BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 1236
                                                                  Page  1

          Date of Hearing:   June 30, 2010

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                   SB 1236 (Alquist) - As Amended:  June 10, 2010 

          Policy Committee:                             Health Vote:18-0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              

           SUMMARY  

          This bill requires the California Department of Health Care  
          Services (DHCS) to establish an alternative to the use of  
          designated public hospital inpatient Treatment Authorization  
          Requests (TARs). TARs are the route by which providers receive  
          authorization for specified treatments and services provided on  
          behalf of Medi-Cal patients. Specifically, this bill: 

          1)Requires DHCS to consult with designated public hospitals in  
            the development of the alternative to TARs. Provides hospitals  
            with the option of participating in the program established by  
            this bill. 

          2)Authorizes DHCS to utilize other processes, including a pilot  
            project, to meet the needs of a particular designated public  
            hospital.

          3)Requires DHCS to pursue a federal state plan amendment or a  
            waiver to ensure receipt of federal funding support for  
            alternatives established by this bill. 

          4)Requires the alternative TARs process established by this bill  
            to become inoperative if it results in increased GF costs or  
            public hospitals use funds other than public funds to draw  
            down federal financial participation. 

           FISCAL EFFECT  

          1)Annual costs to DHCS in the range of $200,000 (50% GF/50%  
            federal) to consult with public hospitals, establish an  
            alternative to TARs processes, acquire appropriate federal  
            approvals, and continue oversight of Medi-Cal payments to  
            designated public hospitals choosing to participate in the  
            alternative process established by this bill. A prior version  






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            of this bill contained a mechanism by which local funds would  
            pay the GF portion of the DHCS workload. This bill no longer  
            contains that funding mechanism. 

          2)An unknown impact on inpatient Medi-Cal reimbursements paid to  
            public hospitals to the extent the newly established processes  
            result in fewer denials for inpatients services than currently  
            determined by DHCS TARs processes. According to general DHCS  
            data, approximately 7% of public hospital inpatient TARs were  
            denied in a recent year. These denials were associated with  
            spending in the range of $45 million (50% local certified  
            public expenditure/50% federal) across the 21 designated  
            public hospitals. 

           COMMENTS  

           1)Rationale  . This bill is sponsored by the Santa Clara Valley  
            Medical Center (SCVMC) to improve the TARs process for  
            inpatient hospital services. The author and sponsor indicate  
            the TARs process is burdensome and can lead to substantial  
            delays. Such delays and complications are of particular  
            concern for public hospitals that rely on Medi-Cal for a  
            substantial portion of hospital income. The author and sponsor  
            understand the need for some authorization mechanism, but wish  
            to find a more streamlined approach to reduce hospital burdens  
            while balancing the need for oversight. The author and sponsor  
            justify separate treatment for this group of hospitals because  
            these inpatient costs are 50% local (certified public  
            expenditures) and 50% federal Medicaid funds, in contrast to  
            other hospitals which rely on state general fund for 50% of  
            inpatient reimbursements. 

           2)Background  . The Medi-Cal TARs Process is California's method  
            of utilization review. Some version of utilization review is  
            required by federal Medicaid law. The TARs process is designed  
            to control costs by ensuring Medi-Cal beneficiaries receive  
            medically necessary services using the least costly  
            alternative. Medically necessary services are defined as  
            services that are reasonable and necessary to protect life,  
            prevent significant illness or disability, or to alleviate  
            severe pain. Certain medical procedures, services, and  
            equipment require authorization before the provider can submit  
            a claim for payment. TARs are submitted by paper or  
            electronically to field offices located throughout the state.  
            Doctors, nurses, and pharmacists, then manually review TARs  
            for medical necessity and to determine whether the requested  
            services or drugs are covered by Medi-Cal.






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           3)Pilot Underway in Two Counties . A pilot project addressing an  
            alternative TAR process is currently underway in two counties  
            with designated public hospitals. Alameda County Medical  
            Center and San Joaquin General Hospital use InterQual instead  
            of submitting TARs. InterQual is a proprietary clinical  
            decision support tool by McKesson Health Solutions. DHCS staff  
            then conducts site visits to review charts from a sample of  
            patients from each hospital to compare the hospitals'  
            utilization patterns (acute in-patient days approved/denied,  
            etc.) when InterQual and Medi-Cal criteria are used. DHCS  
            indicates if this pilot program is determined to be  
            successful, it may be expanded to other parts of the state.  
            Final results of the pilot program are not yet available. 
           
          4)Recent Audit  . In May of 2010 the Bureau of State Audits  
            released a report about the need to streamline Medi-Cal TARs  
            and to complete TARs processes within statutory timelines. The  
            audit concluded that special attention needs to be paid to  
            considering removing TARs for services with low costs and low  
            rates of denials. Although inpatient hospital services were  
            not a particular focus of the audit, the report may provide  
            further specificity to the approach proposed in this bill.  

          5)Related Legislation  . AB 613 (Beall) in 2009 required DHCS to  
            improve and streamline the TAR process by expediting  
            processing timelines, conducting TARs cost-benefit analyses,  
            and reducing the number of TARs required. AB 613 was held on  
            the Suspense File of this committee.  

          AB 436 (Lieber) in 2003 authorized Santa Clara Valley Medical  
            Center to self-certify TARs. The bill was vetoed due concerns  
            about DHCS staffing costs and concerns about increased costs  
            associated with a reduced levels of TARs denials. 
           
          Analysis Prepared by  :    Mary Ader / APPR. / (916) 319-2081