BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 145
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          ASSEMBLY THIRD READING
          AB 145 (Galgiani) 
          As Amended  June 1, 2011
          Majority vote 

           TRANSPORTATION      12-0        APPROPRIATIONS      12-5        
           
           ----------------------------------------------------------------- 
          |Ayes:|Bonnie Lowenthal,         |Ayes:|Fuentes, Blumenfield,     |
          |     |Jeffries, Achadjian,      |     |Bradford, Charles         |
          |     |Bonilla, Buchanan,        |     |Calderon, Campos, Davis,  |
          |     |Mitchell, Galgiani,       |     |Gatto, Hall, Hill, Lara,  |
          |     |Logue, Miller, Norby,     |     |Mitchell, Solorio         |
          |     |Portantino, Solorio       |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |Nays:|Harkey, Donnelly,         |
          |     |                          |     |Nielsen, Norby, Wagner    |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Repeals and recasts provisions establishing the 
          High-Speed Rail Authority and establishes the Department of 
          High-Speed Trains (DHST).  Specifically,  this bill  :  

          1)Expresses the intent of the Legislature to provide an 
            efficient governmental structure for the development of 
            high-speed train operations in the state.  

          2)Repeals and recasts provisions establishing the High-Speed 
            Rail Authority (Authority) and prescribing its membership and 
            duties.  

          3)Declares that the Authority Board is solely an advisory body 
            and has no authority to exercise any state powers or 
            responsibilities.  

          4)Requires the Authority to establish policies, in consultation 
            with DHST, to direct the development and implementation of 
            intercity high-speed train service that is fully integrated 
            with the state's existing intercity rail and bus network; 
            requires DHST to implement the policies.  

          5)Repeals the requirement that the Authority prepare, adopt, and 
            submit a business plan to the Legislature every two years.  









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          6)Repeals and recasts the requirement that the Authority 
            establish an independent peer review group for the purpose of 
            reviewing the planning, engineering, financing, and other 
            elements of the Authority's plans.  

          7)Transfers certain existing powers and responsibilities of the 
            Authority to DHST, and specifies additional powers and duties 
            of the Authority and DHST relative to implementation of the 
            high-speed rail project.  

          8)Specifies the powers, duties, and responsibilities of the 
            Authority as follows:  

             a)   Select the routes of the high-speed train system;  

             b)   Serve as the governing body of DHST, for purposes of the 
               adoption of resolutions of necessity (related to 
               condemnations);  

             c)   Advise the Business, Transportation and Housing Agency 
               (BT&H) and DHST concerning high-speed rail matters;

             d)   Adopt criteria for the award of franchises; and,  

             e)   Set fares or establish guidelines for the setting of 
               fares.  

          9)Directs the Authority to adopt and submit to the Legislature 
            and the Governor by October 1 of each year, a six-year 
            high-speed program.  The program is to cover six fiscal years 
            and is to be a statement of intent by DHST to request funding 
            in the annual Budget Act for the ensuing six years.  

          10)Requires the high-speed train program to include a listing of 
            all capital improvement projects for which Budget Act 
            appropriation is anticipated from all funding sources for the 
            following six years.  

          11)Requires that the program specify the expenditure amount and 
            expenditure year for each project phase.  

          12)Creates DHST within BT&H.  

          13)Provides that the DHST director would be appointed by the 
            Governor and hold office at the pleasure of the Authority. 








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          14)Requires that the director perform all duties, exercise all 
            powers and jurisdiction, assume and discharge all 
            responsibilities, and carry out and effect all purposes vested 
            by law in the department.  

          15)Authorizes up to ten executive employees of DHST who would be 
            exempt from civil service, appointed by the Governor, and 
            serve at the pleasure of the director.  Authorizes the 
            Authority to set the salary of the executive employees and 
            director in amounts that are reasonably necessary to attract 
            and hold a person of superior qualifications.  

          16)Grants explicit authority for the Governor, the secretary of 
            BT&H, and DHST to enter into any agreement necessary to 
            receive and expend federal funds in connection with mass 
            transportation programs and projects for which federal funds 
            are available.  

          17)Provides authority to DHST for property acquisition and 
            disposition and authorization to employ its own legal staff or 
            contract out.  

           EXISTING LAW  :  

          1)Creates the Authority to be responsible for planning, 
            constructing, and operating a high-speed train system serving 
            California's major metropolitan areas.  The Authority has a 
            nine-member policy board (five appointed by the Governor, two 
            appointed by the Senate and two appointed by the Assembly).  
            Its executive director is selected by, and reports directly 
            to, the Authority's policy board.  

          2)Establishes the California Transportation Commission (CTC) for 
            the development and implementation of a single, unified 
            California transportation policy.  CTC is responsible for the 
            programming and allocating of funds for the construction of 
            highway, passenger rail and transit improvements throughout 
            California.  The CTC also advises and assists the BT&H and the 
            Legislature in formulating and evaluating state policies and 
            plans for California's transportation programs.  

