BILL ANALYSIS                                                                                                                                                                                                    



                                        
                       SENATE LOCAL GOVERNMENT COMMITTEE
                            Senator Dave Cox, Chair


          BILL NO:  SB 1445                     HEARING:  4/7/10
          AUTHOR:  DeSaulnier                   FISCAL:  Yes 
          VERSION:  3/24/10                     CONSULTANT:  Detwiler
          
                          REGIONAL AND STATE PLANNING

                           Background and Existing Law  

          The Safe Drinking Water, Water Quality and Supply, Flood  
          Control, River and Coastal Protection Bond Act of 2006  
          (Proposition 84) authorized $5.4 billion in state bonds.   
          One purpose is "Revitalizing our communities and making  
          them more sustainable and livable by investing in sound  
          land use planning, local parks and urban greening."  $580  
          million is available for those purposes, with $90 million  
          specifically set aside for "planning grants and  
          incentives."

          The Strategic Growth Council awards and manages these  
          grants (SB 732, Steinberg, 2008).  The six-member Council  
          consists of the:
                 Director of the Governor's Office of Planning and  
               Research (OPR).
                 Secretary of the Natural Resources Agency.
                 Secretary of the Environmental Protection Agency.
                 Secretary of the Business, Transportation and  
               Housing Agency.
                 Secretary of the California Health and Human  
               Services Agency.
                 A public member, appointed by the Governor.

          The Strategic Growth Council coordinates the state's  
          activities and programs to improve air and water quality,  
          improve natural resources protection, increase the  
          availability of affordable housing, improve transportation,  
          meet the goals of the California Global Warming Solutions  
          Act ("AB 32"), encourage sustainable land use planning, and  
          revitalize community centers.  The Council must comment on  
          the state's five-year infrastructure plan and OPR's State  
          Environmental Goals and Policies Report.

          OPR is the state's comprehensive planning agency,  
          responsible for helping local and regional officials with  
          land use planning.  Located within the Office of the  




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          Governor, OPR coordinates state agencies' planning  
          activities.  Every four years, OPR must prepare a State  
          Environmental Goals and Policies Report, a 20- to 30-year  
          look ahead at state growth and development.  The State  
          Environmental Goals and Policy Report must be consistent  
          with the state's planning priorities to:
                 Promote infill development and equity.
                 Protect environmental and agricultural resources.
                 Encourage efficient development patterns (AB 857,  
               Wiggins, 2002).

          The Planning Advisory and Assistance Council (PAAC) is  
          OPR's advisory panel, which is supposed to meet at least  
          twice a year to offer advice and help shape the State  
          Environmental Goals and Policies Report.  OPR's Director  
          appoints the PAAC members:
                 Three city representatives, nominated by the League  
               of California Cities.
                 Three county representatives, nominated by the  
               California State Association of Counties.
                 One representative from each of the regional  
               planning districts designated by OPR; at least two  
               from metropolitan area planning organizations and at  
               least one from a nonmetropolitan planning  
               organization.
                 One representative of Indian tribes with  
               reservations in California.

          Cities and counties have formed joint powers agencies  
          called councils of governments (COGs) to conduct areawide  
          studies and implement various regional planning  
          requirements, particularly regional housing needs  
          assessments and regional transportation plans.  Many COGs  
          are federally recognized metropolitan planning  
          organizations (MPOs), although there are institutional  
          permutations.  For example, in the nine-county San  
          Francisco Bay region, the Association of Bay Area  
          Governments (ABAG) is the COG that prepares the regional  
          housing needs assessment, but the Metropolitan  
          Transportation Commission (MTC) is the region's MPO.

          There is increasing legislative and public support for  
          linking land use decisions to transportation policy to help  
          reduce greenhouse gas (GHG) emissions from vehicles.  The  
          California Air Resources Board must assign each MPO a GHG  
          emissions reduction target, and then each MPO must prepare  





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          a "sustainable communities strategy" as a component of its  
          regional transportation plan (SB 375, Steinberg, 2008).   
          This strategy is a blueprint for communities to achieve the  
          region's GHG emissions reduction target.  If the  
          sustainable communities strategy does not achieve the  
          reduction target, the MPO must prepare an alternative  
          planning strategy. 

