BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AJR 32
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          Date of Hearing:  May 1, 2012

                           ASSEMBLY COMMITTEE ON JUDICIARY
                                  Mike Feuer, Chair
             AJR 32 (Allen, Gatto, & Wieckowski) - As Amended:  April 11, 
                                        2012
                                           
          SUBJECT  :  FEDERAL CONSTITUTIONAL CONVENTION:  CALIFORNIA 
          PETITION

           KEY ISSUES  :  

          1)Should the Legislature URGE CONGRESS TO CALL A CONVENTION TO 
            AMEND THE U.S. CONSTITUTION HOPEFULLY SOLELY TO BAR "CORPORATE 
            PERSONHOOD" AND DECLARE THAT MONEY DOES NOT CONSTITUTE SPEECH?

          2)MIGHT THE COMMITTEE CONCLUDE THE MORE PREDICTABLE AND 
            CONTROLLED AMENDMENT PROCESS ALREADY CALLED FOR IN THE 
            AUTHORS' AJR 22, WHICH THE COMMITTEE RECENTLY APPROVED, MAY BE 
            A SAFER AND MORE TARGETED PROCESS THAN THE UNTESTED CONVENTION 
            APPROACH SOUGHT IN THIS MEASURE, DUE TO THE POSSIBILITY THE 
            AMENDMENT PROCESS CALLED FOR IN THIS MEASURE COULD 
            INADVERTENTLY LEAD TO A "RUN-AWAY" CONVENTION?
           
          FISCAL EFFECT  :  As currently in print this resolution in 
          non-fiscal. 

                                      SYNOPSIS

          This joint resolution petitions Congress to call a federal 
          convention for the purpose of amending the U.S. Constitution 
          hopefully solely to limit corporate personhood and declare that 
          money does not constitute speech.  This measure at least 
          partially arises out of the Supreme Court's extraordinarily 
          controversial decision in Citizens United v. FEC (2010).  That 
          decision struck down key provisions of the federal 
          McCain-Feingold campaign finance reform law and, in the process, 
          overturned several prior decisions upholding the right of 
          Congress and the states to impose reasonable limits on campaign 
          contributions and expenditures.  Controversy over the Supreme 
          Court's ruling in Citizens United has not abated over the past 
          two years.  Indeed, national concern about the Court's ruling 
          has increasingly intensified now that we have entered a 
          presidential election year with reports of "super PACS" 
          collecting unprecedented tens of millions of dollars from secret 








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          individual donors - sums reportedly far exceeding what the 
          candidates themselves are raising.  This resolution is part of a 
          national movement calling for not just the overturning of 
          Citizens United but for amending the federal Constitution to 
          enshrine the principle that there is no such thing as "corporate 
          personhood" and declare that money does not constitute speech.  
          More than a dozen resolutions proposing a constitutional 
          amendment have been introduced in the U.S. House or the U.S. 
          Senate, and this Committee recently approved the authors' AJR 22 
          similarly calling upon Congress to propose a narrow 
          constitutional amendment, as opposed to calling for a new 
          untested constitutional convention.

          Thus this resolution differs from the alternative resolution 
          recently approved by the Committee in that it proposes a 
          constitutional convention process not used since the founding of 
          the nation for securing the desired constitutional amendments.  
          There is great debate among constitutional scholars as to 
          whether the convention process is an advisable route for 
          instituting the targeted but fundamental change sought by such 
          measures, given that the process has never been used since our 
          country's creation and there are many uncertainties regarding 
          how, once created, such an untested process would actually 
          proceed.  Some scholars argue there are sufficient safeguards in 
          place to prevent consequences.  Others worry that such an 
          approach unduly risks the possibility of a "run-away" convention 
          that could even threaten the foundational liberties upon which 
          this nation was founded, including the First Amendment.

