BILL ANALYSIS                                                                                                                                                                                                    






                 Senate Committee on Labor and Industrial Relations
                               Mark DeSaulnier, Chair

          Date of Hearing: August 18, 2010             2009-2010 Regular  
          Session                              
          Consultant: Gideon L. Baum                   Fiscal:Yes
                                                       Urgency: No
          
                                  Bill No: SB 1474
                            Author: Steinberg and Wright
                              Version: August 12, 2010
          

                                       SUBJECT
          
                          Labor representatives: elections.


                                      KEY ISSUE

          Should the Legislature empower the Agricultural Labor Relations  
          Board (ALRB) to require an employer to bargain with a labor  
          organization if that employer is guilty of coercive conduct  
          during a secret ballot election for union representation?
          

                                       PURPOSE
          
          To require the Agricultural Labor Relations Board (ALRB) to  
          issue a bargaining order compelling an employer to negotiate  
          with a labor organization if the employer engaged in misconduct  
          which prevented a free and uncoerced secret ballot election for  
          labor representation.


                                      ANALYSIS
          
           Existing law  provides for a secret ballot election process for  
          agricultural workers where a petition has been submitted, as  
          specified, asking for the opportunity for workers to decide  
          whether to select a particular union as their collective  
          bargaining representative.  Specifically, the law:

            Allows for the filing of a petition that is signed by a  
            majority of the current employees in a collective bargaining  
            unit, or accompanied with cards signed by a majority of the  









            current employees in a collective bargaining unit, with the  
            Agricultural Labor Relations Board (ALRB) to seek  
            representatives to collectively bargain for the employees in  
            the bargaining unit.  The petition must allege the following:

             a)   That the number of employees of the employer named in  
               the petition is not less than 50 percent of the employer's  
               peak agricultural employment for the current calendar year.

             b)   That a valid election has not been conducted among the  
               agricultural employees of the employer named in the  
               petition within 12 months immediately preceding the filing  
               of the petition.

             c)   That no labor organization is currently certified as the  
               exclusive collective bargaining representatives for the  
               employees of the employer named in the petition.

             d)   That the petition is not barred by an existing  
               collective bargaining agreement.

            Upon receiving the signed petition, the ALRB must investigate  
            the petition immediately.  If the ALRB finds that the petition  
            is accurate, then it must hold an election by secret ballot  
            within seven days of the filing of the petition.  The ALRB  
            must print ballots that list the labor organization or  
            organizations that seek to represent the employees, as well as  
            a "no labor organizations" voting option.  Whoever receives 50  
            percent + one of the votes cast shall win the election.  
            Run-offs, if necessary, must take place;

           Existing law  provides two forums for challenging the outcome of  
          a secret ballot election:

               1)     Within 5 days of a secret ballot election,  
                 individuals may petition the ALRB asserting, among other  
                 things, that the petition filed for a representation  
                 election was incorrect or objecting to the conduct of the  
                 election or conduct affecting the results of the  
                 election; 

               2)     Within 6 months of an incident, someone requests  
          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 2

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                 that the general counsel of the ALRB investigate  
                 employers, employees, and/or interested parties of  
                 engaging in unfair labor practices, including activities  
                 that improperly interfered with the conduct of a secret  
                 ballot election.

           Existing law  requires the ALRB to conduct a hearing upon receipt  
          of a petition alleging an improper election.  The board may  
          refuse to certify the election if it finds that any of the  
          assertions in the petition are correct or that misconduct  
          affected the results of the election.  The ALRB must certify the  
          election unless it determines that there are sufficient grounds  
          to refuse to do so.

           Existing law  empowers,  but does not require  , the general counsel  
          of the ALRB to investigate claims of unfair labor practices or  
          take those charges to a hearing.  If, after a hearing, the ALRB  
          finds unfair labor practices took place, the ALRB must issue a  
          cease-and-desist order and also take affirmative action, which  
          can include reinstatement with or without back pay, and making  
          an employee whole, where appropriate, for loss of pay.  

           Existing case law  also allows the ALRB to issue a "bargaining  
          order", which impels the employer to negotiate with a labor  
          organization, when an employer prevents a free and fair secret  
          ballot election from occurring through unfair labor practices.

           This bill  would also declare the intent of the Legislature to  
          provide the Agricultural Labor Relations Board (ALRB) with an  
          alternative basis to set aside an election and a remedy for  
          misconduct affecting the right of employees to a free and  
          uncoerced election.
           
