BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 203
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          Date of Hearing:   May 4, 2011

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Julia Brownley, Chair
                   AB 203 (Brownley) - As Amended:  April 27, 2011
           
          SUBJECT  :   Parent empowerment:  school intervention

           SUMMARY  :   Makes various changes to the Parent Empowerment 
          Program (PEP).  Specifically,  this bill  :  

          1)Specifies that a school not identified as persistently lowest 
            achieving, or is identified as a persistently lowest-achieving 
            school but does not receive funding under the federal School 
            Improvement Grant (SIG) program, instead of the federal Race 
            to the Top (RTTT) program, shall be a school subject to the 
            PEP.  

          2)Specifies that the following shall apply to the PEP:

             a)   No more than one parent or legal guardian per pupil may 
               sign a petition.

             b)   Any written information provided to parents or legal 
               guardians, including a petition, shall meet the requirement 
               under existing law that if 15% or more of the pupils 
               enrolled in a public school speak a single primary language 
               other than English, all notices, reports, statements, or 
               records sent to the parent or guardian of any such pupil by 
               the school or school district shall, in addition to being 
               written in English, be written in the primary language.

          3)Requires that in a regularly scheduled public hearing where 
            the governing board of a local educational agency (LEA) 
            determines whether to implement the option requested by the 
            petition, or implement another option, the governing board 
            shall allow parents and legal guardians who have objections to 
            the option requested in the petition the opportunity to 
            provide public testimony regarding the reasons for their 
            objections.  Specifies that the governing board shall include 
            consideration of those objections in the final disposition 
            submitted to the Superintendent of Public Instruction (SPI) 
            and the State Board of Education (SBE).  

          4)Requires the California Department of Education (CDE) to 








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            provide, on its Internet Web site, information regarding the 
            petition process, the five intervention options that parents 
            and legal guardians may request, and a sample petition that 
            can be used by interested petitioners. Specifies that the 
            petition shall be available in other languages pursuant to 
            existing law that requires translation of materials in 
            alternative languages if 15% or more of the pupils in a public 
            school speak a single primary language other than English.  
            Specifies that petitioners shall not be required to use the 
            sample petitions, but alternate petitions shall contain all 
            components required by law.

          5)Establishes the following definitions for the purpose of the 
            PEP:

             a)   "Parents or legal guardians" mean the natural or 
               adoptive parents, legal guardians, or other persons holding 
               the right to make educational decisions for the pupil, 
               including but not limited to, foster parents who hold 
               rights to make educational decisions on the date the 
               petition is submitted.

             b)   "A combination of at least one-half of the parents or 
               legal guardians of pupils attending the school and the 
               elementary or middle schools that normally matriculate into 
               a middle or high school, as applicable" means one-half of 
               the total number of parents and legal guardians of pupils 
               who attend the school or an elementary or middle school 
               that normally matriculates into a middle or high school, as 
               applicable.
                
           EXISTING LAW  :

          1)Establishes the PEP as follows:

             a)   Requires a LEA to implement one of the four 
               interventions for turning around persistently 
               lowest-achieving schools as defined in RTTT statute or the 
               Alternative Governance reform described in Section 
               1116(b)(8)(B)(v) of the federal No Child Left Behind Act of 
               2001 (NCLB) that is selected by parents for any school not 
               identified as persistently lowest-achieving, has an 
               Academic Performance Index (API) score of less than 800, 
               but that is subject to corrective action, if at least 
               one-half of the parents or legal guardians of pupils 








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               attending the school, or a combination of at least one-half 
               of the parents or legal guardians of pupils attending the 
               school and the elementary or middle schools that normally 
               matriculate into the middle or high school, sign a petition 
               making the request.  

             b)   Specifies that the LEA may choose another RTTT or NCLB 
               intervention only if the LEA makes a written finding at a 
               regularly scheduled public hearing as to why it cannot 
               implement the option requested by parents, and notifies the 
               SPI and the SBE that the option selected by the LEA has 
               substantial promise of enabling the school to make adequate 
               yearly progress (AYP).  Also restricts this program to the 
               first 75 schools that inform the SPI and SBE of the final 
               disposition of the petition.

             c)   Specifies that a LEA shall not be required to implement 
               the option requested by the parent petition if the request 
               is for reasons other than improving academic achievement or 
               pupil safety.

          2)Defines "persistently lowest-achieving schools", under the 
            RTTT program, as the following:

             a)   The lowest 5 % of the low-achieving schools (schools in 
               Program Improvement) as measured by the academic 
               achievement of all students in a school in terms of 
               proficiency on the state's assessment in reading/language 
               arts and mathematics combined;

             b)   The lowest 5 % of secondary schools, as measured by the 
               academic achievement of all students in a school in terms 
               of proficiency on the state's assessment in 
               reading/language arts and mathematics combined, that are 
               eligible for but do not receive Title 1 funds;

             c)   Any high school with a graduation rate less than 60% in 
               each of the last three years; and,

             d)   Excludes, to the extent allowable under federal law, 
               specified special needs or alternative schools and those 
               schools that have experienced academic growth of at least 
               50 points on the API, unless the SPI and SBE jointly 
               overrule that exclusion.  Also authorizes the SPI and SBE 
               to jointly exclude a community day school from this 








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               definition.  

