BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   AB 122|
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                                 THIRD READING


          Bill No:  AB 122
          Author:   Blumenfield
          Amended:  6/8/11 in Senate 
          Vote:     21

           
          PRIOR VOTES NOT RELEVANT 


           SUBJECT  :    Budget Act of 2011:  Supplemental 
          Appropriations

           SOURCE  :     Author


           DIGEST  :    This bill appropriates $1.2 billion General Fund 
          for allocation by the State Controller to the Department of 
          Corrections and Rehabilitation ($1.15 billion), Department 
          of Mental Health ($50 million), Department of Forestry and 
          Fire Protection ($12.6 million), Department of Finance 
          ($145,000), and Mariposa, Modoc, and Shasta Counties ($1.1 
          million). 

           Senate Floor Amendments  of 6/8/11 delete the prior version 
          of the bill which expressed the intent of the Legislature 
          to enact statutory changes relating to the 2011 Budget Act.

           ANALYSIS  :    

          This bill:

          1. Appropriates $25.7 million (General Fund) to augment the 
             2009 Budget Act for the Department of Corrections and 
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             Rehabilitation (CDCR) to address a shortfall in its 
             Revolving Fund. 

             Due to ongoing structural budget problems and 
             unanticipated cost increases last year, CDCR ran out of 
             cash in June 2010 and was unable to make timely payment 
             for some of its 2009-10 bills. While CDCR delayed some 
             vendor payments until 2010-11, CDCR used its Revolving 
             Fund in 2009-10 to make payments it could not delay.  In 
             this way, CDCR overspent its 2009-10 appropriation and 
             created a deficit in the Revolving Fund.

          2. Appropriates $1.19 billion (General Fund) to augment the 
             2010 Budget Act as follows:

             A.    Appropriates $643.4 million (GF) for CDCR health 
                care services, thus restoring much of the $820 
                million that was reduced from the prison medical care 
                budget in the 2010 Budget Act.  Of those budgeted 
                savings, the Federal Receiver for Prison Health Care 
                is expected to achieve $176.6 million savings in 
                2010-11. 

                The Receivership cites its federal court mandate to 
                provide constitutionally adequate health care to all 
                prison inmates as the rationale for its level of 
                spending on prison medical care.  The Receivership 
                reports already achieving significant additional cost 
                avoidance through implementation of permanent 
                operational efficiencies and reductions during the 
                past few years.  The Receiver estimates that such 
                cost containment efforts helped to avoid $408 million 
                in otherwise anticipated expenditures in 2009-10 
                alone.

             B.    Appropriates $482.5 million (General Fund) for 
                CDCR to address its structural budget shortfall and 
                for net inmate and parolee population adjustments. 

                CDCR ascribes $389.2 million to a long-term 
                structural budget imbalance (underfunded security 
                salary costs, legal costs, overtime, and medical 
                guarding) that has been exacerbated by recent 
                short-term factors, such as increased costs for 

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                overtime due to furloughs, lump-sum payments to 
                retiring employees, and workers' compensation 
                payments. 

                The Administration contends that CDCR cannot absorb 
                these costs within its existing appropriation.  Last 
                year, CDCR avoided a deficiency of this magnitude 
                partly by pushing approximately $120 million in 
                2009-10 costs into 2010-11 for payment through the 
                Victim Compensation and Government Claims Board 
                (VCGCB) process.  In addition, CDCR indicates it 
                mitigated deficiencies in prior years by redirecting 
                available funding from discretionary programs, which 
                is not an option to solve this year's shortfall. 

                The Administration indicates that future funding 
                deficiencies in CDCR operations should be avoided as 
                a result of improved fiscal controls within CDCR and 
                an augmentation provided in the 2011 Budget Act to 
                address its structural budget imbalance. 

             C.    Appropriates $12.6 million (General Fund) for the 
                Department of Forestry and Fire Protection (CalFIRE) 
                for increased Unemployment Insurance (UI) costs. 

                CalFIRE hires approximately 2,600 seasonal 
                firefighters to work during high-risk fire months.  
                CalFIRE, like other state departments, is responsible 
                for payment of standard UI claims and a portion of UI 
                extensions billed by the Employment Development 
                Department.  Although CalFIRE's budget includes 
                funding for standard UI claims, CalFIRE is 
                experiencing increased UI costs due to recent UI 
                extensions, the downturn in the state's economy, and 
                the inability of seasonal firefighters to find work 
                during their off-months. 

                According to CalFIRE, the only alternative to 
                mitigate this deficiency would be to halt seasonal 
                firefighter staffing, and potentially release the 
                seasonal firefighter staff currently in place, until 
                next fiscal year.  But that could impact CalFIRE's 
                ability to respond to large emergencies and cause 
                greater reliance on local government and private 

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                resources at a higher cost.  In addition, releasing 
                seasonal firefighters would increase UI costs. 

             D.    Appropriates $145,000 (General Fund) for the 
                Department of Finance (DOF) to reimburse its 
                financial advisor on the state's Ed Fund transaction.

                Chapter 182, Statutes of 2007, authorized DOF to 
                pursue a sale or other transaction involving the 
                state's assets in the Ed Fund and to contract for 
                financial advice related to the transaction.  In 
                April 2009, DOF contracted with FBR Capital Markets 
                to serve as a financial advisor.  Under the contract, 
                the firm would have been paid a fee from the proceeds 
                of the final transaction. 

                The transaction was subsequently negated in August 
                2010 by the United States Department of Education's 
                decision to designate a new guarantor for the Federal 
                Family Education Loan Program.  As a result, FBR was 
                due only direct expenses, capped at $250,000, in 
                accordance with the contract.  When the transaction 
                was cancelled, this became an unanticipated General 
                Fund cost.

             E.    Appropriates $50 million (General Fund) to the 
                Department of Mental Health (DMH) for state 
                hospitals' costs, which DMH attributes primarily to 
                court-ordered increases in admissions and increased 
                staff overtime costs associated with vacancies, 
                furloughs, and implementation of hospital safety and 
                security measures.

                Of this amount, approximately $24 million is a 
                shortfall from 2009-10 that DMH rolled into 2010-11.  
                Like CDCR, DMH utilized the VCGCB process to pay 
                prior year costs from its current year appropriation. 


                DMH has administrative and program actions underway 
                to mitigate the factors associated with this 
                shortfall and to prevent future deficiencies in the 
                state hospitals' budget.  Efforts thus far include 
                monitoring of overtime, fiscal controls on contract 

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                expenditures, and limits on training, travel, and 
                purchases of equipment and supplies.

             F.    Appropriates $1.1 million (General Fund) for 
                payments to Mariposa, Modoc, and Shasta Counties as 
                reimbursement for qualifying homicide trial costs 
                pursuant to statutory criteria for receipt of 
                funding. 

                The State Controller approved the counties' claims 
                for eligible costs as follows: 

                (1)      $1,090,000 to Shasta County for the trial of 
                   Curtis Taylor and Beau Gray, and the trial of 
                   Scott P. Varner. 

                (2)      $53,000 to Modoc County for the trials of 
                   Christopher Bradbury and Robert Chad Haralson.

                (3)      $3,800 to Mariposa County for the trial of 
                   Cary Stayner.

          3. Requires any unencumbered funds to revert to the General 
             Fund.

           FISCAL EFFECT  :    Appropriation:  Yes   Fiscal Com.:  Yes   
          Local:  No

          Appropriates $1.2 billion.


          DLW:mw  6/8/11   Senate Floor Analyses 

                       SUPPORT/OPPOSITION:  NONE RECEIVED

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