BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 38
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 38 (Bradford)
          As Amended  June 27, 2011
          Majority vote
           
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          |ASSEMBLY:  |57-20|(June 1, 2011)  |SENATE: |25-12|(August 29,    |
          |           |     |                |        |     |2011)          |
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           Original Committee Reference:    B. & F.

          SUMMARY  :  Requires the Department of Financial Institutions 
          (DFI) to work with local agencies to compile a list of 
          underserved communities or regions that lack a concentration of 
          banks and services.  Specifically, this bill:

          1)Makes findings and declarations regarding the status of 
            unbanked and underbanked consumers, as well as, the need for 
            banking services in underserved communities.

          2)Defines "underserved community" as a remote location or 
            impoverished area that lacks banking services commensurate 
            with the services provided to higher income areas with a 
            population of similar size.

          3)Defines "bank" as any commercial bank, savings bank, savings 
            association, or credit union.  

          4)Defines "local agency" as a city, county, whether general law 
            or chartered, city and county, or town.

           The Senate amendments  delete the creation of a Banking 
          Development District (BDD) Program; and, instead:

          1)Require DFI to create a list of underserved communities.  

          2)Specify that the list should be used to provide banks with a 
            clear demonstration of those areas that are in the most need. 

          3)Require DFI to post the list on DFI's Internet Web site.  

           EXISTING LAW  provides for the regulation of state banks and 
          credit unions by DFI.









                                                                  AB 38
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           AS PASSED BY THE ASSEMBLY  , this bill established a BDD Program 
          within DFI, which would have encouraged the establishment of 
          bank or credit union branches and/or new bank services in 
          specially designated geographic locations where there is a need 
          for banking services.  

           FISCAL EFFECT  :  According to the Senate Appropriations 
          Committee, DFI indicates one-time costs of about $75,000 to work 
          with local agencies to compile a list of underserved communities 
          and post the list on its Internet Web site.

           COMMENTS  :  The goal of this bill is to spur increased and 
          enhanced banking services in underserved communities that will 
          spur greater financial inclusion. The desired outcome is that 
          more Californians will enter the financial mainstream and build 
          savings and wealth through participating banks' offerings and 
          marketing of appropriate transactional, loan, and credit 
          products that can lead to long-term wealth building 
          opportunities.

          In the modern financial arena consumers are faced with a 
          confusing myriad of choices and options.  This confusion is 
          amplified by the financial illiteracy of most consumers, and 
          what has been a traditional lack of outreach by financial 
          institutions to certain communities.  Recently, the untapped 
          market of those without a banking relationship has become an 
          intriguing opportunity for those offering financial services.  
          However, as many studies have shown, the unbanked and 
          underbanked often do not feel comfortable dealing with financial 
          institutions that are not located in their neighborhoods.  In 
          October of 2009, the Los Angeles City Council approved a motion  
            to establish a local BDD program by requiring the City 
          Attorney and City Treasurer to draft an ordinance establishing 
          the program.  Additionally, the City Treasurer must set up a 
          task force with department heads and council members to 
          determine what modifications may be needed to adapt the New York 
          BDD model program to Los Angeles. 

          Californians, now more than ever, may have more distrust towards 
          financial institutions due to the mortgage meltdown.  Recent 
          statistics show, nationally, as many as 28 million people are 
          unbanked, one in five low-income Californians does not have a 
          checking account and nearly half of Californians do not have a 
          savings account.  









                                                                  AB 38
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          On January 24, 2008, Governor Schwarzenegger announced an effort 
          to assist unbanked and underbanked Californians.  This program, 
          called Bank on California, is built off of a pilot project in 
          the City of San Francisco, known as Bank on San Francisco.  The 
          idea behind the Bank on California program is too increase the 
          availability of starter checking accounts through partnerships 
          with financial institutions.  Additionally, this program creates 
          partnerships between local officials, banks and community groups 
          to raise awareness on the importance and benefit of entering the 
          financial mainstream.  Currently, only seven cities in 
          California participate:  Fresno; Los Angeles; Oakland; 
          Sacramento; Santa Ana; San Francisco; and, San Jose.  

          Previous legislation:  

          AB 2581 (Bradford) of 2009 would have established a BDD program 
          administered by DFI to encourage the establishment of banking 
          branches in and the provision of additional product lines or 
          services to, specified underserved areas.  This bill was vetoed 
          by Governor Schwarzenegger. 

          AB 1502 (Lieu) of 2007 would have established a BDD program, 
          jointly administered by DFI and the State Treasurer's Office  
          This bill passed the Assembly, but was gutted and amended into a 
          financial literacy education bill.  


           Analysis Prepared by  :    Kathleen O'Malley / B. & F. / (916) 
          319-3081


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