BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 1005
                                                                  Page  1

          Date of Hearing:  June 16, 2010

                       ASSEMBLY COMMITTEE ON LOCAL GOVERNMENT
                                Cameron Smyth, Chair
                      SB 1005 (Cox) - As Amended:  May 10, 2010

           SENATE VOTE  :  23-6
           
          SUBJECT  :  Public contracts: health care districts: design-build.

           SUMMARY  :  Authorizes the Tahoe Forest Health Care District and  
          one other health care district authorized by the Office of  
          Statewide Health Planning and Development, upon approval of the  
          board of directors of the district, to use a design-build  
          procedure when assigning contracts for the construction of a  
          hospital or health facility building.  Specifically,  this bill  :   
           
                                                              
          1)Authorizes the Tahoe Forest Health Care District upon approval  
            of the board of directors 
          of the district, to use a design-build procedure when assigning  
            contracts for the construction of a hospital or health  
            facility building.  

          2)Allows one health care district authorized by the Office of  
            Statewide Health Planning and Development, upon approval of  
            the board of directors of the district, to use a design-build  
            procedure when assigning contracts for the construction of a  
            hospital or health facility building.

          3)Contains a sunset date of January 1, 2016. 

           EXISTING LAW  :

          1)Requires local officials, under the Local Agency Public  
            Construction Act, to invite bids 
          for construction projects and then award contracts to the lowest  
            responsible bidder under the traditional design-build project  
            delivery system.

          2)Defines "design-build" as a procurement process in which both  
            the design and construction of a project are procured from a  
            single entity.

          3)Defines "best-value" as a value determined by objective  








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            criteria related to price, features, functions, and life cycle  
            costs.

          4)Defines "project" as the construction of a building and  
            improvements directly related to the construction of a  
            building, and specifies that construction of other  
            infrastructure, including, but not limited to, streets and  
            highways, public rail transit, or water resources facilities  
            and infrastructure are not to be considered "projects."

          5)Authorizes counties to use the design-build method for  
            projects costing more than 
          $2.5 million.  

          6)Authorizes cities to use the design-build method for projects  
            costing more than $1 million.

          7)Authorizes the Sonoma Valley Health Care District to use  
            design-build contracting for the construction of buildings and  
            improvements in excess of $2.5 million directly related to a  
            hospital or health facility building, which is required to be  
            reviewed and inspected according to the standards of the  
            Alfred E. Alquist Hospital Facilities Seismic Safety Act of  
            1983.

          8)Authorizes the Orange County Sanitation District to use  
            design-build contracting for projects, including, but not  
            limited to, public wastewater facilities, in excess of $6  
            million.

          9)Authorizes the Santa Clara Valley Water District to use  
            design-build contracting for building contracts.

          10)Requires local officials to prepare documents describing the  
            project and its specifications; 
          to prepare a detailed request for proposals that invites  
            competitive bids; to establish a detailed procedure to  
            pre-qualify design-build entities; and, to establish the  
            procedures to select the design-build entity.

          11)Requires the legislative body to establish and enforce labor  
            compliance programs.

          12)Requires local officials to collect specified types of  
            information when pre-qualifying design-build entities.








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          13)Requires a prospective design-build entity to list its  
            proposed mechanical subcontractors and licenses; report past  
            worker safety violations, contracting problems, contract  
            defaults, license violations, payroll violations, and  
            bankruptcies; and, verify this information under oath.

          14)Requires local officials to select the design-build entity by  
            using either a competitive bidding process in which the award  
            goes to the lowest responsible bidder or a best value  
            competition in which local officials set the criteria.

          15)Requires that price, expertise, life cycle costs, skilled  
            labor force availability, and safety records account for at  
            least 10% each of the total weight of consideration of all  
            best value factors.

          16)Requires the local agency to rank the top three responsive  
            bidders; award the contract to the responsible bidder whose  
            proposal county or city officials rank as "the most  
            advantageous;" and, identify the second- and third-ranked  
            bidders after it publicly announces the award.

          17)Requires that skilled labor force availability be determined  
            by the existence of an agreement with a registered and  
            approved apprenticeship program.

          18)Requires the winning design-build entity to be bonded and  
            carry errors-and-omissions insurance to cover its design and  
            architectural services.

          19)Requires the entity to adhere to the local agency's  
            performance criteria and design standards and obtain the local  
            agency's written consent for any deviations from these  
            standards, and authorizes the local agency to hire a design  
            professional to ensure compliance.

          20)Authorizes the winning design-build entity to use  
            subcontractors not listed in its original bid, but requires  
            the entity to award these subcontracts by following a process  
            set by the local agency, including publishing notices and  
            setting deadlines.

          21)Permits the local agency to retain no more than 5% of the  
            contract if the local agency's bid request required the  








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            design-build entity to carry a performance and payment bond.

          22)Requires any local agency that uses design-build contracting  
            to submit a report to the Legislative Analyst's Office (LAO)  
            containing specified information that includes, but is not  
            limited to, a description of the Labor Force Compliance  
            Program and an assessment of the project impact of "skilled  
            labor force availability."

          23)Repeals the authorization for counties, the Orange County  
            Sanitation District, the Santa Clara Valley Water District,  
            and the Sonoma Valley Health Care District to use design-build  
            contracts on January 1, 2011.  

          24)Repeals the authorization for cities to use design-build  
            contracts on January 1, 2016.

           FISCAL EFFECT  :  Unknown 

           COMMENTS  :   

          1)The Local Agency Public Construction Act requires local  
            officials to invite bids for construction projects and then  
            award contracts to the lowest responsible bidder.  This  
            design-bid-build method is the traditional approach to public  
            works construction.

