BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          ABX1 14 -  Skinner                                Hearing Date:  
          May 3, 2011                A
          As Amended:         March 21, 2011      FISCAL       B
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                                      DESCRIPTION
           
           Current law  establishes the California Alternative Energy and 
          Advanced Transportation Financing Authority (CAEATFA) within the 
          State Treasurer's Office and authorizes it to issue revenue or 
          prepayment bonds to industry for the purpose of promoting the 
          development and utilization of alternative energy sources and 
          the development and commercialization of advanced transportation 
          technologies.

           Current law establishes the Renewable Resources Trust Fund 
          (RRTF) with up to $65.5 million per year collected from a 
          customer surcharge to support renewable energy programs 
          administered by the State Energy Resources Conservation and 
          Development Commission (CEC).

           Current law  appropriated $50 million from the RRTF to the 
          CAEATFA to implement the Property Assessed Clean Energy (PACE) 
          Reserve program to help lower the cost to local governments for 
          issuing bonds secured by voluntary contractual assessments on 
          property to finance the installation of distributed generation 
          renewable energy sources, electric vehicle charging 
          infrastructure, or energy or water efficiency improvements.

           This bill  would expand the authority of the CAEATFA to spend the 
          $50 million appropriated from the RRTF for PACE to administer a 
          new Clean Energy Upgrade Program that would be developed by the 
          CEC and the CAEATFA to provide a reserve or other financial 
          assistance to lenders for loan programs to help finance energy 
          efficiency and water efficiency improvements and the 
          installation of renewable energy generation technologies and 











          electric vehicle charging equipment on residential and 
          commercial properties.

           This bill  would authorize financing for loan programs that 
          finance a residential project of three units or fewer or a 
          commercial project that costs less than $25,000 and require 
          CAEATFA to adopt guidelines to administer the program.

           This bill  would authorize financing for loan programs that offer 
          financing for electrical vehicle charging infrastructure if the 
          electric vehicle charging infrastructure is part of a project to 
          install energy efficiency improvements and distributed 
          generation renewable energy resources and is designed so that 
          the project does not increase peak energy demand.
           
           Current law  authorized CAEATFA to expend up to $300,000 of the 
          $50 million for initial administrative costs in implementing the 
          PACE reserve program.

           This bill  would authorize CAEATFA to expend up to $550,000 for 
          initial administrative costs in implementing the Clean Energy 
          Upgrade Program.

           This bill  would require the CAEATFA to report annually to the 
          Legislature a summary of loans that received assistance under 
          the program.

           This bill  declares that its provisions address the fiscal 
          emergency proclaimed by the Governor.

                                      BACKGROUND
           
          PACE Programs Halted - PACE programs provide up-front financing 
          for renewable and energy efficiency-related upgrades to 
          properties.  Property owners can borrow funds from participating 
          local governments, which are then repaid over 20 years through 
          an annual assessment on the owner's property tax bill.  The 
          assessment remains on the property when sold or transferred.  
          This repayment feature makes PACE loans acquire a priority lien 
          over existing mortgages, which may pose unusual and difficult 
          risk management challenges for lenders and mortgage security 
          investors.  As a result, in July 2010, the Federal Housing 
          Financing Agency (FHFA) issued a directive to the federal 
          residential lending agencies that has effectively halted the 










          operation of residential PACE programs across the country.

          SB 77 (Pavley, 2010) appropriated $50 million from the RRTF to 
          the CAEATFA for local PACE programs. That bill was chaptered 
          prior to the FHFA directive that froze PACE programs.  Although 
          that directive is being challenged in court, the legal 
          uncertainty about the program has brought the residential PACE 
          program to a virtual halt.  The demand for commercial PACE 
          financing is minimal because of project cap of $25,000.

          Energy Upgrade California - This year, using about $33 million 
          in ARRA funds that were intended for PACE, the CEC launched 
          "Energy Upgrade California," a web portal resulting from a 
          collaborative effort among CEC, CPUC, utilities, local 
          governments, non-governmental organizations and the private 
          sector to establish a "one-stop clearinghouse" for energy 
          efficiency information, incentives and rebates and training for 
          contractors and building professionals.  Each county has its own 
          page that highlights the services and energy efficiency 
          opportunities available for local residents.  Property owners 
          can enter their zip code or county name to learn about local 
          incentives, financing options and participating contractors. A 
          substantial portion of the $33 million is dedicated to outreach 
          and promotion to entice property owners to adopt energy 
          efficiency measures.  Another $4.3 million is intended for 
          CAEATFA to develop financing products for lenders that would 
          make loans available through Energy Upgrade California. 