          Thus an evaluation of this measure is fundamentally a question 
          of risk analysis.  While the authors clearly hope the proposed 
          convention would result in the single narrow constitutional 
          amendment they desire, is it certain this is what would actually 
          occur?  Regardless of one's views of the desirability of the 
          sought-after single amendment, this is clearly an untested and 
          weighty question not triggered by the alternative procedure 
          recently approved by this Committee in the authors' other 
          measure, AJR 22. 
           
          SUMMARY  :  Seeks to petition Congress to call for a federal 
          constitutional convention for the purpose and hope of solely 
          amending the U.S. Constitution with a single amendment to limit 
          "corporate personhood" and declare that money does not 
          constitute speech.  Specifically,  this resolution  : 









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          1)Notes that the United States Supreme Court, in Citizens United 
            v. Federal Election Commission (2010) 130 S. Ct. 876, held 
            that the government may not, under the First Amendment to the 
            United States Constitution, suppress political speech on the 
            basis of the speaker's corporate identity.


          2)Notes that, under Article V of the United States Constitution, 
            the Congress must, upon the application of two-thirds of the 
            state legislatures, call a convention for proposing amendments 
            to the United States Constitution.


          3) Resolves the following:

             a)   That the Legislature of the State of California applies 
               to the United States Congress to call a constitutional 
               convention for the sole purpose of proposing an amendment 
               to the United States Constitution that would limit 
               corporate personhood and declare that money does not 
               constitute speech and may be democratically limited.

             b)   That this resolution constitutes a continuing 
               application to the United States Congress to call a 
               constitutional convention until at least two-thirds of the 
               state legislatures apply to the United States Congress to 
               call a constitutional convention for the sole purpose of 
               proposing an amendment to the United States Constitution 
               that would limit corporate personhood and declare that 
               money does not constitute speech and may be democratically 
               limited.

             c)   That the Chief Clerk of the Assembly transmit copies of 
               this resolution to the President and Vice-President of the 
               United States, the Speaker of the House of Representatives, 
               the Minority Leader of the House of Representatives, the 
               Majority Leader of the United States Senate, the Minority 
               Leader of the United States Senate, and to each Senator and 
               Representative from California in the Congress of the 
               United States. 


           EXISTING LAW  :










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          1)Held that limits on campaign contributions are permissible, 
            but that spending money to influence elections is a form of 
            constitutionally protected free speech.  Also held that 
            candidates can give unlimited amounts of money to their own 
            campaigns.  (Buckley v. Valeo (1976) 424 U.S. 1.)


          2)Holds that limitations on political campaign financing 
            implicate the free speech rights protected by the First 
            Amendment; therefore, any government attempt to regulate the 
            financing of political campaigns must serve a compelling 
            government interest and be narrowly tailored to serve that 
            interest.  (See e.g. McConnell v. FEC (2003) 540 U.S. 93, 136; 
            Davis v. FEC (2008) 128 S. Ct. 2759, 2772 n.7.) 


          3)Recognizes, as to restrictions on campaign financing, only one 
            interest sufficiently compelling to outweigh the First 
            Amendment right of free speech: preventing corruption or the 
            appearance of corruption.  (Citizens United v. FEC (2010) 130 
            S. Ct. 876; SpeechNow.org v. FEC (2010) 599 F. 3d. 686.) 

          4)Holds that both "contributions" to a candidate and 
            "expenditures" on behalf of a candidate are forms of speech 
            protected by the First Amendment; however, holds that 
            government only has a "compelling interest" in regulating 
            contributions, as opposed to expenditures, because only 
            contributions can reasonably give rise to corruption or the 
            appearance of corruption.  (Citizens United v. FEC (2010) 130 
            S. Ct. 876; Buckley v. Valeo (1976) 424 U.S. 1, 19-27, 48-49.)


          5)Provides that neither Congress nor the states shall enact any 
            law respecting the establishment of religion, or prohibiting 
            the free exercise thereof; or abridging the freedom of speech, 
            or of the press; or the right of the people peaceably to 
            assemble, and to petition the Government for a redress of 
            grievances.  (Amendment I of the United States Constitution; 
            applied to the states by Amendment XIV of the United States 
            Constitution.) 