          COGs that are concerned about linking housing,  
          transportation, and other regional concerns want to connect  
          these policy discussions to practical programs that will  
          help regional and local officials create sustainable  
          communities.


                                   Proposed Law  

          Senate Bill 1445 creates a revenue stream for regional  
          planning agencies and the Planning Advisory and Assistance  
          Council (PAAC) [See 3 and 5 of the bill.]  SB 1445  
          expands the PAAC's membership and duties. [2]  The bill  
          affects the duties of the  Strategic Growth Council. [4]   
          There are also legislative findings and declarations. [1]

          I.   Vehicle Registration Fee  .  SB 1445 increases the state  
          vehicle registration fee by $1, starting July 1, 2011.

          The bill allows the State Department of Motor Vehicles  
          (DMV) to deduct 1% (2% in the first year) of the resulting  
          revenues for its costs.  The Department must send another  
          1% to the Planning Advisory and Assistance Council (PAAC)  
          to pay for its duties.  The DMV must distribute the rest of  
          these new revenues to:
                 Metropolitan planning organizations.
                 Councils of governments outside of metropolitan  
               planning organizations.
                 Transportation planning agencies outside of either  
               metropolitan planning organizations or councils of  
               governments.
          The DMV's distribution must be based on the amount of the  
          fees collected from registered motor vehicles in these  
          jurisdictions.

          II.   Regional Programs .  SB 1445 spells out how regional  
          agencies spend these revenues.






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          Metropolitan planning organizations, councils of  
          governments, and county transportation commissions must  
          spend the revenues received from the vehicle registration  
          fees to develop and implement a:
                 Sustainable communities strategy.
                 Regional blueprint plan (meaning both a sustainable  
               communities strategy and an alternative planning  
               strategy).
                 Rural transportation plan element, consistent with  
               the State Department of Transportation's regional  
               blueprint guidelines.

          When a metropolitan planning organization and a council of  
          governments jointly prepare a sustainable communities  
          strategy, they must share these revenues.

          After the Southern California Association of Governments  
          (SCAG) spends these revenues to prepare its regional  
          sustainable communities strategy, SCAG must distribute the  
          rest of its revenues to a county transportation commission  
          or a subregional council of governments that will prepare a  
          subregional sustainable communities strategy.   SCAG must  
          distribute the remaining revenues to the county  
          transportation commissions and subregional councils of  
          governments in proportion to the percentage of total  
          regional revenues attributable to each commission or  
          council's jurisdiction.

          SB 1445 allows a metropolitan planning organization, a  
          council of governments, or a county transportation  
          commission and a subregional council of governments to  
          share their revenues with the local air quality management  
          district.  The air quality management district must use  
          these revenues to help local and regional governments  
          reduce greenhouse gas emissions by spending the money on  
          efforts that include:
                 Help to develop a subregional sustainable  
               communities strategy.
                 Help to develop local greenhouse gas emission  
               inventories.
                 Help to develop general plan strategies to reduce  
               greenhouse gas emissions.
                 Develop and help with the California Environmental  
               Quality Act guidelines and analyses of greenhouse gas  
               emissions.
                 Consult and develop local climate action plans.





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                 Consult on projects that reduce greenhouse gas  
               emissions from transportation and land use decisions.

          III.   Planning Advisory and Assistance Council's Duties  .   
          SB 1445 assigns the PAAC five new duties:
                 Work with the Strategic Growth Council, regional  
               agencies, cities, and counties to facilitate the  
               implementation of regional blueprint projects.
                 Facilitate coordination between regional blueprint  
               plans and state growth and infrastructure funding  
               plans by developing proposed recommendations to the:
                  o         Strategic Growth Council.
                  o         State Department of General Services.
                  o         State Allocation Board.
                  o         State Department of Housing and Community  
                    Development.
                  o         California Transportation Commission.
                  o         California Housing and Finance Agency.
                  o         Other state agencies that affect land  
                    use, housing, or transportation
                 Receive reports, including the state's five-year  
               infrastructure plan.
                 Report to the Legislature on how state agencies  
               implement the state's planning priorities.
                 Report to the Legislature on regional performance  
               measures that evaluate each region based on the PAAC's  
               criteria for improving the regions' employment,  
               environmental protection, education, housing,  
               mobility, and other criteria. 

