BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 232
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          Date of Hearing:   January 10, 2012

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                               V. Manuel Pérez, Chair
               AB 232 (V. Manuel Perez) - As Amended:  January 4, 2012
           
          SUBJECT  :   Community Development Block Grant Program

           SUMMARY  :  Removes the more restrictive $35,000 dollar-for-jobs 
          state requirement from the small cities portion of the federal 
          Community Development Block Grant Program (CDBG).  The change 
          conforms the state rules with federal law, allowing the 
          California Department of Housing and Community Development 
          (HCD), the program administrator, the flexibility to choose 
          among two federal options for determining the appropriate 
          dollar-for-jobs standard.  

           EXISTING LAW  

          1)Designates HCD as the administrator of the small cities 
            portion of the federal CDBG program.
           
          2)Provides Legislative intent that funds be provided to small 
            and rural counties to encourage new housing and meet local 
            economic development and needs. 

          3)Requires HCD to allocate no less than 51% of CDBG funds for 
            providing or improving housing opportunities to low- or 
            moderate-income households.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Purpose  :  According to the author, this bill will provide 
            flexibility to the small cities portion of the federal CDBG 
            Program and would allow CDBG grant money to be disbursed more 
            quickly to local economic development projects.  Under the 
            federal guidelines, states are required to certify that 
            economic development projects funded through the Small Cities 
            program generate "a sufficient Ýpublic] benefit." Federal 
            guidelines afford states several options for certifying public 
            benefit ranging from the number of jobs created per investment 
            to the level of goods and services generated for persons of 
            low and moderate incomes.  In California, however, the state 








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            chose to avail itself of only one of the options afforded 
            under federal law for certifying public benefit.  This measure 
            removes the more limited requirement from the statute, 
            allowing HCD the flexibility to more quickly certify and award 
            funding for economic development projects across the state.  

             This is an important time to make this statutory change as HCD 
            is currently taking other actions to streamline the 
            application process.  Among those changes, HCD will be 
            shifting to a single mega grant application round per year 
            from the current cycle of six per year.  This will allow local 
            governments to move more quickly through the funding process 
            and get their projects into the pipeline faster.  Local 
            governments are pleased with this move because it will provide 
            a significant cost savings for them.  As part of the 
            application process, small size communities often hire 
            consultants to draft the applications, as well as hold public 
            hearings.  Just at the point the community gets funded, it is 
            time once again to apply for another portion of the program.  
            Not having to constantly shift from one application to the 
            next will relieve pressure on local government staff, enabling 
            them to focus on other pressing local issues. 

           2)  California Small Business  :  California's dominance in many 
            economic areas is based, in part, on the significant role 
            small businesses play in the state's $1.9 trillion economy.  
            Businesses with less than 100 employees comprise nearly 98% of 
            all businesses, and they are responsible for employing more 
            than 37% of all workers in the state.  

            Small- and medium-sized businesses are crucial to the state's 
            international competitiveness and are an important means for 
            dispersing the positive economic impacts of trade within the 
            California economy.  Of the over 57,461 companies that 
            exported goods from California in 2008, 96% were small- and 
            medium-sized enterprises (SME) with fewer than 500 employees.  
            These SMEs generated nearly two-fifths (44%) of California's 
            exports in 2008.  Nationally, SMEs represented only 31% of 
            total exports.  These numbers include the export of only goods 
            and not services.

            Small businesses function as economic engines, especially in 
            challenging economic times.  During the nation's economic 
            downturn from 1999 to 2003, microenterprises (businesses with 
            less than five employees) created 318,183 new jobs or 77% of 








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            all employment growth, while larger businesses with more than 
            50 employees lost over 444,000 jobs.  From 2000 to 2001, 
            microenterprises created 62,731 jobs in the state, accounting 
            for nearly 64% of all new employment growth.  According to a 
            2010 report from the California Senate Office of Research, in 
            2008 microenterprises employed four million people or 19% of 
            the state's employment. Common types of microenterprises 
            include engineering, computer system design, housekeeping, 
            construction, landscaping, and personnel services.

           3)Community Development Block Grant Program  :  The CDBG Program 
            was established by federal law in 1974.  Large and medium 
            sized municipalities are provided with allocations from the 
            federal Housing and Urban Development Department.  States 
            administer allocations for the CDBG program for smaller cities 
            and counties on a competitive basis.  California's small 
            cities CDBG program administered by HCD, provides funding to 
            counties with fewer than 200,000 residents in unincorporated 
            areas and cities with fewer than 50,000 residents that are not 
            participants in the federal CDBG Program.  

            The chart below presents recent proposed budget information 
            for the state's small cities CDBG Program.