          6)Provides that Congress, upon the application of two thirds of 
            the several states, shall call a convention for proposing 
            amendments to the United States Constitution, which shall 








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            become valid when ratified by either three-fourths of the 
            state legislatures or by conventions in three-fourths of the 
            states, as either mode of ratification may be proposed by 
            Congress.


           COMMENTS  :  This joint resolution petitions Congress to call a 
          federal convention for the purpose of amending the U.S. 
          Constitution, hopefully from the authors' point of view solely 
          to limit "corporate personhood" and declare that money does not 
          constitute speech.  This measure at least partially arises out 
          of the Supreme Court's extraordinarily controversial decision in 
          Citizens United v. FEC (2010).  That decision struck down key 
          provisions of the federal McCain-Feingold campaign finance 
          reform law and, in the process, overturned several prior 
          decisions upholding the right of Congress and the states to 
          impose limits on campaign contributions and expenditures.  


          This resolution is part of a national movement calling for not 
          just the overturning of Citizens United but for amending the 
          federal Constitution to enshrine the principle that there is no 
          such thing as corporate personhood and declare that money does 
          not constitute speech. However this resolution differs from the 
          recently approved resolution in that it proposes a 
          constitutional convention process not used since the founding of 
          the nation for securing the desired constitutional amendments.  


          There is great debate among constitutional scholars as to 
          whether the convention process is an advisable route for 
          instituting the targeted but fundamental change sought by such 
          measures, given that the process has never been used since our 
          country's creation, and there therefore are many uncertainties 
          regarding how once created, such an untested process would 
          proceed.  Some scholars argue there are sufficient safeguards in 
          place to ensure unintended consequences would not result; others 
          worry that such an approach unduly risks the possibility of a 
          "run-away" convention threatening the foundational liberties 
          upon which this nation was founded.


           Authors' Statement in Support  :  In arguing in favor of the 
          measure, the authors state in part that:  









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               We are taught from a young age that democracy is "of the 
               people, by the people, for the people". Yet the Supreme 
               Court has consistently extended the rights enumerated to 
               flesh and blood citizens to corporations at a detriment to 
               democratic process in a stunning display of legal fiction. 
               A corporation cannot be drafted. They can't die. Nor can 
               you imprison them if they violate our laws. Their influence 
               and the influx of money in elections is undeniable and a 
               constitutional amendment is necessary to limit corporate 
               personhood and to declare that money does not equal speech? 
               �This measure] ? is only the first step in a long and 
               difficult process. It is California signaling to the rest 
               of the United States that we are ready to come to the table 
               and fight for what we believe democracy should be.


           Background  :  In Citizens United v. Federal Elections Commission 
          (2010), the U.S. Supreme Court considered a provision of the 
          federal Bipartisan Campaign Reform Act (BCRA) of 2002, also 
          known as "McCain-Feingold" for its joint Senate authors.  The 
          provision in question prohibited corporations and unions from 
          using general treasury funds to make "independent expenditures" 
          for "electioneering communications" within 60 days of a general 
          election or within 30 days of a primary election.  At issue in 
          Citizens United was a controversial documentary entitled, 
          Hillary, which was highly critical of then-Senator Hillary 
          Rodham Clinton, a candidate in the 2008 Democratic presidential 
          primary.  Citizen's United, a non-profit corporation, wanted to 
          make the documentary available by "video-on-demand" within the 
          30 days of the primary election.  Concerned that the broadcast 
          might be prohibited by BCRA, Citizens United sought declaratory 
          and injunctive relief that the BCRA did not apply to the 
          documentary and, indeed, would be unconstitutional if applied to 
          the showing of Hillary.  A district court denied the request.  
          Citizens United appealed to the United States Supreme Court.  