          IV.   Planning Advisory and Assistance Council's Members  .   
          SB 1445 changes the PAAC's membership so that it consists  
          of:
                 Three city representatives, nominated by the League  
               of California Cities.
                 Three county representatives, nominated by the  
               California State Association of Counties.
                 Seven representatives of regional planning  
               organizations:
                  o         One from the Southern California  
                    Association of Governments.
                  o         One who is a member of the governing  
                    bodies of both the Metropolitan Transportation  
                    Commission and the Association of Bay Area  
                    Governments.
                  o         One from the San Diego Association of  





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                    Governments.
                  o         One from the Sacramento Area Council of  
                    Governments.
                  o         One from the San Joaquin Valley Regional  
                    Policy Council.
                  o         One from the other metropolitan planning  
                    organizations or councils of governments,  
                    nominated by the California Association of  
                    Councils of Governments.
                  o         One from a regional transportation  
                    planning agency that is neither a metropolitan  
                    planning organization nor a council of  
                    governments, nominated by the California  
                    Association of Councils of Governments.
                 One member of the State Air Resources Board.
                 One member of the California Transportation  
               Commission.
                 One member of the State Energy Resource  
               Conservation and Development Commission.
                 One member appointed by the Assembly Speaker.
                 One member appointed by the Senate Rules Committee.
                 One representative of Indian tribes with  
               reservations in California. [2]

          V.   Strategic Growth Council  .  SB 1445 requires the  
          Strategic Growth Council to consult with and coordinate its  
          recommendations with the Planning Advisory and Assistance  
          Council within the Governor's Office of Planning and  
          Research.


                                     Comments  

          1.   Connect the dots  .  California's arrangement for  
          statewide functional planning, regional planning  
          coordination, and local comprehensive planning is haphazard  
          and certainly not the product of conscious design.  With  
          more than 40 statewide plans, scores of regional and  
          subregional entities, and 538 local general plans, the  
          result is a swirling mass of institutions and ad hoc  
          arrangements.  For more than 70 years, state law has  
          required cities and counties to adopt and follow  
          comprehensive general plans that balance competing values  
          within each community.  At the regional level, COGs, MPOs,  
          AQMDs, RWQCBs, LAFCOs, and state-created regional  
          commissions (BCDC, TRPA, Coastal Commission, DPC, DSC)  





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          struggle to make sense out of topics that are  
          larger-than-local.  Within state government, the  
          Legislature conceived of OPR as the hub of a figurative  
          wagon wheel, with the state departments' functional plans  
          as the spokes, and the State Environmental Goals and  
          Policies Report at the rim, holding the parts together.   
          When these institutions don't produce results, legislators  
          create new entities such as SB 375's Strategic Growth  
          Council.  SB 1445 dives into this institutional alphabet  
          soup and connects the new Strategic Growth Council to OPR's  
          PAAC.  The bill adds three state agencies and two  
          legislative appointments to the PAAC, while giving seats to  
          specific COGs and MPOs.  SB 1445 is a brave attempt to make  
          sense out of long-range planning efforts that almost defy  
          description.

          2.   Plates pay for plans  .  Successful long-range planning  
          needs a dedicated revenue stream.  Unlike other states,  
          California invests no State General Funds to support local  
          comprehensive planning.  Cities and counties must rely on  
          their own budgets, augmented by local fees.  COGs rely on  
          mixes of federal funds and members' dues.  Although  
          Proposition 84 promised $90 million in local and regional  
          planning support, that's hardly enough to plan properly for  
          a state that will have 50 million residents shortly after  
          2030.  SB 1445 raises about $30 million a year to fund the  
          preparation of sustainable communities strategies by COGs  
          and MPOs, but cities and counties must still revise their  
          general plans and make land use decisions.  The Committee  
          may wish to consider redirecting 2/3 of the new revenues to  
          local planning after the regional organizations finish  
          their initial SB 375 obligations.

