BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                     AB 5|
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                                 THIRD READING


          Bill No:  AB 5
          Author:   Fuentes (D)
          Amended:  8/24/12 in Senate
          Vote:     21

           
           SENATE EDUCATION COMMITTEE  :  6-0, 6/15/11
          AYES:  Lowenthal, Alquist, Blakeslee, Hancock, Price, 
            Vargas
          NO VOTE RECORDED:  Runner, Huff, Liu, Simitian, Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  5-2, 8/16/12
          AYES:  Kehoe, Alquist, Lieu, Price, Steinberg
          NOES:  Walters, Dutton
           
          ASSEMBLY FLOOR  :  47-25, 6/1/11 - See last page for vote


           SUBJECT  :    Teachers:  teacher evaluations

           SOURCE  :     Author


           DIGEST  :    This bill requires school districts, beginning 
          July 2014,
          to establish a best practices teacher evaluation, as 
          specified.  This bill authorizes the State Board of 
          Education (SBE) to develop nonregulatory guidance to 
          develop best practice teacher evaluation models and 
          definitions to expedite the development of quality teacher 
          evaluation models in the state.  This bill also requires 
          school districts to collectively bargain the implementation 
          of the evaluation.  This bill requires a school district 
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          governing board to hold a public hearing to parent and 
          community input prior to local negotiations on the Best 
          Practices Teacher Evaluation System.  This bill allocates 
          $89 million in the 2013-14 fiscal year to eligible Quality 
          Education Investment
          Act (QEIA) schools (schools ranked in the lowest two 
          deciles of the Academic Performance Index (API), as 
          specified.)  This bill, beginning July 2014, also replaces 
          the Stull Act in the K-12 Mandate Block Grant with
          the Best Practices Teacher Evaluation.

           Senate Floor Amendments  of 8/24/12:  (1) require a best 
          practices teacher evaluation system to include but not be 
          limited to specified attributes; (2) require a teacher to 
          be evaluated on the degree to which he/she contributes to 
          pupil academic growth, based on multiple measures.  Require 
          multiple measures to include state and local formative and 
          summative assessments in the grade levels and subjects that 
          the assessments are administered; (3) state the intent of 
          the Legislature that any assessments developed by a 
          national consortium and adopted by the SBE and used for 
          teacher evaluation meet statistical and psychometric 
          standards appropriate for that purpose; (4) require a 
          teacher evaluation system to have a minimum of three 
          performance levels for the evaluation of teacher 
          performance; (5) require governing boards to seek public 
          comment by May 1 of each year prior to negotiating changes 
          to their teacher evaluation systems; (6) authorize the SBE, 
          in consultation with the Superintendent of Public 
          Instruction and appropriate stakeholder groups, to adopt 
          non-regulatory guidance to support the implementation of 
          the best practices teacher evaluation system, as specified; 
          (7) require QEIA funds provided to school districts for the 
          purpose of QEIA to be used to support activities related to 
          the implementation of the teacher evaluation system and 
          specifies these funds shall first be used to offset any 
          state mandated reimbursable costs; (8) specify that, 
          beginning July 1, 2014, this article does not supersede or 
          invalidate a teacher evaluation system that is locally 
          negotiated.  State where a locally negotiated evaluation 
          system is in effect, the evaluation system will remain in 
          effect until the parties to the contract negotiate a 
          successor agreement; and (9) resolve conflicts with the AB 
          1476 (Assembly Budget Committee), a Budget Trailer Bill.  







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          ANALYSIS  :    Existing law, the Stull Act, expresses 
          legislative intent that governing boards of school 
          districts establish a uniform system of evaluation and 
          assessment of certificated personnel within each school 
          district, including schools conducted or maintained by 
          county superintendents of education and requires school 
          districts to evaluate and assess teacher performance as it 
          reasonably relates to the progress of pupils toward 
          district-adopted standards of pupil achievement and pupil 
          performance on criterion referenced tests; instructional 
          techniques and strategies used by the employee; the 
          employee's adherence to curricular objectives; and the 
          establishment and maintenance of a suitable learning 
          environment within the scope of the employee's 
          responsibilities.  The Stull Act does not apply to 
          certificated personnel who are employed on an hourly basis 
          in adult education classes.  