           Citizens United originally only asked the Court to find that 
          BCRA did not apply to the Hillary broadcast, and would therefore 
          be unconstitutional as applied in its case.  For example, 
          Citizens United argued that, as a matter of statutory 
          interpretation, the film was not an "electioneering 
          communication" as defined in BCRA.  Despite the opportunity to 
          decide the case on very narrow grounds, the Supreme Court, under 








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          the new leadership of Chief Justice John Roberts, instead 
          dramatically departed from traditional jurisprudence and asked 
          the parties to submit supplemental briefs on the 
          constitutionality of the general BCRA provisions in question, 
          and whether the Court should overturn parts of its earlier 
          opinions on this general subject (discussed below) that had 
          upheld the right of Congress and the states to impose limits on 
          corporate campaign expenditures.

          After reframing the question in this uncharacteristically very 
          broad way, the Court then proceeded not only to strike down the 
          provisions of the BCRA, but it went on to overturn long-standing 
          precedents upholding the constitutionality of federal and state 
          efforts to regulate campaign financing generally.  In order to 
          fully appreciate the unprecedented degree to which Citizens 
          United departed from past Supreme Court holdings it is necessary 
          to briefly consider some of the initial cases that treated 
          campaign contributions and expenditures as forms of "speech" 
          protected under the First Amendment.   


           Buckley v. Valeo  .  Although the courts have consistently held 
          that both campaign contributions and campaign expenditures are 
          forms of protected speech, the courts have also held that 
          limitations on "contributions" can only be justified by a 
          compelling state interest.  In the seminal case of Buckley v. 
          Valeo (1976) 424 U.S. 1, the U.S. Supreme Court considered a 
          challenge to the Federal Election Campaign Act (FECA) as amended 
          in 1974.  The 1974 amendments imposed caps on both the amount of 
          the contribution that an individual or committee could give to a 
          federal candidate, as well as a cap on the expenditures that an 
          individual or committee could make on behalf of a candidate.  In 
          addition, the 1974 amendments limited the amount of expenditures 
          that a candidate could make from personal funds.  (2 USC Section 
          441 (1994); 18 USC Section 608 (e) (1) (subsequently repealed).) 



          The Court held in Buckley that Congress could properly limit 
          "contributions" to candidates because such limits served a 
          compelling governmental interest in preventing the actuality or 
          appearance of quid pro quo corruption.  However, the Court 
          stated that "expenditures" by the candidate - or "independent 
          expenditures" made on behalf of, but not directly to, the 
          candidate - did not, in its collective judgment, create the same 








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          likelihood of actual or apparent quid pro quo corruption.  
          Therefore the Court found in Buckley that Congress' action to 
          limit such campaign expenditures did not meet the "compelling 
          interest" requirement.  (Buckley, supra, at 19-27, 48-49.)  
          Thus, the Buckley Court found, to the chagrin of many 
          commentators then and now, that the nexus between "expenditures" 
          and quid pro quo corruption was not strong enough to create a 
          "compelling" governmental interest for regulation of campaign 
          expenditures in the facts of that case.


           Austin v. Michigan Chamber:   However several years after the 
          Buckley decision, the Supreme Court recognized a compelling 
          interest in limiting expenditures as well as contributions.  In 
          Austin v. Michigan Chamber of Commerce (1990) the Court upheld a 
          state law that prohibited corporations from using corporate 
          treasury funds for independent expenditures to support or oppose 
          any candidate for state office. It did so on the grounds that 
          the law served a "compelling governmental interest" in 
          preventing the "distortion" that is created when a corporation 
          can create large aggregations of wealth that bear no 
          relationship to the public's support of its political ideas.    


           The Enactment of McCain-Feingold  :  Although earlier Supreme 
          Court decisions like Austin thus permitted certain narrow 
          regulations of independent campaign expenditures, it was not 
          long before candidates, corporations, and political parties 
          found creative ways around the proscriptions.  These efforts to 
          circumvent regulations produced landmark legislation in Congress 
          that sought to counter the most troublesome types of campaign 
          financing techniques.  The most notable legislative achievement 
          was the BCRA of 2002, known as "McCain-Feingold."  Although 
          McCain-Feingold primarily sought to regulate so-called "soft 
          money" (i.e. channeling contributions to candidates through 
          parties), it also enacted provisions banning corporate and union 
          financing of "electioneering communications" in designated 
          periods immediately preceding a primary or general election.  