          2)Private companies often use the design-build method for  
            construction projects.  Under the design-build method, a  
            single contract covers the design and construction of a  
            project with a single company or consortium that acts as both  
            the project designer and builder.  The design-build entity  
            arranges all architectural, engineering, and construction  
            services, and is responsible for delivering the project at a  
            guaranteed price and schedule based upon performance criteria  
            set by the public agency.  The design-build method can be set  
            by the public agency.  The design-build method can be faster,  
            and therefore, cheaper, than the design-bid-build method, but  
            it requires a higher level of management sophistication since  
            design and construction may occur simultaneously.

          3)Advocates for the design-build method of contracting for  
            public works contend that project schedule savings can be  
            realized because only a single request for proposals is needed  
            to select the project's designer and builder.  The more  








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            traditional design-bid-build project approach requires the  
            separate selection of the design consultant or contractor,  
            completion 
          of design, and then advertising for bids and selection of the  
            construction contractor.  Proponents add that design-build  
            allows the overlap of design and construction activities,  
            resulting in additional time savings and lower project costs.   
            By avoiding the delays and change orders that result from the  
            traditional design-bid-build method of contracting, proponents  
            argue that officials can deliver public works faster and  
            cheaper.



          4)The design-build language in current law is based on a  
            compromise struck in 2000 among local officials, labor groups,  
            and contractors.  Local officials wanted the flexibility and  
            potential cost savings offered by design-build contracts.   
            Labor unions wanted to ensure that counties pre-qualify  
            employers to protect workers' interests.  Contractors wanted  
            to be sure they had fair access to county contracts.  Further  
            changes to the language, consistent with the principles of the  
            2000 compromise were made by SB 287 (Cox), Chapter 376,  
            Statutes of 2005; SB 416 (Ashburn), Chapter 585, Statutes  
            2007, which extended this authority to use design-build  
            contracting for the construction of buildings and directly  
            related improvements to all 58 counties in the state; AB 642  
            (Wolk), Chapter 314, Statues 2008, which extended this  
            authority to use design-build contracting for the construction  
            of buildings and directly related improvements to all cities  
            in the state; and, SB 1699 (Wiggins), Chapter 415, Statutes of  
            2008, which extended this authority to use design-build  
            contracting for the construction 
          of buildings and improvements in excess of $2.5 million directly  
            related to a Sonoma Valley Health Care District hospital or  
            health facility building.

          5)The LAO issued a report to the Legislature on February 3,  
            2005, titled "Design-Build: An Alternative Construction  
            System."  After analyzing the claims of proponents and  
            opponents and reviewing the experience of counties that were  
            authorized to use design-build at the time, LAO recommended  
            "the Legislature grant design-build authority only to  
            buildings and directly related infrastructure.  There are more  
            complex issues associated with other public works projects  








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            such as transportation, public transit, and water resources  
            facilities.  Evaluation of design-build as a construction  
            delivery option for these other infrastructure facilities is  
            beyond the scope of this report."

          6)California currently has 80 health care districts.  Health  
            care districts were known as hospital districts prior to 1994.  
             Health care districts are formed to "establish, maintain, and  
            operate health care facilities," including, but not limited  
            to, hospitals.  Health care districts are governed by elected  
            boards of directors.  Health care districts throughout the  
            state need to retrofit existing buildings or build new  
            facilities in order to comply with the state's seismic safety  
            law.  These districts are faced with escalating construction  
            costs and are looking for the most cost-efficient ways to meet  
            seismic standards and provide well-designed and built  
            state-of-the-art facilities to provide health care to the  
            people of the state.  One of these is design-build  
            contracting.

          7)SB 1005 extends the design-build authorization currently  
            granted to the Sonoma Valley Health Care District to the Tahoe  
            Forest Health Care District and one additional health care  
            district authorized by the Office of Statewide Health Planning  
            and Development.  Because this authorization only extends to  
            the construction of buildings, it does not exceed the scope  
            recommended by the LAO report.

           8)Support Arguments  :  According to the sponsor, the Association  
            of California Healthcare Districts, district hospitals are the  
            only hospitals, both private and public, without this  
            authority.  Supporters believe that the design build process,  
            if used by district hospitals, would help hold down the cost  
            of seismic safety construction and expedite the design and  
            construction process which would save taxpayers money. 



           
          Opposition Arguments  :  In opposition, the American Federation of  
            State, County, and Municipal Employees states that design  
            build is not suited for constructing hospitals. "Due to the  
            complexity of hospital capitol outlay projects - such as  
            health monitoring systems and life support functions - the  
            traditional competitive bidding process is better designed to  








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            take into account the very specific needs of emergency medical  
            personnel, doctors, and support staff." 

           9)Technical Amendment  :  On Page 3, line 38, after "Statewide",  
            insert "Health". 

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Association of CA Healthcare Districts [SPONSOR]
          American Institute of Architects, CA Council
          Antelope Valley Healthcare District
          CA Chamber of Commerce
          CA Hospital Association
          CA Special Districts Association
          CH2M Hill
          Design-Build Institute of America, Western Pacific Region
          Eastern Plumas Health Care District
          Kaweah Delta Health Care District
          Oak Valley Hospital
          Regional Council of Rural Counties
          San Bernardino Mountains Community Hospital District
          Southern Mono Healthcare District dba Mammoth Hospital
          Tahoe Forest Health System
           
            Opposition 

           American Federation of State, County and Municipal Employees,  
          AFL-CIO
          Professional Engineers in CA Government


           Analysis Prepared by  :    Katie Kolitsos / L. GOV. / (916)  
          319-3958