BILL ANALYSIS                                                                                                                    �



                                                                  AB 36
                                                                  Page  1

          Date of Hearing:  February 14, 2011

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                                Henry T. Perea, Chair

                    AB 36 (Perea) - As Amended:  January 27, 2011
           
           Majority vote.  Tax levy.  Fiscal committee.
           
          SUBJECT  :  Personal income tax:  adult child dependent health 
          care benefits:  exclusion or deduction.

           SUMMARY  :  Conforms to federal tax law that excludes from gross 
          income of a parent the medical care expenses incurred for, and 
          health care benefits provided by the parent's employer to, an 
          adult child.  Specifically,  this bill  :  

          1)Excludes from the employee's gross income the value of 
            employer-provided health coverage, under an accident or health 
            plan, for the employee's child who, as of the end of the 
            taxable year, has not attained age 27.

          2)Allows a parent to exclude from his/her gross income any 
            reimbursements, under a flexible spending arrangement, for 
            medical expenses incurred by the parent for the medical care 
            of his/her child who, as of the end of the taxable year, has 
            not attained the age of 27. 

          3)Allows self-employed individuals to deduct the cost of health 
            insurance provided for an adult child through the end of the 
            taxable year in which the child turns 26.

          4)Allows a member of a nonprofit voluntary employees' 
            beneficiary association that provides health benefits to an 
            adult child, through the end of the taxable year in which the 
            child turns 26, to exclude the benefit from the member's gross 
            income.

          5)Applies to expenses incurred and benefits provided on or after 
            March 30, 2010. 

          6)Takes effect immediately as a tax levy. 

           EXISTING FEDERAL LAW:  









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          Under federal law, health benefits for an adult child dependent 
          under an accident or health plan, is tax free to the employee.  
          Internal Revenue Code (IRC) Section 152 defines a dependent as a 
          qualifying child (under the age of 19 or 24 if he/she is a full 
          time student).  The qualifying child definition was expanded in 
          March of 2010 under IRC Section 105(b) to include an adult child 
          through the end of the taxable year the child turns 26 solely 
          for health benefit deduction purposes.  This expanded health 
          care tax benefit applies to employed individuals, self-employed 
          individuals, members of voluntary employees' beneficiary 
          associations, and qualified plans providing retiree health 
          benefits, for an employee's adult child dependent who, by the 
          end of the taxable year, has not reached 27 years of age. 



           EXISTING STATE LAW:

           Currently, an employee may provide health care coverage for a 
          child up to the age of 26.  This coverage was expanded by SB 
          1088 (Price), Chapter 660, Statutes of 2010, to conform to 
          federal changes in health care law.  SB 1088, however, did not 
          address the issue of how the benefit would be treated for tax 
          purposes.

          For health care benefit tax purposes, California law conforms to 
          the definition of a qualifying child under IRC Section 152.  To 
          qualify for an excludable or deductible benefit, a qualified 
          child must satisfy five tests for the taxable year:  

          1)The child has the same principal place of abode as the 
            taxpayer for more than one-half of the taxable year; 

          2)The child is the taxpayer's son, daughter, stepson, 
            stepdaughter, brother, sister, stepbrother, stepsister, or a 
            descendant of any such individual; 

          3)The child has not yet attained the age of 19 by the close of 
            the taxable year (or, if a full-time student, has not attained 
            the age of 24 by the close of the taxable year); 

          4)The child has not provided over one-half of their own support 
            for the calendar year in which the taxable year of the 
            taxpayer begins; and 









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          5)The qualifying child has not filed a joint return (other than 
            for a claim of refund) with their spouse for the taxable year 
            beginning in the calendar year in which the taxable year of 
            the taxpayer begins.  A tie-breaking rule applies if more than 
            one taxpayer claims a child as a qualifying child, and there 
            is no age limit with respect to individuals who are totally 
            and permanently disabled at any time during the calendar year. 
             

           FISCAL EFFECT  :  The Franchise Tax Board (FTB) staff estimates 
          that this bill will result in a revenue loss of $4.8 million in 
          fiscal year (FY) 2010-11, $38 million in FY 2011-2012, $35 
          million in FY 2012-13, $40 million in FY 2013-14, and $44 
          million in 2014-15.

           COMMENTS  :   

           1)Author's Statement.   The author states, "With an estimated 1.2 
            million young adults between the ages of 19-25 uninsured, many 
            young adults find themselves without medical coverage.  By 
            conforming California's tax laws to federal standards, the 
            state creates an affordable health insurance option for the 
            large pool of uninsured young adults in California.  Although 
            SB 1088 allows parents to add their adult child to their 
            health care plan, the cost of non-conformity may become a tax 
            burden some families may not be able to afford.  By conforming 
            California's tax laws to federal standards, the state ensures 
            many more young adults are insured and their parents are not 
            burdened by additional taxes as a result."

           2)Arguments in Support.   Proponents state that the added 
            administrative and financial burden on employers in attempting 
            to calculate the taxable amount attributable to the adult 
            child would be eliminated with the passage of AB 36.  
            Proponents also point out the additional tax burden that 
            parents will face, along with the potential added cost of 
            adding an adult child to their health plan, may become a 
            disincentive for parents to add an adult child to their health 
            care plan.