           FISCAL EFFECT  :  Unknown

           COMMENTS  :   Background  .  In February 2009, the President signed 
          into law the American Recovery and Reinvestment Act of 2009, 
          which, among others, established $4 billion for one-time State 
          Incentive Grants known as the RTTT.  One of the eligibility 
          requirements for RTTT is identifying, including establishing a 
          definition for, persistently lowest-achieving schools in the 
          state and requiring these schools to implement one of four 
          intervention models, as follows:

           1)Turnaround model  :  Replace the principal and 50% of the 
            existing staff; implement strategies to recruit, place and 
            retain staff with the skills necessary to meet the needs of 
            students; use data to improve instructional program; provide 
            high-quality professional development that is aligned with the 
            school's instructional program; among others.
           2)Restart model  :  Convert a school to a charter school, or close 
            and reopen a school under a charter school operator, a charter 
            management organization, or an education management 
            organization.
           3)School closure  :  Close a school and enroll the students in 
            other higher achieving schools in the LEA.
           4)Transformation model  :  Similar to the Turnaround model, 
            replace the principal and develop strategies focusing on 
            principal and teacher effectiveness, instructional reform, 
            increasing learning time and creating community-oriented 
            schools, and providing operational flexibility and support.

          SBX5 4 (Romero), Chapter 3, Statutes of 2009-10 Fifth 
          Extraordinary Session, establishes the PEP whereby parents and 
          legal guardians at a school  not  identified as a persistently 
          lowest-achieving school under the RTTT, has an API score of 
          under 800 and is in program improvement, can require a governing 
          board to implement any of the RTTT interventions or an 
          alternative intervention authorized by the NCLB if at least 
          one-half of the parents or legal guardians of pupils attending 
          the school, or a combination of at least one-half of the parents 
          or legal guardians of the pupils attending the school and its 
          elementary or middle feeder schools, sign a petition making the 
          request.  

          The bill authorizes a governing board to choose another RTTT or 








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          NCLB intervention only if it makes written findings in a 
          regularly scheduled public hearing of the reason it cannot 
          implement the intervention requested by parents and guardians, 
          and inform the SPI and the SBE how the alternative intervention 
          it has selected has substantial promise of enabling the school 
          to meet AYP.  SBX5 4 limits the number of affected schools to 
          the first 75 statewide; excludes schools with an API of 800 or 
          higher; and specifies that a LEA is not required to comply with 
          the petition request if the reason for the request is not 
          related to academic achievement or pupil safety.      

          This Committee expressed concerns when SBX5 4 was heard that 
          some of the bill's provisions are unclear and that more specific 
          parameters are needed.  In September, 2010 and again in March 9, 
          2011, the SBE adopted temporary, emergency regulations that 
          provided minimal guidelines.  The SBE has been deliberating 
          proposed permanent regulations for several months and at the 
          April 21, 2011 meeting, the SBE voted to send revised draft 
          regulations for public comments.  During several deliberations 
          on this issue, questions were raised as to whether statutory 
          changes are needed to implement some of the proposed 
          regulations.  

          Thus far, only one petition has been submitted to a local 
          governing board.  On December 7, 2010, a petition was submitted 
          to the Compton Unified School District, which was rejected by 
          the Compton governing board on February 22, 2011 after much 
          confusion and conflict over what petitioners and LEAs may or may 
          not, or are required or not required, to do.  For example, 
          confusion over verification of signatures resulted in a lawsuit 
          as the law is silent on this issue.  The lawsuit is still 
          pending.  

          The author states, "I have been monitoring the SBE and its 
          process of developing regulations.   This bill is a vehicle to 
          make necessary clarifications that should be in statute and 
          address any unresolvable issues or any issues deemed to require 
          statutory authority or clarifications in order to implement one 
          or more of the proposals in draft regulations."  This bill 
          proposes the following:

           Delink eligible schools from persistently lowest achieving 
          schools under the RTTT and link, instead, to LEAs that do not 
          receive SIG funds  :  SBX5 4 ties eligibility for the PEP to 
          schools not identified as persistently lowest achieving under 








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          the RTTT.  RTTT schools considered persistently lowest achieving 
          are required to implement one of the four intervention options.  
          The PEP is intended to provide the same opportunity to specified 
          schools not on the RTTT list.  California, however, did not 
          receive a RTTT grant.  A persistently lowest achieving schools 
          list was developed for the SIG, another federal Elementary and 
          Secondary Education Act (ESEA) grant program targeting low 
          achieving schools.  The SIG provides approximately $68 million 
          to LEAs with persistently lowest-achieving schools as specified 
          by the U.S. Department of Education.  Because there are more 
          schools on the list than funding available, this bill specifies 
          that any school not receiving funds under the SIG and meet all 
          other specified requirements are eligible for the PEP.    

