BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 171
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          ASSEMBLY THIRD READING
          AB 171 (Beall)
          As Amended  January 23, 2012
          Majority vote 

           HEALTH              12-6        APPROPRIATIONS      12-5        
           
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          |Ayes:|Monning, Ammiano, Atkins, |Ayes:|Fuentes, Blumenfield,     |
          |     |Bonilla, Eng, Hayashi,    |     |Bradford, Charles         |
          |     |Roger Hern�ndez, Bonnie   |     |Calderon, Campos,         |
          |     |Lowenthal, Mitchell, Pan, |     |Chesbro, Gatto, Hall,     |
          |     |V. Manuel P�rez, Williams |     |Hill, Ammiano, Mitchell,  |
          |     |                          |     |Solorio                   |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Logue, Garrick, Mansoor,  |Nays:|Harkey, Donnelly,         |
          |     |Nestande, Silva, Smyth    |     |Nielsen, Norby, Wagner    |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Requires health plans and health insurers to cover the 
          screening, diagnosis, and treatment of pervasive developmental 
          disorder or autism (PDD/A).  Specifically,  this bill :  

          1)Requires health plan contracts and health insurance policies 
            that provide coverage for hospital, medical, or surgical 
            expenses, to cover the screening, diagnosis, and medically 
            necessary treatment of PDD/A.

          2)Prohibits health plans and health insurers from terminating 
            coverage, or refusing to deliver, execute, issue, amend, 
            adjust, or renew coverage, to an enrollee or insured solely 
            because the individual is diagnosed with, or has received 
            treatment for, PDD/A.

          3)Prohibits the medically necessary coverage provided pursuant 
            to this bill from being subject to any limits regarding age, 
            number of visits, dollar amounts or to provisions relating to 
            lifetime maximums, deductibles, copayments, or coinsurance or 
            other terms or conditions that are less favorable to an 
            enrollee or insured than those terms and conditions that apply 
            to physical illness generally under the plan contact or 
            policy.

          4)Makes coverage required pursuant to this bill a health care 








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            service and a covered health care benefit, and prohibits it 
            from being denied on the basis of the location of delivery of 
            the treatment or that the treatment is habilitative, 
            nonrestorative, educational, academic, or custodial in nature. 


          5)Permits health plans and health insurers to request, no more 
            than once a year, a review of treatment provided to an 
            enrollee or insured for PDD/A, and requires the cost of 
            obtaining the review to be borne by the plan or insurer.  
            Exempts inpatient services from this provision.

          6)Requires health plans and health insurers to establish and 
            maintain an adequate network of service providers with 
            appropriate training and experience in PDD/A in a manner 
            consistent with the coverage required to be provided under 
            this bill, as specified.

          7)Prohibits this bill from being construed to reduce any 
            obligation to provide services to an enrollee or insured under 
            an individualized family service plan, an individualized 
            program plan, a prevention program plan, an individualized 
            education program, or an individualized service plan.
          8)Prohibits this bill from being construed to limit or exclude 
            benefits that are otherwise available to an enrollee under a 
            health plan or to an insured under a health insurance policy, 
            as specified.

          9)Prohibits this bill from being construed to mean that the 
            services required to be covered under this bill are not 
            required to be covered under other provisions of existing law.

          10)Clarifies that this bill must not be construed as affecting 
            litigation that is pending on January 1, 2012. 

          11)Specifies that, on and after January 1, 2014, this bill does 
            not require any benefits to be provided that exceed the 
            essential health benefits (EHBs) that all health plans will be 
            required by federal regulations to provide under the federal 
            Patient Protection and Affordable Care Act (PPACA). 

          12)Defines various terms for purposes of this bill, including 
            the following:









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             a)   "Diagnosis of PDD/A" means medically necessary 
               assessment, evaluations, or tests to diagnose whether an 
               individual has one of the PDD/A; and,

             b)   "Treatment for PDD/A" means all of the following care, 
               including necessary equipment that develops, maintains, or 
               restores to the maximum extent practicable the functioning 
               or quality of life of an individual with PDD/A and is 
               prescribed or ordered for an individual diagnosed with one 
               of the PDD/A by a licensed physician or surgeon or a 
               licensed psychologist who determines the care to be 
               medically necessary:

               i)     Pharmacy care, if the plan contract or policy 
                 includes coverage for prescription drugs;

               ii)    Psychiatric care;

               iii)   Psychological care; and, 

               iv)    Therapeutic care.