          This bill would also:  

             1)   State that the Agricultural Labor Relations Board (ALRB)  
               may refuse to certify an election if a petition asserts,  
               and the Board finds that an employer is engaged in  
               misconduct affecting the right of employees to a free and  
               uncoerced choice in a secret ballot election.  

             2)   Require that if an election has been set aside due to  
          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 3

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               employer misconduct that affected the outcome of the  
               election, a labor organization must be certified as the  
               exclusive bargaining representative if that labor  
               organization has already presented valid, signed  
               authorization cards for more than 50 percent of the  
               bargaining unit.

             3)   State that the ALRB can not refuse to certify an  
               election based solely on a de minimus violation of the law.

             4)   Require that the ALRB file a final order within one year  
               if the petition questioning the propriety of the election  
               involves unrepresented workers.
                                           

                                       COMMENTS

          1.  Need for this bill?

            SB 1474 was originally heard by this Committee on April 19th,  
            2010.  As originally heard by this committee, SB 1474 would  
            have provided for an alternative election process, known as  
            the "majority sign-up election" for farm workers to elect for  
            a labor organization to represent them for the purposes of  
            collectively bargaining with their employer.  As heard, the  
            Committee passed SB 1474 on 4-2 vote.

            Since that time, the measure has been substantially  
            re-written.  Rather than creating an alternative election  
            process, SB 1474 focuses on remedies for when an employer  
            engages in coercion in the secret ballot election, preventing  
            employees from having a legally-required fair election.  Most  
            notably, SB 1474 does this by:

             1)   Explicitly listing employer misconduct as grounds to  
               challenge an election; and 

             2)   Requiring that if an election has been set aside due to  
               employer misconduct that affected the outcome of the  
               election, a labor organization must be certified as the  
               exclusive bargaining representative if that labor  
               organization has already presented valid, signed  
          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 4

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               authorization cards for more than 50 percent of the  
               bargaining unit.

            The approach SB 1474 seeks to codify was first expounded in  
            two precedent-setting court cases addressing unfair labor  
            practices: National Labor Relations Board (NLRB) v. Gissel,  
            (1969) 395 U.S. 575 and Harry Carian Sales v. Agricultural  
            Labor Relations Board, (1985) 39 Cal. 3d 209.  

            In Gissel, the U.S. Supreme Court ruled that if it was found  
            that the employer engaged in "practices?to undermine majority  
            strength and impede the election process", the National Labor  
            Relations Board (NLRB) could issue a "bargaining order", or  
            require the employer to bargain with a labor representative if  
            "there is also a showing that at one point the union had a  
            majority".  In 1985, the California Supreme Court found in  
            Carian Sales that the Agricultural Labor Relations Board  
            (ALRB) could also issue "bargaining orders" as discussed in  
            Gissel.

            Despite this, the ALRB has not utilized this authority since  
            the Carian Sales decision.  Moreover, this authority can only  
            be used for unfair labor practices hearings - not hearings on  
            election outcomes.  The ALRB discussed this in a 2006 decision  
            on an election outcome challenge:

                   "In these circumstances, due to the lack of any  
                   sanctions other than setting aside the election,  
                   there is no method of removing the taint on  
                   employee free choice created by the election  
                   misconduct. As a result, the setting aside of  
                   the election merely returns the situation to the  
                   status quo before the election petition was  
                   filed, but with the residual effect on free  
                   choice from the misconduct. Obviously, this  
                   allows wrongdoers to profit from their  
                   misconduct even if it results in the setting  
                   aside of the election. 

                   Thus, we are forced to conclude that the  
                   election objections process where, as here, the  
                   tally of ballots indicates an ostensible "No  
          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 5

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                   Union" victory, is all but a meaningless  
                   exercise in terms of its affect on the rights of  
                   the parties and the employees. Regrettably, the  
                   statute in its present form does not provide the  
                   Board with remedial authority through which it  
                   might address this problem. Consequently, it is  
                   a problem that may be addressed only by the  
                   Legislature."   

                   Giumarra Vineyards Corp., (2006) 32 ALRB 5, at  
                   5.
                   
            SB 1474 seeks to address this problem by requiring the board  
            with the ability to issue bargaining orders in an employer is  
            found to have coerced an election outcome, compelling the  
            employer to negotiate with the labor organization aggrieved by  
            the election misconduct, if a majority of employees have shown  
            they support the labor organization through signing  
            representation cards.

