and Opposition  (4/15/10)

           Support  :  Association of California Healthcare Districts,  
          Antelope Valley Health Care District, Eastern Plumas Health  
          Care District, San Bernardino Mountains Community Hospital  
          District, American Institute of Architects California  
          Council, California Chamber of Commerce, California  
          Hospital Association, California Special Districts  
          Association, CH2M Hill, Regional Council of Rural Counties.

           Opposition  :  American Federation of State, County, and  
          Municipal Employees, AFL-CIO, Professional Engineers in  
          California Government.