BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



           ------------------------------------------------------------ 
          |SENATE RULES COMMITTEE            |                  SB 1139|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
          |(916) 651-1520         Fax: (916) |                         |
          |327-4478                          |                         |
           ------------------------------------------------------------ 
           
                                         
                                 THIRD READING


          Bill No:  SB 1139
          Author:   Correa (D)
          Amended:  As introduced
          Vote:     21

           
           SENATE PUBLIC EMP. & RET. COMMITTEE  :  6-0, 4/12/10
          AYES:  Correa, Ashburn, Corbett, Cox, Ducheny, Liu


           SUBJECT  :    Public Employees Retirement Law

           SOURCE  :     Public Employees Retirement System, Board of 
                      Administration


           DIGEST  :    This bill makes several technical and  
          non-controversial changes to various sections of the  
          Government Code administered by the Public Employees'  
          Retirement System (PERS) and grants PERS authority to offer  
          and manage expanded retirement savings options currently  
          authorized under federal law.

           ANALYSIS :    

           Existing Law
           
          1.Requires up to a two percent annual cost-of-living  
            adjustment (COLA) in May for state and school employee  
            retirees (depending on the Consumer Price Index) and a  
            two percent to five percent adjustment (subject to  
            contract options) for local public employee retirees, and  
            requires that retiree pensions be increased annually in  
                                                           CONTINUED





                                                               SB 1139
                                                                Page  
          2

            January to preserve 75 percent of original purchasing  
            power for state and school employee retirees and 80  
            percent of original purchasing power of retirees of local  
            public agencies contracting with PERS.

          2.Provides a comprehensive set of rights and benefits for  
            judges.  That law, the Public Employees' Retirement Law  
            (PERL) and the Judges' Retirement System (JRS) II Law,  
            set forth the provisions of the delivery of benefits,  
            including benefits, including benefits for retired  
            judges, administered by PERS.

          3.Provides that (a) PERS may offer 403(b) and 457 deferred  
            compensation retirement plans to local public agencies  
            and school districts in which participants make pre-tax  
            contributions for retirement savings, (b) the State  
            Teachers Retirement System (STRS) may offer a Roth  
            Individual Retirement Account (IRA) for the purpose of  
            rolling over assets held in an annuity contract or  
            custodial account offered by the system, and (c) the  
            Department of Personnel Administration (DPA) may  
            administer 401(k) and 457 retirement accounts to most  
            State employees, including employees of the Legislature,  
            Judicial and California State  University (CSU) system.

          This bill:

          1.Coordinates the date for adjustment of COLA and the  
            Purchasing Power Protection Allowance (PPPA) in the same  
            month each year.

          2.Makes a minor, technical change to the Public Employees'  
            Medical and Hospital Care Act to align it with language  
            contained in the JRS II Law.

          3.Expands the types of savings and opportunities offered to  
            public employees of a participating employer under the  
            PERS deferred compensation program, and makes other  
            conforming changes to the statutes governing the program.

           Comments

           1.  Coordinating the Timing of Annual COLA and PPPA  
            Adjustments.   According to PERS, by coordinating the  







                                                               SB 1139
                                                                Page  
          3

            timing of COLA and PPPA adjustments, retiree benefits  
            will only be adjusted once annually,   reducing  
            administrative costs and benefit fluctuations.

            In the first year of implementation, PPPA adjustments  
            will be deferred from January to May to synchronize the  
            two benefits.  However, the total amounts paid to  
            retirees will be equal to what would have been paid prior  
            to the administrative change, thereby ensuring that this  
            provision will be cost neutral.
           
           2.  Health Benefits for Judges Who Leave Office Early  .  This  
            minor, technical change does not create an additional  
            benefit or cost beyond what is currently provided by  
            statute.  

           3.  Tax-Deferred vs. Tax-Preferred Retirement Accounts  .   
            Deferred compensation plans reduce taxable income while  
            saving pre-tax dollars, gain interest on tax-deferred  
            investments, and not taxed until money is withdrawn.   
            Alternatively, tax-preferred retirement accounts, such as  
            the Roth individual retirement account (IRA) and Roth  
            403(b), require income taxes to be paid on contributions,  
            but distributions are tax free if certain conditions are  
            met.  Additionally, earnings and gains on amounts in a  
            Roth contribution program are not taxed if the  
            withdrawals are qualified distributions.  Otherwise, they  
            are taxed once they are withdrawn.

          4.  Expanding Retirement Savings Products Offered:   
            Tax-Preferred Retirement Accounts  .  According to PERS,  
            changes in federal and state law have occurred since  
            enactment of the enabling statutes authorizing  
            establishment of the PERS Deferred Compensation Program  
            in 1991.

            Although PERS may offer 457 and 403(b) plans to local  
            public agencies and school districts, the Economic Growth  
            and Tax Relief Reconciliation Act of 2001 expanded  
            employees' ability to save pre-tax compensation for their  
            retirement.  This act amended in 2006 to allow employees  
            to designate some or all of their elective contributions  
            designated after-tax or Roth contributions rather than  
            traditional, pre-tax elective contributions.







                                                               SB 1139
                                                                Page  
          4


            Because the enabling statutes for PERS' Deferred  
            Compensation Program predate many of these changes, this  
            expansion allows PERS to offer after-tax savings  
            arrangements such as the Roth 457 and Roth 401(k), Roth  
            IRA and other non-traditional savings arrangements  
            authorized under federal law, to better meet the needs of  
            local agency employers and employees while centralizing  
            and providing additional supplements to PERS' retirement  
            plan.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No    
          Local:  No

           SUPPORT  :   (Verified  4/13/10)

          Public Employees' Retirement System, Board of  
          Administration (source)
          American Federation of State, County and Municipal  
          Employees, AFL-CIO


          CPM:cm  4/14/10   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

                                ****  END  ****