           McConnell v. FEC  :  The Supreme Court first considered the 
          constitutionality of McCain-Feingold in McConnell v. FEC (2003) 
          540 U.S. 93.  The complicated McConnell ruling - with the 5-4 
          decision producing eight different opinions - upheld most of the 
          provisions of the law, including the exact provision struck down 








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          by Citizens United only seven years later.  Importantly, the 
          lead opinion by Justices O'Connor and Stevens reasoned that 
          government had a legitimate interest in preventing "both the 
          actual corruption threatened by large financial contributions . 
          . . and the appearance of corruption."  O'Connor and Stevens 
          noted that "money, like water, will always find an outlet," and 
          Congress can surely respond when groups devise schemes to 
          circumvent contribution limits. 


           Campaign Spending On Steroids?"  The Reaction to the Court's 
          recent decision in Citizens United  :  In dramatically overturning 
          both its Austin and McConnell decisions, the Supreme Court in 
          its 2010 Citizens United decision rejected its earlier idea that 
          "distortion" constitutes a compelling governmental interest and 
          held that corporations and unions are now free to spend 
          unlimited amounts on "independent expenditures" -- even for 
          advertisements that expressly mention the candidate by name. 


           Commentary About Citizens United  :  Since the holding, Citizens 
          United has been roundly criticized by many political and legal 
          commentators because it removes virtually all limits on 
          corporation and union expenditures.  In addition, it has also 
          been condemned as an unabashed and some say very ironic example 
          of profound judicial activism by the very justices who usually 
          laud judicial restraint.  Professor Erwin Chemerinsky, for 
          example, describes the opinion as "a stunning example of 
          judicial activism," insofar as it not only failed to show any 
          deference to Congress, but also because it overturned years of 
          precedent.  (Chemerinsky, "Who are the Judicial Activists Now?" 
          Los Angeles Times, January 22, 2010.) 


          What makes this judicial activism all the more remarkable, many 
          others have noted, is that, as noted above, the Court could have 
          decided the Citizens United case on much narrower grounds.  
          Indeed, Justice Stevens, quoting a prior appeals court opinion 
          by Chief Justice Roberts, noted that the "cardinal" principle of 
          the judicial process is, "if it is not necessary to decide more, 
          it is necessary not to decide more" - yet that is precisely what 
          the Court's conservative majority proceeded to do.  �Citizens 
          United, supra at 164, Stevens, J. dissenting.)]  As Professor 
          Richard Hasen of Loyola Law School put it "in Citizens United 
          the Supreme Court ignored the well-established doctrine of 








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          'constitutional avoidance,' by which it avoids deciding tough 
          constitutional questions when there is a plausible way to make a 
          narrower ruling based on a plain old statute."  (Quoted in David 
          Kirkpatrick, "Lobbyists Get Potent Weapon in Campaign Ruling," 
          New York Times, January 21, 2010.) 


           Campaign Experts from Both Traditional Parties Have Raised 
          Concerns About the Decision's Impact on Democracy  :  For example, 
          according to Republican campaign strategist Benjamin Ginsberg, 
          the decision may take more campaign control away from the 
          candidates and parties, as independent groups seek to shape the 
          issues whether the candidates or parties agree with the 
          characterizations or not.  According to Ginsberg, the decision 
          "will put on steroids the trend that outside groups are 
          increasingly dominating campaigns.  Candidates lose control of 
          the message �and] . . . parties will sort of shrink in the 
                                          relative importance of things."  (Quoted in Kirkpartrick, 
          supra.)  And writing in the Christian Science Monitor, Common 
          Cause President Bob Edgar flatly asserted that the decision was 
          "bad for democracy," and he called upon Congress to "respond 
          swiftly and forcefully to ensure that corporations do not take 
          over our political process."  (Bod Edgar, Supreme Court's 
          Campaign Ruling: A Bad Day for Democracy," Christian Science 
          Monitor, January 22, 2010.)  