           Information by the CDE  :  The bill requires the CDE to provide 
          information regarding the PEP on its Internet Web site, 
          including the petition process, the intervention options 
          available to parents, and a model petition that is available in 
          languages most frequently spoken by pupils.  This is to make it 
          easier for parents interested in the PEP to circulate a 
          petition.  The bill does not require parents to use the model 
          petition as long as a petition meets requirements specified in 
          law and regulations.     

           Definition  :  The bill establishes a definition for "parents or 
          legal guardians" as natural or adoptive parents, and a person 
          who has rights to make educational decisions for a student.  
          This is to give individuals making educational decisions for 
          foster kids an opportunity to sign a petition.    

           Signatures  :  This bill specifies that there shall be one 
          signature per student.  This bill specifies that for petitions 
          that include feeder schools, the calculation of the number of 
          required signatures for what constitutes 50% is based on 50% 
          from the school for which a petition is being submitted and 50% 
          from all feeder schools.  While the language in the bill is 
          technically accurate, it could be clearer.   Staff recommends  
          making clarifying amendments.  The bill does not specify where 
          signatures are required to be collected.  The author may wish to 
          consider clarifying that issue.  Should a school be subject to 
          an intervention that may result in the closure of a school, 
          dislocating all students and their families, based solely or 
          mostly on signatures from the school's feeder schools?  

           Translation of materials  :  This bill reinforces existing law 








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          requiring materials to be translated if at least 15% of the 
          pupils at a school speak a primary language other than English.  
          It is important for parents who speak another language to be 
          able to understand what is being proposed in a petition and 
          other options that are available.     

           Appeals  :  The bill requires a governing board to allow parents 
          who did not support the petition the opportunity to express 
          their opinions at the board meeting where the board decides to 
          support or not support the petition.   While a local governing 
          board will most likely take official action at a public hearing, 
          SBX5 4 currently only requires a public hearing if the governing 
          board intends to implement an alternative option.  The language 
          in the bill also requires the governing board to only allow 
          parents who did not support the petition to make public 
          comments.  The author states that this is not the intent of the 
          bill.   Staff recommends  an amendment to clarify that the meeting 
          where  any  parent may make public comments is the meeting 
          specified in the PEP law where the governing board makes written 
          findings of the reason why it cannot implement the option 
          requested in the petition.    

           Proposed regulations  :  The SBE is currently struggling with the 
          development of regulations because the parameters in SBX5 4 are 
          so broad.  The proposed regulations attempt to fill in the gaps 
          in the areas of establishing definitions, requirements for the 
          petitions, requirements for signatures, process for verification 
          of the signatures, requirement of LEAs, and parameters for the 
          restart model, which replaces a school with a charter school or 
          an education management organization.  The Legislature may wish 
          to consider the extent to which it will defer to the SBE the 
          establishment of policies that should be in statute.   

           Arguments in Support  .  Public Advocates states, "Public 
          Advocates appreciates the progress you have made in working with 
          stakeholders - including community based organizations 
          representing low-income parents and school system advocates.  We 
          continue to advocate for a law that is empowering in its 
          implementation, not merely in name.  The litigation and media 
          controversy that have surrounded the first attempt to use the 
          parent petition make it painfully clear that, to quote a 
          national parents' alliance, 'It represents neither real parent 
          choice nor empowerment' because 'it gives them no opportunity to 
          choose among more positive reforms, and fails to promote the 
          best practices for parent involvement from the ground up.  In 








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          addition, the process creates huge potential for abuse, 
          disruption and divisiveness to school communities.'"  

           Arguments in Opposition  .  Parent Revolution states, "At this 
          stage, it is too early to determine what, if any, changes are 
          necessary for this new pilot program and it is premature to 
          propose legislative fixes to the Parent Empowerment law while it 
          is still being reviewed at both the executive and judicial 
          levels."  Parent Revolution also expresses concerns regarding 
          the amendment specifying the number of signatures required if 
          the petition includes signatures of parents and legal guardians 
          from feeder schools and the amendment requiring a governing 
          board to allow parents who do not support the option proposed by 
          a petition to provide public comment.  

           


          REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California School Boards Association
          Californians Together Coalition
          Public Advocates

           Opposition 
           
          Parent Revolution
           
          Analysis Prepared by  :    Sophia Kwong Kim / ED. / (916) 319-2087