          3)Establishes the California Department of Transportation 
            (Caltrans) by consolidating the Department of Public Works and 
            the State Aeronautics Board and establishing six divisions:  








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            transportation planning, highways, mass transportation, 
            aeronautics, administrative services, and legal.  
           
          FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, likely moderate additional administrative and 
          operating costs associated with establishing a separate 
          department, distinct from the existing authority, to implement 
          the high-speed rail program.  These costs are unknown, but would 
          be in the range of several hundred thousand dollars annually 
          (bond funds).
           
           COMMENTS  :  The Authority was created by SB 1420 (Kopp) Chapter 
          796, Statutes of 1996, which vested it with the responsibility 
          to direct the development and implementation of intercity 
          high-speed rail service.  SB 1420 directed the Authority to 
          prepare a plan for the construction and operation of a 
          high-speed train network for the state and to submit that plan 
          to the Legislature and the Governor or to the voters of the 
          state for approval.  That bill prescribed various powers of the 
          Authority relative to planning and contracting for the 
          construction, financing, and operation of a high-speed rail 
          system.  

          In 1996, the Authority's chief responsibility was to plan for a 
          high-speed train network.  Today, the Authority's chief 
          responsibility is to implement the plan.  The current cost 
          estimate for the initial phase of the 800-mile network is $43 
          billion.  To complete the project, the Authority will initially 
          oversee consultant contracts amounting to hundreds of millions 
          of dollars, with billions of dollars in right of way acquisition 
          and construction contracts to follow.  

          AB 145 was originally introduced to establish a governance 
          structure that mirrors, to a large extent, the existing 
          organizational relationship between the CTC and Caltrans.  
          However, recent developments (most notably a report on 
          high-speed rail by the Legislative Analyst's Office) offer 
          strong recommendations for alternative governance structures.  
          These alternative governance structure concepts have not yet 
          been fully developed and/or vetted.  Consequently, provisions in 
          the bill that declare the Authority to be solely an advisory 
          body with no state powers conflict with other provisions in the 
          bill that describe various responsibilities and duties of the 
          Authority and/or the newly created DHST.  These conflicts will 
          be resolved as the bill moves forward.  








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          There are, in fact, over two dozen high-speed rail bills before 
          the Legislature this year so it is not surprising that there is 
          a lot overlap, duplication, or contradiction in some of the 
          individual provisions.  Consequently, there will inevitably be 
          the need to reconcile the bills as they proceed through the 
          process.  Examples of some of the provisions in this bill that 
          overlap with provisions in other bills include those related to 
          exempt positions, Authority member appointments, and reporting 
          requirements.  

          Related legislation:  

          AB 41 (Hill) expands reporting and other requirements of the 
          Political Reform Act for members of the Authority to match the 
          requirements placed on other specified high-ranking public 
          officials.  That bill is in the Senate Elections and 
          Constitutional Amendments Committee.  

          AB 615 (Lowenthal) authorizes, with regard to the Authority, 
          property disposal, leasing, rental, and management.  Further, 
          authorizes alternate processes for the Authority separate from 
          the real estate procurement processes and approvals from the 
          Department of General Services, the State Public Works Board, 
          and the Department of Finance.  That bill is on the Assembly 
          Third Reading.  

          AB 952 (Jones) imposes specific conflict of interest 
          requirements and limitations on the Authority, its employees, 
          businesses, and consultants that are doing, or want to do, 
          business with the Authority.  AB 952 is on the Assembly Third 
          Reading.  

          AB 1164 (Gordon) requires gubernatorial Authority appointees to 
          be confirmed by the Senate.  AB 1164 is on the Assembly Third 
          Reading.  

          SB 517 (Lowenthal) provides for the reorganization of the 
          Authority and a reconstitution of the Authority board.  SB 517 
          is on the Senate Third Reading.  

          Previous legislation:  

          AB 1375 (Galgiani) 2010 would have created the Department of 
          High Speed Trains.  That bill was eventually amended to provide 








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          exempt positions and ultimately died in Senate Transportation 
          and Housing Committee.  

          AB 733 (Galgiani) 2009, among other matters, would have allowed 
          the Authority to hire its own legal counsel.  That bill died in 
          Assembly Appropriations Committee.  

          SB 409 (Ducheny) of 2009 would have created a Department of 
          Railroads within BT&H and the Authority would have been a 
          division within the Department of Railroads.  That bill died in 
          the Assembly Appropriations Committee on suspense.  

          SB 53 (Ducheny) Chapter 53, Statutes of 2008, requires the 
          California Research Bureau, in consultation with specified 
          others, to study the consolidation of various rail functions 
          currently performed by several state entities, including the 
          high-speed rail functions; requires the development of a report 
          with transmittal to the Legislature by May 1, 2009.  


           Analysis Prepared by  :   Janet Dawson / TRANS. / (916) 319-2093 


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