BILL ANALYSIS                                                                                                                                                                                                              1
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                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          SB 1154 -  Cedillo                                Hearing Date:   
          April 20, 2010             S
          As Amended:         April 5, 2010            FISCAL       B

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                                      DESCRIPTION
           
           Current law  establishes the California Alternate Rates for  
          Energy (CARE) program, administered by the investor-owned  
          utilities (IOUs), which provides eligible low-income customers a  
          20 percent discount on their electric and natural gas bills.

           Current law  establishes the Universal Lifeline Telephone Service  
          (ULTS) program, administered by the California Public Utilities  
          Commission (CPUC), which provides eligible low-income customers  
          a 50 percent discount on the rate of basic telephone service.

           Current federal law  provides for the Earned Income Tax Credit  
          (EITC), a refundable federal income tax credit for low- to  
          moderate-income working households.

           This bill  would require the CPUC to ensure that all applications  
          for the CARE and ULTS programs include information about the  
          applicant's eligibility to qualify for the EITC.


                                      BACKGROUND
           
          Tax Credit Refunds - According to a March 2010 report of the New  
          America Foundation, an estimated 2.4 million California  
          residents will claim $4.95 billion in EITC refunds in 2009.   
          However, the report predicts an additional 800,000 Californians  
          will fail to claim the credit, thereby leaving an estimated $1.2  
          billion in EITC refunds on the table.  On average, families not  
          claiming the credit would have received a refund amounting to  
          $1,400.  The report states:  "The families and individuals who  











          miss out are not the only losers when these refunds go  
          unclaimed.  Local economies never benefit from this money.   
          These dollars are never spent at local businesses, so fewer jobs  
          are created, fewer wages are paid, and eventually less tax  
          revenue goes to state and local governments.  These refunds are  
          a foregone economic stimulus for California."

          According to the Internal Revenue Service Web site, income  
          eligibility for the EITC and the amount of credit varies with  
          the number of children in the household, ranging from a maximum  
          tax credit of $5,657 in a household with three or more  
          qualifying children and adjusted gross income of less than  
          $43,279 to a maximum tax credit of $457 in a household with no  
          qualifying children and adjusted gross income of less than  
          $13,440.  

          CARE Program - A customer can be eligible for the CARE program  
          based on (1) household income, ranging from less than $30,500  
          for a household of one or two persons to less than $58,000 for a  
          household of six persons, or (2) enrollment in public assistance  
          programs such as Medicaid/Medi-Cal, Supplemental Security  
          Income, etc. The costs of the CARE programs are paid by  
          ratepayers.  Each IOU is authorized to recover its cost of  
          administering the CARE program through a surcharge on each  
          customer's bill.  The utilities offer customers a variety of  
          procedures for applying for CARE, including mail, telephone, and  
          online applications and recertifications.  The utilities are  
          required to submit annual reports on the program to the CPUC.

          ULTS Program - A customer can be eligible for ULTS, also known  
          as Lifeline service, based on (1) household income ranging from  
          less than $24,000 for a household of one or two persons to less  
          than $34,000 for a household of four persons, or (2) enrollment  
          in public assistance programs.  The ULTS is funded through an  
          all end-user surcharge on intrastate telecommunications service,  
          with funds going to the CPUC, which administers the program.   
          The CPUC pays an outside contractor - Solix - for handling all  
          initial application forms and annual recertification  
          applications. 

          According to the author, one of the main reasons eligible  
          Californians do not apply for the EITC is that they do not know  
          about the program.  "Partnering with an established program like  
          CARE and Lifeline to do outreach about the federal EITC will  










          allow information about the EITC to reach target populations  
          that would most likely qualify for the EITC."


                                       COMMENTS
           
              1)   Application Procedures  .  This bill requires the CPUC to  
               ensure that "all applications" for CARE and ULTS include  
               information about the applicant's eligibility to qualify  
               for the EITC and further provides that the information "may  
               be included on a separate sheet in the same envelope that  
               the application for the CARE and ULTS program is sent."   
               Mail is not the only means used by either program for  
               initial application or recertification.  The author and  
               committee may wish to consider amending the bill to clarify  
               if the IOUs  and CPUC (Solix) are required to include  
               information about the EITC in connection with online and  
               telephone applications for CARE and ULTS or just  
               applications sent through the mail.

              2)   Who Provides Information  ?  This bill requires that CARE  
               and ULTS applicants be provided information about the EITC  
               requirements, the potential benefit to the applicant's tax  
               return, and contact information for obtaining further  
               information.  The bill does not specify who is required to  
               develop this information, but the author's stated intent is  
               that CPUC shall provide it.  This raises the question  
               whether the CPUC, which regulates California utilities,  
               should be responsible for preparing, and ensuring the  
               accuracy of, information about a federal tax program that  
               can change from year to year.  

              3)   Customer Confusion  .  The premise of this bill - that  
               individuals eligible for low-income utility and telephone  
               service are highly likely to also be eligible for the EITC  
               - is rational.  But it is unclear if providing these  
               individuals information about a tax credit in a mailing  
               about utility or telephone service will lead them to apply  
               for the EITC.  Perhaps more importantly, will including  
               information about a federal tax program clutter up the  
               mailing and detract from its primary purpose - getting the  
               individual to apply or recertify for ULTS or CARE service?   
               Improving application and recertification procedures in  
               order to improve overall participation in CARE and ULTS has  










               been the focus of many CPUC workshops and proceedings in  
               recent years.  For example, changes implemented as a result  
               of a 2007 "Strategies Report" on improving ULTS included  
               redesigning envelopes for greater visibility to customers,  
               using First Class mail, using an outbound dialer to inform  
               customers of an imminent mailing, and stamping the envelope  
               "Immediate Action Required."  Adding an insert about an  
               unrelated federal tax program has the potential to undo the  
               positive effects of these carefully crafted improvements.

              4)   Other Low-Income Programs  .  Many programs that benefit  
               low-income individuals may view CARE and ULTS as a  
               convenient means to distribute their information.  If these  
               utility and telephone programs are made available for the  
               EITC, should they also be available for outreach by other  
               programs?

              5)   Low Income Oversight Board  .  Current law establishes the  
               Low Income Oversight Board (LIOB), which is made up of  
               representatives of utilities, the CPUC, and low-income  
               organizations and is charged with advising the CPUC on  
               low-income electric and gas customer issues and serving as  
               a liaison for the CPUC to low-income ratepayers and  
               representatives.  The author and committee may wish to  
               consider amending the bill to require the LIOB to make  
               recommendations on whether the CARE and ULTS programs could  
               assist with outreach about EITC in a manner that does not  
               detract from the primary mission of these programs and that  
               minimizes ratepayer impact. 


                                       POSITIONS
           
           Sponsor:
           
          Author.

           Support:
           
          None on file.

           Oppose:
           
          None on file.













          Jackie Kinney
          SB 1154 Analysis
          Hearing Date:  April 20, 2010