          2.  Proponent Arguments  :
            
            Proponents argue that California's labor law enforcement in  
            the agricultural economy is inadequate, particularly for wage  
            and hour law violations, making the need for union  
            representation more necessary.  However, proponents believe  
            that it is far more difficult for farm workers to elect for a  
            labor representative, as they are a uniquely vulnerable  
            population- farm workers may face immigration consequences,  
            most farm workers do not speak English, and many are working  
            to support extended families that could not survive without  
            the farm workers' income.  Proponents believe that SB 1474  
            would be an important and simple step forward in protecting  
            the ability of farm workers to organize by requiring that if  
            employer misconduct prevents a fair election, the ALRB can set  
            the election aside and look to establish the intent of the  
            workers through representation cards.  Proponents also note  
            this could serve as a necessary deterrent for employers  
            inclined towards engaging in prohibited harassment. 

          3.  Opponent Arguments  :

          Hearing Date:  August 18, 2010                           SB 1474  
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            Opponents argue that SB 1474 as currently written would  
            undermine the existing labor law secret ballot provisions by  
            require the Agricultural Labor Relations Board (ALRB) to  
            certify a union where an election is set aside due to employer  
            misconduct, even if that misconduct did not affect the  
            election's outcome or constitute an unfair labor practice.   
            Opponents also believe that the authorization cards submitted  
            by a union to trigger an election do not always show that a  
            majority of employees supported the union. Opponents contend  
            that employees may sign authorization cards for other reasons,  
            such as to merely call for an election, to stop a union  
            organizer from continuing to pester them for their cards, or  
            because they were tricked by misrepresentation as to the  
            consequence of signing cards. Opponents believe that a secret  
            ballot election is the only to determine the true preferences  
            of employees, even in the wake of employer misconduct.

          4.  Prior Legislation  :

            SB 789 of 2009 was nearly identical to the introduced version  
            of this bill, and was vetoed by Governor Schwarzenegger.  His  
            veto message read, in part:

                    SB 789 sets in place a "majority signup  
                    election" process for agricultural  
                    employees to select union representation.   
                    This process fundamentally alters an  
                    employee's right to a secret ballot  
                    election that allows the employee to  
                    choose, in the privacy of the voting booth  
                    without coercion or manipulation, whether  
                    or not to be represented?. I cannot support  
                    this alteration of the secret ballot  
                    process.

            AB 2386 (Nunez) of 2008 would have authorized agricultural  
            employees to select collective bargaining representation  
            through a new "mediated election" process.  This bill was  
            vetoed by Governor Schwarzenegger.

            SB 180 (Migden) of 2007 was almost identical to the introduced  
            version of SB 1474.  That legislation was vetoed by Governor  
          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 7

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            Schwarzenegger.  


                                       SUPPORT
          
          United Farm Workers (UFW) (Sponsor)
          Association of California State Supervisors (ACSS)
          California Labor Federation
          California Nurses Association/National Nurses Organizing  
          Committee
          California Rural Legal Assistance Foundation
          California School Employees Association (CSEA)
          California State University Employees Union (CSUEU)
          CSEA Retirees, Inc.
          National Lawyers Guild Labor & Employment Committee
          United Nurses Associations of California/Union of Health Care  
          Professionals
          

                                     OPPOSITION
          
          Agricultural Council of California 
          Alliance of Western Milk Producers
          Allied Grape Growers
          California Association of Wheat Growers
          California Association of Winegrape Growers
          California Bean Shippers Association
          California Chamber of Commerce
          California Citrus Mutual
          California Farm Bureau Federation 
          California Grain & Feed Association 
          California Grape and Tree Fruit League 
          California Pear Growers Association
          California Seed Association
          California State Floral Association
          California Warehouse Association
          California Women for Agriculture
          Family Winemakers of California
          Grower-Shipper Association of Central California
          Grower-Shipper Vegetable Association of
          Santa Barbara and San Luis Obispo Counties
          Nisei Farmers League
          Hearing Date:  August 18, 2010                          SB 1474  
          Consultant: Gideon L. Baum                               Page 8

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          Pacific Coast Renderers Association
          Pacific Egg & Poultry Association
          Ventura County Agricultural Association
          Western Growers
          Western United Dairymen
          Wine Institute

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          Hearing Date:  August 18, 2010                           SB 1474  
          Consultant: Gideon L. Baum                               Page 9

          Senate Committee on Labor and Industrial Relations