           The Less-Noted But Critically Important SpeechNow.org v. FEC 
          Decision, and the Rise of the "Super PAC"  :  Although it received 
          much less attention than Citizens United, a decision by the U.S. 
          Circuit Court of Appeal for the Second District, just a week 
          after Citizens United has arguably had an even greater impact 
          than Citizens United.  Some commentators contend that this 
          decision, coupled with Citizens United, opened the door for the 
          so-called "Super PACS" that are being much discussed during the 
          current presidential primary - and likely will not show their 
          true unprecedented electoral impact until the general 
          presidential election.  


          In SpeechNow.org v FEC (2010) 599 F. 3d 686, a suit was brought 
          against the FEC by an unincorporated nonprofit association 
          registered as a "political organization" under Section 527 of 
          the Internal Revenue Code.  The organization, known as 
          SpeechNow, only takes money from individuals and only uses the 








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          funds collected for independent expenditures. 



          Unlike Citizens United, the SpeechNo.org v. FEC case did not 
          involve a limitation on expenditures, as such, but involved a 
          contribution to a political committee that only made independent 
          expenditures.  Nonetheless, the Circuit Court of Appeal relied 
          upon Citizens United, and in particular its reasoning that 
          limits on independent expenditures were unconstitutional because 
          expenditures, unlike direct contributions to candidates, did not 
          create any danger or perception of quid pro quo corruption, and 
          therefore could not serve a compelling government interest that 
          could justify restriction of First Amendment rights.  


          Following this reasoning, the court in SpeechNo.org held that 
          the government could not restrict contributions, whether by 
          individuals or by corporations, to political committees that 
          were only used for independent expenditures.  This decision 
          therefore opened the door to so-called "Super PACS" or 
          "expenditure only" political action committees, and what 
          proponents of a constitutional amendment believe is the 
          imperative to declare that that "corporate personhood" does not 
          exist and money does not constitute speech.


           National, State, and Local Calls for A Constitutional Amendment 
          to Reverse Citizens United:   At least 13 resolutions seeking to 
          overturn Citizens United have been introduced in Congress.  
          Although all seek to overturn Citizens United, they do so in 
          different ways.  Some of the resolutions simply call for 
          overturning Citizens United without stating which of the Court's 
          several holdings would be overturned.  (See e.g. H.J. Res. 86, 
          introduced by Rep. Sutton; S.J. Res. 29, introduced by Senators 
          Harkin et.al.)  Some of the resolutions introduced thus far 
          proclaim, in one way or another, that corporations are not 
          "natural persons" and thereby not protected by any of the rights 
          protected by the United States Constitution.  (See e.g. H.J. 
          Res. 90, introduced by Rep. Deutch; S.F. Res. 33, introduced by 
          Senator Sanders; and H.J. 88 by Rep. McGovern.)  Still others 
          would overturn Citizens United more narrowly by merely affirming 
          Congress' power to regulate campaign contributions and 
          expenditures.  (See e.g. H.J. Res. 72, introduced by Rep. 
          Schrader; H.J. Res. 8, introduced by Rep. Kaptur.)  State and 








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          local resolutions calling upon Congress to propose and submit a 
          constitutional amendment similarly vary in terms of which 
          aspects of Citizens United should be overturned.  



           Recent Calls for an Article V Convention.   The Article V 
          convention process has recently received increased attention as 
          a potential means of addressing deficiencies in our system of 
          federal government.  For example, in the arena of campaign 
          finance reform, Harvard Professor Lawrence Lessig, oft-referred 
          to as a progressive academic, has advocated an Article V 
          convention that would amend the constitution to facilitate 
          effective campaign finance reform and thus limit what he 
          perceives as Congress's improper dependence upon a small group 
          of funders rather than "the People alone," as the framers 
          intended.  (See generally Lawrence Lessig, Republic, Lost: How 
          Money Corrupts Congress-And a Plan to Stop It (2011).) 