          In developing guidelines and procedures for evaluating 
          certificated personnel, existing law requires governing 
          boards to avail themselves of the advice of the 
          certificated instructional personnel in the district's 
          organization of certificated personnel pursuant to 
          collective bargaining statutes.  A school district may, by 
          mutual agreement between the exclusive representatives of 
          the certificated employees of the district, include any 
          objective standards from the National Board for 
          Professional Teaching Standards (NBPTS) or any objective 
          standards from the California Standards for the Teaching 
          Profession (CSTP).  

          Existing law requires an evaluation and assessment of the 
          performance of each certificated employee to be made at 
          least once each school year for probationary personnel, at 
          least every other year for personnel with permanent status, 
          and at least every five years for permanent employees who 
          have been employed with the district at least 10 years and 
          were rated as meeting or exceeding standards in their 
          previous evaluation.  Employees who receive an 
          unsatisfactory rating may be required to participate in a 
          program designed to improve the employee's performance and 
          to further pupil achievement and the instructional 
          objectives of the district.  Teachers who receive an 







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          unsatisfactory rating are required to participate in the 
          Peer Assistance and Review Program if their district offers 
          such a program.  

          Existing law establishes the Peer Assistance and Review 
          Program for Teachers (PAR) by authorizing school districts 
          and the exclusive representative of the certificated 
          employees to develop and implement the program locally.  
          Under existing law, PAR programs are to include multiple 
          observations of a teacher during periods of classroom 
          instruction and sufficient staff development activities to 
          assist a teacher in improving his/her skills and knowledge. 
           The final evaluation of a teacher's participation in the 
          program is made available for placement in his/her 
          personnel file.  

          This bill requires school districts, beginning July 2014, 
          to establish a best practices teacher evaluation, which 
          must include the following:

          1. Evidence of effectiveness as measured using the CSTP.

          2. A teacher's contribution to pupil academic growth based 
             on multiple measures.  Requires state and local 
             formative and summative assessment data to be used.

          3. The use of summative and formative data to inform 
             teaching practice.

          4. At least three performance levels.

          5. Multiple observations of teacher instruction and 
             professional practice conducted by trained evaluators.

          This bill authorizes the SBE to develop nonregulatory 
          guidance to develop best practice teacher evaluation models 
          and definitions to expedite the development of quality 
          teacher evaluation models in the state.

          This bill also requires school districts to collectively 
          bargain the implementation of the evaluation.

          This bill requires a school district governing board to 
          hold a public hearing to parent and community input prior 







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          to local negotiations on the Best Practices Teacher 
          Evaluation System.

          This bill allocates $89 million in the 2013-14 fiscal year 
          to eligible QEIA schools (schools ranked in the lowest two 
          deciles of the API), as specified.

          This bill, beginning July 2014, also replaces the Stull Act 
          in the K-12 Mandate Block Grant with the Best Practices 
          Teacher Evaluation.

           Comments
           
          This bill addresses the need for a more meaningful 
          evaluation system.  The Center for the Future of Teaching 
          and Learning (CFTL) has recommended making teacher 
          evaluation multi-dimensional, strengthening the training of 
          those who conduct evaluations, and tying evaluation results 
          directly to substantive feedback to teachers.  The National 
          Comprehensive Center for Teacher Quality argues a strong 
          evaluation system must "involve teachers and stakeholders 
          in developing the system; use multiple indicators; and give 
          teachers opportunities to improve in the areas in which 
          they score poorly."  Likewise, the New Teacher Project 
          states "evaluations should provide all teachers with 
          regular feedback that helps them grow as professionals, no 
          matter how long they have been in the classroom.  The 
          primary purpose of evaluations should not be punitive.  
          Good evaluations identify excellent teachers and help 
          teachers of all skill levels understand how they can 
          improve."  