          13)Clarifies that treatment for PDD/A in 12 b) above does not 
            include behavioral health treatment as defined in existing 
            law.

          14)Exempts dental-only and vision-only health plans or health 
            insurance policies from the provisions of this bill as 
            specified.

           EXISTING LAW  :  

           1)Enacts, in federal law, the PPACA to, among other things, make 
            statutory changes affecting the regulation of, and payment 
            for, certain types of private health insurance.  Includes the 
            definition of EHBs that all qualified health plans must cover, 
            at a minimum, with some exceptions.

          2)Provides that the EHB package in 1) above will be determined 
            by individual states and must include, at a minimum, 
            ambulatory patient services; emergency services; 
            hospitalizations; mental health and substance abuse disorder 
            services, including behavioral health; prescription drugs; 
            and, rehabilitative and habilitative services and devices, 








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            among other things.

          3)Establishes the Knox-Keene Health Care Service Plan Act of 
            1975 (Knox-Keene) to regulate and license health plans and 
            specialized health plans by the Department of Managed Health 
            Care (DMHC) and provides for the regulation of health insurers 
            by the California Department of Insurance (CDI).

          4)Requires every health plan contract or health insurance policy 
            issued, amended, or renewed on or after July 1, 2000, that 
            provides hospital, medical, or surgical coverage to provide 
            coverage for the diagnosis and medically necessary treatment 
            of severe mental illness of a person of any age, and of 
            serious emotional disturbances of a child, under the same 
            terms and conditions applied to other medical conditions, as 
            specified.

          5)Requires every health care service plan contract or health 
            insurance policy that provides hospital, medical, or surgical 
            coverage to provide coverage for behavioral health treatment 
            for PDD/A no later than July 1, 2012.

          6)Defines "behavioral health treatment" to mean professional 
            services and treatment programs, including applied behavior 
            analysis and evidence-based behavior intervention programs, 
            that develop or restore, to the maximum extent practicable, 
            the functioning of an individual with PDD/A and that meet 
            specified criteria, including that the treatment is prescribed 
            by a licensed physician and surgeon, or developed by a 
            licensed psychologist, as specified, and provided under a 
            treatment plan prescribed by a qualified autism service 
            provider, as specified.
           
           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, negligible fiscal impact to the state, and to health 
          plans and insurers.  The California Health Benefits Review 
          Program (CHBRP) did not identify increased premiums associated 
          with this bill's requirement to cover therapy, mental health, 
          and durable medical equipment services.   

           COMMENTS  :  According to the author, this bill is intended to 
          confirm existing law and close perceived loopholes that health 
          plans and insurers exploit to deny essential treatment to 
          individuals with PDD/A.  The author maintains that, by 








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          explicitly listing medically necessary health care services that 
          must be covered for PDD/A, this bill confirms the coverage in 
          the existing mental health parity law and basic health care 
          service requirements and will significantly reduce the need for 
          the DMHC and CDI to overturn continually erroneous coverage 
          denials by plans and insurers.  The author points out that 
          requiring health plans and health insurers to cover screening, 
          diagnosis, and treatment of PDD/A and to develop and maintain 
          networks of qualified PDD/A service providers will force them to 
          bear their fair share of the responsibility for providing 
          essential and comprehensive treatment to the families in 
          California impacted by these conditions.  The author adds that 
          this bill is intended to complete the end of insurance 
          discrimination against individuals with PDD/A that was started 
          in 2011 with the enactment of SB 946 (Steinberg), Chapter 650, 
          Statutes of 2011, which dealt with behavioral health treatment 
          by addressing screening diagnosis and the remaining essential 
          medical treatments for PDD/A, such as speech, physical and 
          occupational therapy, which are routinely denied despite clear 
          coverage requirements in existing law.