          3.   Failed attempts  .  The new Strategic Growth Council and  
          OPR's PAAC are merely the current incarnations of the state  
          government's earlier failed attempts to supervise  
          long-range planning.  The first State Planning Commission  
          appeared in 1934, followed by a separate State Planning  
          Board in the Department of Finance (1935), combined into  
          the State Reconstruction and Re-Employment Commission  
          (1943), and abolished in 1947.  A new State Office of  
          Planning within the Department of Finance had its own  
          Planning Advisory Committee (1959), followed by a  
          Coordinating Council on Urban Policy (1963), an  
          Intergovernmental Council on Urban Growth (1965), the  
          California Council on Intergovernmental Relations (1969),  





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          and the re-named Planning Advisory and Assistance Council  
          and the Governor's Office of Planning and Research (1970).   
          Although it hasn't met for years, the PAAC was supposed to  
          advise OPR.  SB 1445 ignores OPR and instead converts the  
          PAAC from an advisory body into a state-local planning  
          council with guaranteed revenues.  The Committee may wish  
          to consider assigning these new duties and revenues to OPR  
          instead of to the PAAC.

          4.   Distributing dollars  .  The DMV gets 1% and the PAAC  
          gets another 1% of the $30 million generated by SB 1445,  
          while the rest of the new revenues go to the MPOs and COGs  
          to write their sustainable communities strategies.  Because  
          the bill's distribution formula relies on where cars and  
          trucks are registered, most of the money goes to SCAG for  
          its six-county region (45%) and to ABAG and MTC for their  
          nine-county region (19%).  But the counties in the  
          Sacramento Valley, the San Joaquin Valley, and the Mother  
          Lode may have greater needs for better planning.  Instead  
          of distributing dollars based on a fixed formula, the  
          Committee may wish to consider requiring OPR to allocate  
          the state funds based on applications from COGs, MPOs,  
          county transportation commissions, and other planning  
          agencies.

          5.   No little plans  !  One of America's first city planners,  
          Daniel Burnham, famously challenged his colleagues:  Make  
          no little plans.  They have no magic to stir men's blood  
          and probably will not themselves be realized.  SB 1445  
          makes no plans at all, merely facilitating coordination,  
          requiring more consultation, inserting state officials on  
          the PAAC, and commissioning more reports to the  
          Legislature.  For example, the PAAC must grade the regions  
          on their residents' education and employment --- topics  
          that fall far outside the PAAC members' purview.  Why  
          should a member of the Air Resources Board judge school  
          performance in the San Joaquin Valley?  While sweeping away  
          the current tangled thicket of planning duties and starting  
          over is politically impractical, the Committee may wish to  
          consider whether SB 1445 further entangles state, regional,  
          and local officials without a clear outcome.  What's the  
          result that legislators want?

          6.   Now you see it.  Now you don't  ?  In June 2009, Governor  
          Schwarzenegger called OPR "a total waste," adding that "The  
          Office of Planning and Research ought to be about planning  





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          and research to come up with great policy answers, which  
          this office doesn't do."  The Governor's 2010-11 Budget  
          calls for OPR's elimination, reassigning some of its  
          functions to other state entities.  However, the  
          Administration has yet to say what should become of OPR's  
          land use and technical assistance duties.  SB 1445 expands  
          the PAAC's duties, but by 2011 there may not be an OPR for  
          the PAAC to advise.

          7.   Technical amendments  .  To avoid confusion, the  
          Committee should adopt two technical amendments.  First, on  
          page 4, line 27, insert "the" after "of" as recommended by  
          the Senate Engrossing and Enrolling staff.  Second, on page  
          7, lines 27 to 30, substitute language that allocates the  
          fee revenues "based on the amount of fees collected from  
          motor vehicles registered within each jurisdiction" to  
          conform to the formula on page 10, lines 28 and 29.

          8.   Legislative history  .  SB 1455 is similar to SB 406  
          (DeSaulnier, 2009) which the Senate Local Government  
          Committee passed by the vote of 3-2.  Governor  
          Schwarzenegger vetoed last year's bill because it allowed  
          MPOs, COGs, and county transportation commissions to impose  
          motor vehicle fees without local voter approval.  This  
          year's bill relies on a statewide fee, imposed directly by  
          the Legislature.

          9.   Double referral  .  Because SB 1445 increases the state's  
          vehicle registration fee, the Senate Rules Committee has  
          ordered that the bill go to the Senate Transportation and  
          Housing Committee for review, after it leaves the Senate  
          Local Government Committee.

           
                        Support and Opposition  (4/1/10)

           Support  :  California Association of Councils of  
          Governments, American Planning Association-California  
          Chapter, Association of Bay Area Governments.

           Opposition  :  Unknown.