           Training and calibration of evaluators  .  Performance 
          evaluations play a critical role in human resource 
          management for most organizations.  They provide a basis 
          for helping employees and employers identify professional 
          growth opportunities and establishing performance 
          objectives.  Although school districts often adopt common 
          evaluation forms and rubrics, teachers often complain that 
          evaluators may not be consistent in their use of those 
          forms, raising questions of fairness and equity across 
          schools within the district.  As pressure increases to 
          improve teacher quality, it will be critical for governing 
          boards to ensure that each component of a multiple measures 







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          evaluation system is valid and reliable for gauging teacher 
          effectiveness.  This bill requires the observation of 
          instructional and other professional practices to be 
          conducted by evaluators who have received appropriate 
          training and have demonstrated competence in evaluating 
          teaching.  To ensure that a satisfactory rating in one 
          school within the district is equal to a satisfactory 
          rating in another school, districts should also ensure that 
          evaluators are calibrated and demonstrate inter-rater 
          reliability.  

           Related/Prior Legislation  
           
          SB 257 (Liu), Session of 2011-12, encourages school 
          districts to include in its evaluation and assessment 
          guidelines, specific information relating to current best 
          teaching practices in all subject areas and authorizes a 
          school district to include additional criteria into the 
          evaluation and assessment of certificated employees for the 
          purpose of improving instruction.  For districts that 
          include additional criteria into their evaluation systems, 
          the bill limits pupil progress data to no more than 25% of 
          a teacher's evaluation.  Passed the Senate with a vote of 
          39-0 on June 1, 2011.  

          SB 355 (Huff), Session of 2011-12, authorizes the governing 
          board of a school district to evaluate and assess the 
          performance of certificated employees using a 
          multiple-measures evaluation system, authorizes a school 
          district, county office of education, or charter school to 
          assign, reassign, and transfer teachers and administrators 
          based on effectiveness and subject matter needs without 
          regard to years of service, and expands the reasons 
          districts may deviate from the order of seniority in 
          terminating and reappointing teachers, as specified.   
          Requires a school district evaluation system adopted 
          pursuant to SB 355 to include a quantitative pupil academic 
          growth component of at least 30% of the evaluation.  
          (Failed passage in Senate Education Committee)

          SB 955 (Huff), Session of 2009-10, would have made various 
          changes to statutes governing staffing notification 
          deadlines, layoff and dismissal procedures, and 
          reemployment preferences pertaining to certificated 







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          educators.  (Held in Assembly Rules Committee)  

          SB 1655 (Scott), Chapter 518, Statutes of 2006, prohibits a 
          school district from transferring a teacher who requests to 
          be transferred to a school that is ranked in deciles 1 to 3 
          inclusive, on the API if the principal of the school 
          refuses to accept the transfer.  Passed the Senate with a 
          vote of 33-1 on May 30, 2006.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  Yes

           SUPPORT  :   (Verified  8/27/12)

          Bay Area Parent Leadership Action Network
          Bennet Kayser, Board Member, Los Angeles Unified School 
          District
          Californians for Justice 
          Parent Leadership Action Network
          Public Advocates
          Unified School District

           OPPOSITION  :    (Verified  8/28/12)

          Alliance for a Better Community
          Antonio Villaraigosa, Mayor of Los Angeles
          Association of California School Administrators 
          Bay Area Council
          California Association of School Business Officials 
          California Association of Suburban Schools 
          California Business Roundtable
          California County Superintendents Educational Services 
          Association 
          California Office to Reform Education 
          California School Boards Association 
          Central Valley Education Coalition 
          Children Now
          Democrats for Education Reform
          Education Trust-West
          Educators for Excellence
          EdVoice
          El Dorado County Office of Education
          Families in Schools
          Great Oakland Public Schools







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          Kern County Superintendent of Schools
          Los Angeles County Office of Education
          Los Angeles Unified School District 
          Parent Revolution
          Reading and Beyond
          Riverside County Office of Education
          Riverside County School Superintendents' Association 
          San Bernardino County District Advocates for Better Schools 