          Federal Programs for Energy Efficiency Financing - According to 
          CAEATFA staff, federal programs offer residential financing 
          options for residential energy efficiency measures that may meet 
          some of the same need addressed by this bill.  On April 21, the 
          U.S. Department of Energy and Housing and Urban Development 
          announced a new program of "PowerSaver" loans to offer 
          homeowners up to $25,000 to make energy efficiency improvements 
          of their choice, including installation of insulation, duct 
          sealing, replacement doors and windows, HHVAC systems, water 
          heaters, solar panels, and geothermal systems.

                                       COMMENTS

             1.   Author's Purpose  .  The author states that the Clean 
               Energy Upgrade program established by this bill is designed 
               to achieve the same goals as the PACE program:  increase 










               demand for energy efficiency and distributed small-scale 
               renewable energy technologies, create green jobs, reduce 
               interest rates on loans to property owners, increase 
               capital availability by reducing risk to lenders, and 
               leverage available funds.  According to the author, "Clean 
               Energy Upgrade program will provide a backstop for lenders 
               against the risk of occasional loan loss, allowing the 
               lender to lower its rates and thereby lowering the 
               borrowing cost to property owners."

              2.   Energy Efficiency Priority Policy  .  Energy efficiency is 
               the top priority among California's policies to achieve 
               energy savings and reduce greenhouse gas emissions. 
               Numerous programs administered by the CEC, CPUC, utilities, 
               and local government agencies offer consumers incentives or 
               rebates to purchase energy efficient appliances and 
               construct or install energy efficient devices or 
               technologies in residential and commercial buildings. 
               However, these incentive and rebate programs typically 
               cover only part of a project cost, and access to financing 
               for the remaining costs are a major obstacle to adopting 
               energy efficiency measures.  This bill targets that 
               problem.

              3.   Transparency  .  This bill requires CAEATFA to adopt 
               "guidelines" that will govern the award of up to $50 
               million in ratepayer funds, but exempts CAEATFA from 
               complying with the public notice and comment provisions of 
               the Administrative Procedure Act (APA).  The APA is 
               applicable to any agency regulation, even if called a 
               "guideline," that establishes a standard of general 
               application to an open class, such as eligibility criteria 
               for a grant or loan.  If time is of the essence, the APA 
               allows an agency to adopt emergency regulations in as few 
               as 15 to 20 days.  Thus, in order to ensure an open and 
               transparent process for establishing regulations for Clean 
               Energy Upgrade, the author and committee may wish to 
               consider amending the bill to delete the regulations as 
               exempt from the APA and instead authorize CAEATFA to adopt 
               emergency regulations.

              4.   Related Legislation  .  SB 679 (Pavley) would appropriate 
               the unencumbered balance of the $50 million that was 
               appropriated to the CAEATFA for the PACE Reserve program to 










               the Energy Conservation Assistance Account program 
               administered by CEC for providing low-interest energy 
               efficiency revolving loans to local governments, public 
               schools, and hospitals.

                     SB X1 1 (Steinberg) would appropriate $40 million 
                 over 5 years from the RRTF for Clean Technology 
                 Partnership Academies.
                     SB 343 (de Leon) would authorize an unspecified 
                 amount from the Emerging Renewable Resources Account of 
                 the RRTF for a program for energy efficiency retrofits 
                 for commercial buildings.
                                           

                                   ASSEMBLY VOTES
           
          Assembly Floor                     (58-12)
          Assembly Appropriations Committee  (11-5)
          Assembly Natural Resources         (6-3)

                                       POSITIONS
           
           Sponsor:
           
          Author

           Support:
           
          California State Treasurer
          California Association of Realtors
          California Municipal Utilities Association
          Ecology Action
          Matadors Community Credit Union
          Rabobank International
          Renewable Funding
          Stop Waste.Org
          Sierra Club California
          The Solar Alliance
          The Vote Solar Initiative
          Union of Concerned Scientists

           Oppose:
           
          None on file











          












          Jacqueline Kinney 
          ABX1 14 Analysis
          Hearing Date:  May 3, 2011