BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 145
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          Date of Hearing:   April 25, 2011

                        ASSEMBLY COMMITTEE ON TRANSPORTATION
                               Bonnie Lowenthal, Chair
                   AB 145 (Galgiani) - As Amended:  March 16, 2011
           
          SUBJECT  :  Department of High-Speed Trains 

           SUMMARY  :  Repeals and recasts provisions establishing the 
          High-Speed Rail Authority and establishes the Department of 
          High-Speed Trains (DHST).  Specifically,  this bill  :  

          1)Expresses the intent of the Legislature to provide an 
            efficient governmental structure for the development of 
            high-speed train operations in the state.  

          2)Repeals and recasts provisions establishing the High-Speed 
            Rail Authority (Authority) and prescribing its membership and 
            duties.  

          3)Requires the Authority to establish policies, in consultation 
            with DHST, to direct the development and implementation of 
            intercity high-speed train service that is fully integrated 
            with the state's existing intercity rail and bus network; 
            requires DHST to implement the policies.  

          4)Repeals the requirement that the Authority prepare, adopt, and 
            submit a business plan to the Legislature every two years.  

          5)Repeals and recasts the requirement that the Authority 
            establish an independent peer review group for the purpose of 
            reviewing the planning, engineering, financing, and other 
            elements of the Authority's plans.  

          6)Transfers certain existing powers and responsibilities of the 
            Authority to DHST, and specifies additional powers and duties 
            of the Authority and DHST relative to implementation of the 
            high-speed rail project.  

          7)Specifies the powers, duties, and responsibilities of the 
            Authority as follows:  

             a)   Select the routes of the high-speed train system;  

             b)   Serve as the governing body of DHST, for purposes of the 








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               adoption of resolutions of necessity (related to 
               condemnations);  

             c)   Advise the Business, Transportation and Housing Agency 
               (BT&H) and DHST concerning high-speed rail matters.  

             d)   Adopt criteria for the award of franchises; and,  

             e)   Set fares or establish guidelines for the setting of 
               fares.  

          8)Directs the Authority to adopt and submit to the Legislature 
            and the Governor by October 1 of each year, a six-year 
            high-speed program.  The program is to cover six fiscal years 
            and is to be a statement of intent by DHST to request funding 
            in the annual Budget Act for the ensuing six years.  

          9)Requires the high-speed train program to include a listing of 
            all capital improvement projects for which Budget Act 
            appropriation is anticipated from all funding sources for the 
            following six years.  

          10)Requires that the program specify the expenditure amount and 
            expenditure year for each project phase.  

          11)Creates DHST within BT&H.  

          12)Provides that the DHST director would be appointed by the 
            Governor and hold office at the pleasure of the Authority. 

          13)Requires that the director perform all duties, exercise all 
            powers and jurisdiction, assume and discharge all 
            responsibilities, and carry out and effect all purposes vested 
            by law in the department.  

          14)Authorizes up to ten executive employees of DHST who would be 
            exempt from civil service, appointed by the Governor, and 
            serve at the pleasure of the director.  Authorizes the 
            Authority to set the salary of the executive employees and 
            director in amounts that are reasonably necessary to attract 
            and hold a person of superior qualifications.  

          15)Grants explicit authority for the Governor, the secretary of 
            BT&H, and DHST to enter into any agreement necessary to 
            receive and expend federal funds in connection with mass 








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            transportation programs and projects for which federal funds 
            are available.  

          16)Provides authority to DHST for property acquisition and 
            disposition and authorization to employ its own legal staff or 
            contract out.  

           EXISTING LAW  :  

          1)Creates the Authority to be responsible for planning, 
            constructing, and operating a high-speed train system serving 
            California's major metropolitan areas.  The Authority has a 
            nine-member policy board (five appointed by the Governor, two 
            appointed by the Senate and two appointed by the Assembly).  
            Its executive director is selected by, and reports directly 
            to, the Authority's policy board.  

          2)Establishes the California Transportation Commission (CTC) for 
            the development and implementation of a single, unified 
            California transportation policy.  CTC is responsible for the 
            programming and allocating of funds for the construction of 
            highway, passenger rail and transit improvements throughout 
            California.  The CTC also advises and assists the BT&H and the 
            Legislature in formulating and evaluating state policies and 
            plans for California's transportation programs.  

          3)Establishes the California Department of Transportation 
            (Caltrans) by consolidating the Department of Public Works and 
            the State Aeronautics Board and establishing six divisions:  
            transportation planning, highways, mass transportation, 
            aeronautics, administrative services, and legal.  
           
          FISCAL EFFECT  :  Unknown

           COMMENTS  :  The Authority was created by SB 1420 (Kopp) Chapter 
          796, Statutes of 1996, which vested it with the responsibility 
          to direct the development and implementation of intercity 
          high-speed rail service.  SB 1420 directed the Authority to 
          prepare a plan for the construction and operation of a 
          high-speed train network for the state and to submit that plan 
          to the Legislature and the Governor or to the voters of the 
          state for approval.  That bill prescribed various powers of the 
          Authority relative to planning and contracting for the 
          construction, financing, and operation of a high-speed rail 
          system.  