                   State Community Development Block Grant Program

          
             --------------------------------------------------------------- 
            |Fiscal Year | Total Funding  | Administration |     Local      |
            |            |                |                |   Assistance   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2005/06   |  $46,832,517   |   $1,904,467   |  $44,928,050   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2006/07   |  $43,037,021   |   $1,845,558   |  $41,191,463   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2007/08   |  $41,503,552   |   $1,945,107   |  $39,558,445   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|








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            |  2008/09   |  $39,262,869   |   $3,226,371   |  $36,036,498   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2009/10   |  $39,706,909   |   $3,944,000   |  $35,762,909   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2010/11   |  $42,877,288   |   $1,551,948   |  $41,325,340   |
            |------------+----------------+----------------+----------------|
            |            |                |                |                |
            |------------+----------------+----------------+----------------|
            |  2011/12   |  $35,841,830   |   $1,349,614   |$34,492,216     |
             --------------------------------------------------------------- 

            The primary objective of the CDBG Program is the development 
            of viable communities through the provision of decent housing 
            and suitable living environments, and by expanding economic 
            opportunities.  Pursuant to federal law, at least 51% of a 
            CDBG project's beneficiaries must have incomes less than 80% 
            of the area median income.  This is known as the Targeted 
            Income Group.    

            Each year the CDBG Program makes funds available to eligible 
            jurisdictions through several allocations, including:  
            General, Native American and Colonias; Economic Development - 
            Over the Counter; Economic Development - Enterprise; and 
            Planning and Technical Assistance allocations. 
          
            General, Native American and Colonias Allocations  :  The 
            General, Native American and Colonias allocation is the 
            largest component of the CDBG program.  One and one quarter 
            percent of state CDBG Program funds are awarded to projects 
            serving Native Americans who do not belong to a federally 
            recognized tribe or rancheria.  Five percent is awarded to 
            non-entitlement California communities (colonias) located 
            within 150 miles of the California-Mexico border.  Most of the 
            funds in this allocation are spent for housing, community, and 
            economic development projects serving lower-income households 
            in small, typically rural communities.
           
            Economic Development - Enterprise Fund  :  This allocation is 
            intended to capitalize local businesses through grants and 
            revolving loan funds that provide working capital or provide 
            infrastructure assistance to businesses that create or 








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            preserve private sector jobs for low and very low income 
            population.  Grants and loans can be made up to $500,000.  
            Loan terms and conditions can be tailored to meet the 
            financial needs of each business.
           
            Economic Development - Over the Counter  :  This allocation is 
            intended to capitalize a local business loan or finance a 
            public infrastructure project which will promote business 
            expansion and result in the creation and/or retention of 
            permanent private sector jobs.  Eligible uses of funds include 
            business loans and grants to cities and towns for purchase of 
            land and existing improvements, construction and 
            rehabilitation of buildings and leasehold improvements, 
            purchase of equipment, inventory, furniture, fixtures, 
            materials and supplies, and working capital.  Grants can be 
            made up to $500,000.
           
            Planning and Technical Assistance  :  The grants made under this 
            allocation are available for both general and economic 
            development activities.  The grants are intended to help 
            communities move projects from concept to reality.  A total of 
            $70,000 is available annually to each eligible community -- 
            $35,000 on the economic development side and $35,000 for 
            general development projects.  Typical activities include: 
            business development feasibility studies; business attraction 
            and retention plans; housing needs studies; marketing studies; 
            social service needs assessments; technical assistance for 
            specific businesses; and infrastructure needs assessments.

          4)   Related legislation:   Below is a list of related bills. 

             a)   AB 1556 (Assembly Committee on Jobs, Economic 
               Development and the Economy) - Community Development Block 
               Grant Program:  This bill would have required grantees of 
               Community Development Block Grant (CDBG) funds for local 
               revolving loan programs to contract with approved financial 
               intermediaries.  Status: Held in Assembly Committee on 
               Appropriations, 2010.

             b)   SB 194 (Florez) - Community Equity Investment Act of 
               2010:  This bill would have provided that unless prohibited 
               by federal regulations, local governments must include 
               representation from disadvantaged unincorporated 
               communities in their Citizen Advisory Committee. Status: 
               Vetoed, September 30, 2010. 








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               In his veto message, Governor Arnold Schwarzenegger wrote: 
               "This bill would establish, to the extent permitted by 
               federal law, requirements governing  the use of a citizen 
               advisory committee (CAC) by a local government that chooses 
               to use a CAC in the course of preparing plans for the 
               expenditure of federal Community Development Block Grant 
               CDBG) funds received directly from the federal Department 
               of Urban Development (HUD).  This bill is unnecessary. The 
               federal CDBG regulations already mandate a public hearing 
               with significant outreach elements as part of the grant 
               recipients' planning processes; further, imposing a state 
               requirement on a federal program would be inappropriate and 
               in fact may not be permitted by federal law and 
               regulations." 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None Received

           Opposition 
           
          None Received 
           
          Analysis Prepared by  :    Mercedes Flores/Oracio Gonzalez / J., 
          E.D. & E. / (916) 319-2090