BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  ACA 5
                                                                  Page  1

          Date of Hearing:   May 5, 2011

                            ASSEMBLY COMMITTEE ON BUDGET
                               Bob Blumenfield, Chair
                  ACA 5 (Portantino) - As Amended:  December 6, 2010
           
          SUBJECT  :   State Finance Reform

           SUMMARY  :   Establishes a "pay-as-you-go" requirement for ten 
          years that all voter initiatives, statutes, bond issuances and 
          bond sales costing more than $250,000 must provide additional 
          state revenue to be enacted. Specifically,  this bill :  

          1)Prohibits the submission of any initiative measure that would 
            increase state costs more than $250,000 over the amount spent 
            for that purpose in 2004-05 unless the measure includes 
            additional state revenue or offsetting savings that cover the 
            increased costs;

          2)Prohibits the submission of any initiative measure that would 
            authorize the issuance of general obligation bonds unless the 
            measure includes additional state revenues or offsetting 
            savings to cover interest, principle, and issuance costs;
           
          3)Prohibits passage of any non-urgency statute that would 
            increase state costs more than $250,000 over the amount spent 
            for that purpose in 2004-05 unless the measure includes 
            additional state revenue or offsetting savings that cover the 
            increased costs;

          4)Prohibits the Treasurer from selling any currently authorized 
            bonds unless the measure authorizing the sale of the bonds 
            also contains additional state revenue or offsetting savings 
            in the amount necessary to replay the bond, including 
            principle and interest;

          5)Contains a sunset provision for this measure of January 1, 
            2020; and,

          6)Includes extensive findings and declarations.

           FISCAL EFFECT  :   Unknown.

           COMMENTS  :   This measure would create a very strict 
          "pay-as-you-go" (PAYGO) provision for all major state 








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          expenditures in bills and initiatives; it would not apply to 
          revenue reductions, except for tax expenditure items.  The 
          author has stated that the measure is intended to mirror the 
          federal PAYGO policy in order to help assist in laying the 
          foundation for prudent and economically sound spending.    

          The structure of this measure may conflict with subdivision (d) 
          of Section 12 of Article IV of the Constitution, which restricts 
          any bill, other than the budget bill, from containing more than 
          one appropriation.  ACA 5 envisions that single bills and 
          initiatives will include both the original appropriation for the 
          stated purpose in the bill and a second appropriation for the 
          additional revenues or offsetting savings.

          This measure may require all future budget packages to be 
          adopted with a 2/3rd vote.  Typically, a budget package includes 
          a budget bill which contains most of the appropriations for the 
          budget, and trailer bills that make the policy changes 
          associated with those appropriations  While the entirety of the 
          package must be balanced and would thus satisfy the PAYGO 
          provisions in theory, under this measure, each bill must 
          independently meet the PAYGO requirements if they cost more than 
          $250,000 over the 2004-05 level for the services.   This, it is 
          likely the only way a budget package could be constructed to 
          meet this PAYGO requirement would be to  include an urgency 
          clause in every budget related bill, including the budget bill.

          This measure could undermine public health and safety in 
          emergencies.  Unlike other fiscal measures that constrain 
          spending, this measure does not include any exemption in the 
          case of an emergency, such as a massive disaster, as stipulated 
          in subdivision (c) of Section 3 of Article XIIIB of the 
          Constitution, which could limit the State's ability to respond 
          to a natural disaster, public health emergency, or war if this 
          measure was in effect.

          This measure may cause large disruptions to existing 
          transportation, environmental, housing, school construction, 
          local jail, and court projects funding with authorized bond 
          funding.    California has $130 billion in currently authorized 
          bonds, with close to $37.1 billion that has not been 
          appropriated.  This measure applies to these previously 
          authorized bonds retroactively, and may be interpreted as a 
          changing of the terms and conditions of the bonds.   If the 
          terms and conditions of the bond are changes it is likely that 








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          the voters would need to reauthorize the remaining bond funds 
          under the new terms before any funds could be appropriated.

          In addition, under the provisions of the measure, the 
          Legislature may need to identify new revenue of offsetting 
          savings for an entire bond in order to appropriate partial 
          funding for an existing measure to be sold.  For example, the 
          2011-12 budget includes the appropriation of $2.3 billion of 
          remaining authorized Proposition 1B, the Highway Safety, Traffic 
          Reduction, Air Quality, and Security Bond Act of 2006, funding.  
          This measure may require the Legislature to identify funding for 
          the entire costs of the $19.9 billion bond for the Treasurer to 
          sell the $2.3 billion in bond funds.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None of file.

           Opposition 
           
          California Taxpayers Association
           

          Analysis Prepared by  :    Christian Griffith / BUDGET / (916) 
          319-2099