          San Bernardino County Superintendent of Schools
          San Diego County Office of Education
          San Francisco Unified School District 
          School Employers Association of California 
          Small School Districts' Association 
          Southern Christian Leadership Conference of Southern 
          California
          Students First
          Teach Plus
          United Way of Greater Los Angeles

           ARGUMENTS IN SUPPORT  :    Several research studies document 
          the correlation between teacher quality and student 
          achievement.  According to information provided by the 
          author, research indicates "differential teacher 
          effectiveness is a strong determinant of differences in 
          student learning, far outweighing the effects of 
          differences in class size and heterogeneity.  Students who 
          are assigned to several ineffective teachers in a row have 
          significantly lower achievement and gains in achievement 
          than those who are assigned to several highly effective 
          teachers."  

          The author's office notes that the state's current teacher 
          evaluation system is inconsistent, unclear, and does little 
          to foster a culture of continuous improvement for teachers. 
           Several studies have noted that California's current 
          approach to teacher evaluation serves neither schools nor 
          teachers well.  A January 2011 report by the CFTL notes 
          that evaluations pay "scarce attention to student learning 
          or do not connect that learning to elements of teacher 
          content knowledge or instructional skills that could be 
          improved."  According to a 2010 report released by the 
          National Board Resource Center at Stanford University, 
          "While evaluation processes across the state vary widely, 







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          many of them look very much the same as they did in 
          1971?Comments from Accomplished California Teachers 
          indicates that current approaches to teacher evaluation 
          results in a system that teachers do not trust, that rarely 
          offers clear direction for improving practice, and often 
          charges school leaders to implement without preparation or 
          resources." 

           ARGUMENTS IN OPPOSITION :    Opponents states:

             AB 5 would utilize $89 million in one-time funds from 
             the Quality Education Investment Act (QEIA) for 
             implementation of the program's start-up costs.  Because 
             not all school districts receive QEIA funds, the amount 
             available to districts that do not would be unlikely to 
             cover those implementation costs - which could include 
             the development and training of evaluators, as well as 
             collective bargaining of both the procedures and 
             criteria of the evaluation system - all of which would 
             become ongoing costs.

             As noted above, school districts will face enormous 
             budget reductions - estimated at $5.4 billion - if 
             Proposition 30 is not approved in November.  Failure of 
             the initiative would result in a per-ADA reduction of 
             $457, leaving districts struggling simply to maintain 
             and operate schools and provide a basic educational 
             program in a manner that allows them to meet the state's 
             goals for student achievement.  Districts will be in no 
             position to implement a new reform of the evaluation 
             process of this magnitude, and for that reason we 
             believe the bill is premature.  
           

           ASSEMBLY FLOOR  :  47-25, 6/1/11
          AYES:  Allen, Ammiano, Atkins, Block, Blumenfield, Bonilla, 
            Bradford, Brownley, Buchanan, Butler, Charles Calderon, 
            Campos, Carter, Cedillo, Chesbro, Davis, Dickinson, Eng, 
            Feuer, Fletcher, Fuentes, Furutani, Galgiani, Gatto, 
            Gordon, Hall, Hayashi, Roger Hern�ndez, Hill, Huber, 
            Hueso, Huffman, Lara, Bonnie Lowenthal, Ma, Mitchell, 
            Monning, Pan, Perea, Portantino, Skinner, Solorio, 
            Swanson, Torres, Wieckowski, Williams, John A. P�rez
          NOES:  Achadjian, Bill Berryhill, Conway, Cook, Donnelly, 







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            Beth Gaines, Garrick, Grove, Hagman, Halderman, Harkey, 
            Jeffries, Jones, Knight, Logue, Mansoor, Miller, Morrell, 
            Nestande, Nielsen, Norby, Olsen, Silva, Smyth, Wagner
          NO VOTE RECORDED:  Alejo, Beall, Fong, Gorell, Mendoza, V. 
            Manuel P�rez, Valadao, Yamada


          PQ:k   8/28/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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