          In 2011, the Legislature passed and the Governor signed SB 946 
          (Steinberg), Chapter 650, Statutes of 2011, requiring health 
          plans and health insurers to provide coverage for behavioral 
          health treatment for PDD/A from July 1, 2012, through July 1, 
          2014, in a manner that is consistent with existing state mental 
          health parity law.  Current state law requires mental health 
          parity benefits to include outpatient services, inpatient 
          hospital services, partial hospital services, and prescription 
          drugs, if the health plan contract includes coverage for 
          prescription drugs.  

          In its analysis of a prior version of this bill, CHBRP found 
          that evidence regarding the effectiveness of prescription drugs 
          for treatment of behavioral symptoms of PDD/A is limited 
          because only a few randomized controlled trials of these 
          medications have been conducted and most of these trials had 
          small sample sizes.  CHBRP was unable to identify any studies 
          on the effectiveness of psychiatric care, psychological care, 
          occupational therapy, physical therapy, and speech therapy for 
          treatment of PDD/A, meaning that there is insufficient evidence 
          to determine whether they are effective.  Additionally, CHBRP 
          estimated no measurable change in benefit coverage for 
          enrollees with health insurance subject to this bill for 








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          PDD/A-relevant speech, physical, and occupational therapy or 
          psychological and psychiatric care.

          On December 16, 2011, the federal Center for Consumer 
          Information and Insurance Oversight (CCIIO) issued a bulletin 
          proposing that EHBs be defined using a benchmark approach.  
          Under the CCIIO intended approach, states would have the 
          flexibility to select a benchmark plan that reflects the scope 
          of services offered by a "typical employer plan."  This approach 
          would give states the flexibility to select a plan that would 
          best meet the needs of their residents.  In accordance with the 
          bulletin, the benchmark options include:

          1)One of the three largest small group plans in the state by 
            enrollment.

          2)One of the three largest state employee health plans by 
            enrollment.

          3)One of the three largest federal employee health plan options 
            by enrollment.

          4)The largest HMO plan offered in the state's commercial market 
            by enrollment.

          The benefits and services included in the benchmark plan 
          selected by the state would be the EHB package.


          To meet the EHB coverage standard, a health plan or health 
          insurer would offer benefits that are "substantially equal" to 
          the benchmark plan selected by the state and modified as 
          necessary to reflect the 10 coverage categories.  The bulletin 
          indicates that states must select their benchmark plan in the 
          third quarter two years prior to the coverage year (by September 
          2012).  The PPACA requires states to defray the cost of any 
          benefits required by state law to be covered by health plans and 
          health insurers beyond the EHBs.  The federal bulletin implies 
          that existing state mandates could be incorporated in EHBs to 
          the extent they are included in a benchmark plan existing in 
          2012.  However, the federal rules are not final or entirely 
          clear on this point.  Comments on the federal bulletin are due 
          by January 31, 2012.  Further evaluation of individual state 
          mandates pending this year will need to be considered in the 








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          context of a broader discussion about California's benchmark 
          plan.


          The sponsor, the Alliance of California Autism Organizations, 
          which represents over 40 local, state, and nationally affiliated 
          parent founded and supported autism organizations, states that 
          this bill will ensure more Californians with autism and related 
          disorders receive the services they need and save taxpayer 
          dollars by preventing plans and insurers from continuing to 
          shift their costs onto public agencies, such as regional 
          centers, school districts and counties.  Autism Speaks writes 
          that is it proud to support this bill to ensure that children 
          diagnosed with PDD/A receive medically necessary treatments to 
          improve their quality of life and functional independence, 
          consistent with the intent and spirit of the state's existing 
          mental health parity law.

          Health plans and health insurers object to all benefit mandate 
          bills, stating that they would prove counterproductive to 
          industry efforts to make health insurance more affordable and 
          available and could have real impacts both on individuals 
          struggling to maintain coverage and on the state budget.  
          America's Health Insurance Plans maintains that consumers 
          select coverage options based on the elements that they 
          consider desirable and argues that benefit mandates eliminate 
          the ability of health insurers and health plans to provide 
          unique benefit packages aimed at the needs of consumers by 
          requiring individuals and employers to purchase benefits 
          prescribed by the Legislature, not driven by consumer choice.
           

          Analysis Prepared by  :    Cassie Royce / HEALTH / (916) 319-2097 

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