          3)Committee staff notes the following:

              a)   Background.   President Obama's sweeping health care 
               reform legislation, the Patient Protection and Affordable 
               Care Act (H.R. 3590), was enacted March 23, 2010 and 








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               amended by the Health Care and Education Reconciliation Act 
               of 2010 (H.R. 4872) enacted March 30, 2010.  The White 
               House believes this legislation will make health care more 
               affordable, make health insurers more accountable, expand 
               health coverage to all Americans, and make the health 
               system sustainable, stabilizing family budgets, the Federal 
               budget, and the economy.  Implementation of this 
               legislation started in 2010 and continues through 2014 and 
               beyond.      

             This bill is not a health care reform bill.  This bill is a 
               tax conformity bill that makes the mandated implementation 
               of health care reform an easier transition.   When changes 
               are made to the federal income tax law, California does not 
               automatically adopt such provisions.  Instead, state 
               legislation is needed to conform to most of those changes.  
               Conformity legislation is introduced either as individual 
               tax bills to conform to specific federal changes or as one 
               omnibus bill to conform to the federal law as of a certain 
               date with specified exceptions.  

              b)   Estimated Revenue Loss.   Although this bill is estimated 
               to result in a loss to the general fund, the estimate may 
               not be entirely accurate, and does not reflect what would 
               be collected if AB 36 does not pass.  Currently, there is 
               no method set for determining the amount of the benefit to 
               tax.  Also, this benefit has never been taxed in the past, 
               so passage of AB 36 would not result in a revenue loss to 
               the General Fund.  In fact, if AB 36 is not enacted, any 
               amount collected would result in a windfall to the state.  
               Estimating the amount of the windfall is difficult, given 
               there is no set method all employers must follow.  
               Therefore, the current FTB estimate could over or 
               understate what would be collected if the benefit is taxed. 


              c)   Employer Tax Compliance Burden.   Because California has 
               not conformed to the federal adult child health care 
               benefit tax provision, an employer has the burden of 
               determining how much to withhold from an individual who 
               takes advantage of the benefit.  Many employers first 
               realized the difference in federal and state income 
               treatment when preparing W-2's for 2010.  As more parents 
               add their adult children to their health insurance, more 
               employers will face this administrative burden.  In 








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               addition, the employer not only has the task of dealing 
               with different withholding requirements between the federal 
               and state levels, it also lacks guidance in determining the 
               proper withholding amount.  This benefit has never been 
               taxed before and, therefore, there is no statutory guidance 
               available to date. 

              d)   Additional Tax Liability on Parents.  The additional tax 
               liability parents could face as a result of non-conformity 
               could total a substantial amount, depending on the method 
               used to calculate tax liability.  As stated above, this tax 
               has not been previously collected, so determining the 
               financial burden on the participating parents is difficult 
               to estimate.  The tax liability could amount to upwards of 
               hundreds of dollars per year.  This added financial strain 
               could dissuade parents from providing health care to their 
               uninsured adult children. 
                
                It merits pointing out that the potential tax liability 
               will be different for each parent. Although there is no 
               statutory guideline mandating the method for determination 
               of the amount taxable, there is a method suggested by both 
               FTB and California's Employment Development Department.  
               The calculation used is the difference between the cost of 
               the premium before the addition of the adult child and the 
               cost after the addition.  The issue with the utilization of 
               this method is that some parents will see no additional tax 
               liability and other parents will be taxed hundreds of 
               dollars yearly, depending on the number of dependents on 
               the health plan.  This is because the addition of a 
               dependent does not always result in an increase in 
               insurance premium. 

               For example, some health care premiums charge the same 
               amount whether there are two or three dependents on the 
               health care plan.  So a parent with two dependents who adds 
               an adult child will see no tax liability, whereas a parent 
               who has one dependent will see a premium increase of $1,300 
               yearly if there is an addition of an adult child.  The 
               resulting disparity is inequitable and will cause employers 
               to calculate tax liability on an employee by employee 
               basis, a task that, needless to say, will result in 
               additional time and expense for employers.

              e)   Young Adult Benefit.   According to the Federal 








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               Department of Health and Human Services, young adults have 
               the highest rate of uninsured of any age group.  About 30% 
               of young adults are uninsured, representing more than one 
               in five of the uninsured.  This rate is higher than any 
               other age group, and is three times higher than the 
               uninsured rate among children. Young adults have the lowest 
               rate of access to employer-based insurance.  Also, contrary 
               to the myth that young people do not need health insurance, 
               one in six young adults has a chronic illness like cancer, 
               diabetes or asthma.  Nearly half of uninsured young adults 
               report problems paying medical bills.

           4)Related Legislation.  

            SB 1088 (Price), Chapter 660, Statutes of 2010. This bill 
            extended the age which parents could add their adult child to 
            their health care plan to 26 years of age.  This bill did not 
            affect tax treatment of this benefit.

            AB 1178, introduced in the 2009-10 Legislative Session, had a 
            similar provision to this bill. AB 1178 was held in the Senate 
            Appropriations Committee.  
           
           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          AFSCME
          Aaron Read & Associates, LLC
          Butte County Board of Supervisors
          California Association of Health Plans
          California Association of Psychiatric Technicians
          California Chamber of Commerce
          California Hospital Association
          California Labor Federation
          California School Employees Association
          Cal-Tax
          Livermore Valley Joint Unified School District
          Merced County Board of Supervisors
          Spidell Publishing Inc.

           Opposition 
           
          None on file
           








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          Analysis Prepared by  :  Myriam Bouaziz/Oksana Jaffe / REV. & TAX. 
          / (916) 319-2098