          On the conservative spectrum, Tea Party supporters and 
          like-minded conservative advocates of limiting government power 
          have also strongly proposed holding an Article V convention. For 
          example, in 2011, the conservative Louisiana legislature applied 
          for a convention for the hoped-for sole purpose of amending the 
          United States Constitution to require that any increase in the 
          federal debt be approved by at least two-thirds of the state 
          legislatures.  (See 158 Cong. Rec. S2241.)  Other states, such 
          as Alabama, have applied for a constitutional convention for the 
          hoped-for sole purpose of considering a Balanced Budget 
          Amendment to the Constitution.


          Yet not all conservative leaders have warmed to the new 
          convention idea.  The prospect of a convention still has its 
          many conservative as well as progressive detractors.  For 
          example, legendary conservative Phyllis Schlafly has stated "I 
          think it's a terrible idea.  Who are these people who think they 
          could do a better job than George Washington and James Madison? 
          We have a wonderful Constitution and we don't want to rewrite it 
          or cause any discontent with the Constitution that we have."  
          (Philip Klein, "Is It Time for a Convention?" American 
          Spectator, October 2010 issue.)  And Michael Uhlmann, a 
          political science professor at Claremont Graduate University, 
          has also been dismissive of the convention route, stating "I 








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          don't take the idea seriously, and I don't think anybody else 
          should? Unless you can figure out a way to reincarnate James 
          Madison.  Then I'll reconsider my position."  (Id.)


           The Real Possibility of A "Run-Away" Convention:   As noted 
          above, Article V of the United States presents a mechanism for 
          amending the Constitution when Congress refuses to do so.  (See 
          Michael Stern, Reopening the Constitutional Road to Reform: 
          Toward a Safeguarded Article V Convention, 78 Tenn. L. Rev. 765, 
          765-66 (2011).)  However, the process has never been used to 
          amend the constitution; "�e]very one of the twenty-seven 
          amendments to the United States Constitution has been proposed 
          by the Congress �not via a constitutional convention]."  (Id. at 
          765.)


          The primary concern regarding the process is that of a "runaway 
          convention"-a scenario in which the convention initiated by the 
          states deviates from its initially intended purpose and results 
          in an unforeseen change to the nation's basic governmental 
          structure or individuals' constitutionally protected rights.  
          (Id. at 766).  Given this concern, the prospect of limiting a 
          proposed convention to enumerated purposes-as this resolution 
          would do-strikes many as prudent.  And that is precisely what 
          the authors' of this measure hope occurs.


          However all would agree it is not at all certain this would 
          actually be the result.  The question debated by constitutional 
          law scholars is whether Article V of the Constitution, which 
          permits the states to initiate a "Convention for proposing 
          Amendments," may be limited by the scope of the states' 
          applications to hold the convention.  (See id. at 767.)  The 
          text of Article V is silent on the matter, and there is also 
          considerable uncertainty regarding what, if anything, the 
          framers intended regarding the matter.  (See Mary Margaret 
          Penrose, Conventional Wisdom: Acknowledging Certainty in the 
          Unknown, 78 Tenn. L. Rev. 789, 796-97 (2011).)  


          Several important scholars have argued quite persuasively that 
          "any convention must be plenary and that application for 
          anything other than a general convention consequently is not 
          application at all; such applications count as 'zeros' in the 








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          two-thirds tally."  (Michael Stokes Paulsen, A General Theory of 
          Article V: The Constitutional Lessons of the Twenty-Seventh 
          Amendment 103 Yale L.J. 677, 737 (1993).)  And renowned 
          constitutional scholar Walter Dellinger has stated:


               �I]t is unclear exactly who has the authority to declare 
               whether a given application or set of applications are, in 
               fact, "valid applications" for the purposes of Article V.  
               For example, if ? Congress called the convention and the 
               convention eventually produced amendments unrelated to the 
               purposes stated in the applications, would a court be 
               authorized to invalidate the amendments as "outside the 
               scope" of the convention? Some believe that the court would 
               be authorized to interpret and enforce the provisions of 
               Article V. (See id. at 757-58.)  However, others have 
               expressed doubt as to whether the federal judiciary would 
               assert itself as an arbiter in any dispute over the Article 
               V convention process.  (Yale Law Journal vol. 88 (1979).)