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          In 1996, the Authority's chief responsibility was to plan for a 
          high-speed train network.  Today, the Authority's chief 
          responsibility is to implement the plan.  The current cost 
          estimate for the initial phase of the 800-mile network is $43 
          billion.  To complete the project, the Authority will initially 
          oversee consultant contracts amounting to hundreds of millions 
          of dollars, with billions of dollars in right of way acquisition 
          and construction contracts to follow.  

          The governance structure set forth in AB 145 mirrors, to a large 
          extent, the existing organizational relationship between the CTC 
          and Caltrans.  The CTC consists of eleven voting members and two 
          non-voting ex-officio members. Of the eleven voting members, 
          nine are appointed by the Governor, one is appointed by the 
          Senate Rules Committee, and one is appointed by the Speaker of 
          the Assembly. The two ex-officio non-voting members are 
          appointed from the State Senate and Assembly, usually the 
          respective chairs of the transportation policy committee in each 
          house.  

          The CTC is responsible for programming and allocating funds for 
          the construction of highway, passenger rail and transit 
          improvements throughout California.  The CTC also advises and 
          assists the secretary of BT&H and the Legislature in formulating 
          and evaluating state policies and plans for California's 
          transportation programs, reviews and comments on findings in 
          environmental documents under state and federal environmental 
          laws, adopts and rescinds specific highway route alignments, and 
          approves resolutions of necessity (related to condemnations). 

          Caltrans, on the other hand, is vested with full possession and 
          control of all state highways and all property rights in 
          property acquired for state highway purposes.  It is authorized 
          and directed to lay out and construct all state highways between 
          the termini designated by law and on the locations as determined 
          by the CTC and to do any act necessary, convenient or proper for 
          the construction, improvement, maintenance or use of all 
          highways which are under its jurisdiction, possession or 
          control.  

          AB 145 creates a new DHST as part of state government, distinct 
          from the Authority, and revises the role of the Authority.  
          Under this bill, DHST will carry out the day-to-day activities 
          of constructing and implementing the high-speed rail project 








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          while the Authority will continue as the policy-making body.  
          According to the author, AB 145 will help protect the state's 
          interests and establish further oversight in the activities and 
          use of the funds to be invested in high-speed rail.  

          The organizational structure set forth in AB 145 has the 
          potential to reap benefits, including:  

          1)Assigning the Authority with the responsibility to set policy 
            and DHST with the responsibility to implement that policy 
            insulates the high-speed rail project from undue political 
            pressure that could otherwise thwart progress of the project 
            and instills a more appropriate balance of power to govern the 
            project.  

          2)Despite its unique characteristics and its rather autonomous 
            existence in state government, the Authority is a state agency 
            and responsibility for its success or failure rests entirely 
            with the Governor.  Placing DHST within the BT&H will ensure 
            the needs of the Authority and of the project are considered 
            in the Governor's cabinet-level discussions.  

           Committee concerns:   There are over two dozen high-speed bills 
          currently pending before the Legislature so it is not surprising 
          that there is a lot overlap, duplication, or contradiction in 
          some of the individual provisions.  Consequently, there will 
          inevitably be the need to reconcile the bills as they proceed 
          through the process.  Examples of some of the provisions in this 
          bill that overlap with provisions in other bills include those 
          related to exempt positions, Authority member appointments, and 
          reporting requirements.  

           Related legislation:   

          AB 1164 (Gordon) requires gubernatorial Authority appointees to 
          be confirmed by the Senate.  The bill will be heard in Assembly 
          Transportation Committee on April 25, 2011.  

          SB 517 (Lowenthal) provides for the reorganization of the 
          Authority and a reconstitution of the Authority board.  That 
          bill will be heard in Senate Transportation and Housing 
          Committee on April 26, 2011.

           Previous legislation  :  









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          AB 1375 (Galgiani) 2010, would have created the Department of 
          High Speed Trains.  That bill was eventually amended to provide 
          exempt positions and ultimately died in Senate Transportation 
          and Housing Committee.  

          AB 733 (Galgiani) 2009, among other matters, would have allowed 
          the Authority to hire its own legal counsel.  That bill died in 
          Assembly Appropriations Committee.  

          SB 409 (Ducheny), 2009, would have created a Department of 
          Railroads within BT&H and the Authority would have been a 
          division within the Department of Railroads.  That bill died in 
          the Assembly Appropriations Committee on suspense.  

          SB 53 (Ducheny) Chapter 53, Statutes of 2008, requires the 
          California Research Bureau, in consultation with specified 
          others, to study the consolidation of various rail functions 
          currently performed by several state entities, including the 
          high-speed rail functions; requires the development of a report 
          with transmittal to the Legislature by May 1, 2009.  
           
          REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Californians for High-Speed Rail

           Opposition 
           
          Planning and Conservation League
          Community Coalition on High Speed Rail
           

          Analysis Prepared by  :   Janet Dawson / TRANS. / (916) 319-2093