          Other questions regarding the Article V convention process give 
          rise to uncertainty and uneasiness among commentators.  For 
          example, in 1973 the American Bar Association Committee devoted 
          to evaluating the Article V convention model produced a number 
          of questions that are debated to this day.  (Id. at 794.)  These 
          include: "How much power does Congress have as to the scope of a 
          convention?  As to the procedures such as the selection of 
          delegates? As to the voting requirements at a convention?  As to 
          refusing to submit to the states for ratification the product of 
          a convention?"  (Id. at 795.)  Skeptics such as Harvard's 
          legendary Professor Laurence Tribe argue that the many 
          uncertainties surrounding the Article V convention process 
          render Article V's provisions "dangerously vague."  (O'Toole, 
          supra.)  

           Scope of the Convention's Purpose in Relation to Citizens 
          United.   This resolution would apply to Congress to call a 
          convention for the sole purpose of proposing an amendment that 
          "would limit corporate personhood" and "further declare that 
          money does not constitute speech and may be democratically 
          limited."  However it should be noted that the Citizens United 
          decision actually was not predicated upon a finding that 
          corporations are "people."  Rather, it was based upon the 
          proposition that the First Amendment protects "political 








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          speech," and that the level of that protection does not change 
          based upon the corporate identity of the speaker.  (See Citizens 
          United, supra, at 896-900.)  It is thus unclear whether limiting 
          corporate personhood would have the effect of overruling any of 
          Citizens United's holdings, although this would depend, in part, 
          upon other potential amendments related to the definition of 
          "personhood."  In addition, Citizens United did not equate money 
          with speech.  Rather, it noted that restrictions upon 
          independent expenditures have the effect of burdening expressive 
          acts. 

           Some Quick Constitution Amendment Facts  :  Thirty-three proposed 
          amendments to the U.S. Constitution have been submitted to the 
          States pursuant to Article V of the Constitution, all of them 
          upon the vote of the requisite majorities in Congress and none 
          by the alternative convention method sought by this measure.  
          Since the convention method has never been successfully invoked, 
          there are significant questions that could be raised in 
          attempting to do so.  Such as:  (1) When and how is a convention 
          to be convened?  (2) Must the applications of the requisite 
          number of States be identical or ask for substantially the same 
          amendment or simply deal with the same subject matter?  (3) Must 
          the requisite number of petitions be contemporaneous with each 
          other, substantially contemporaneous, or could they be strung 
          out over several years?  

           Might the Committee Therefore Conclude that the Constitutional 
          Amendment Process Called for by the Authors' AJR 22 Which This 
          Committee Recently Approved Is Preferable to the Constitutional 
          Convention Process Sought in this Measure?  
           
          Pending Pertinent Legislation  :  ACR 95 (Huber):  This measure 
          sought to submit the question of whether to hold a convention 
          for the purposes of revising the California Constitution to the 
          voters at the next general election.  Failed in this Committee 
          on April 24, 2012.


          AJR 22 (Wieckowski and Allen):  This joint resolution calls upon 
          the U.S. Congress to propose a constitutional amendment, as 
          opposed to calling for a constitutional convention, to overturn 
          Citizens United.  Passed this Committee on March 20, 2012, by a 
          vote of 6-2.










                                                                  AJR 32
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           REGISTERED SUPPORT / OPPOSITION  :   
           
          Support  

          None on file

           Opposition 
           
          None on file
           

          Analysis Prepared by  :  Drew Liebert, Tom Clark and Josh Fox / 
          JUD. / (916) 319-2334.