BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   AB 267|
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                                 THIRD READING


          Bill No:  AB 267
          Author:   Swanson (D)
          Amended:  8/22/11 in Senate
          Vote:     21

           
           SENATE LABOR & INDUSTRIAL RELATIONS COMM.  :  5-1, 6/22/11
          AYES:  Lieu, DeSaulnier, Leno, Padilla, Yee
          NOES:  Wyland
          NO VOTE RECORDED:  Runner

           SENATE JUDICIARY COMMITTEE  :  3-2, 7/5/11
          AYES:  Evans, Corbett, Leno
          NOES:  Harman, Blakeslee

           ASSEMBLY FLOOR  :  49-26, 5/26/11 - See last page for vote


           SUBJECT  :    Employment contracts

           SOURCE  :     California Employment Lawyers Association


           DIGEST  :    This bill makes void and unenforceable as 
          against public policy any provision in an employment 
          contract that requires an employee, as a condition of 
          obtaining or continuing employment, to use a forum other 
          than California, or to agree to a choice of law other than 
          California law, to resolve any dispute with an employer 
          regarding employment-related issues that arise in 
          California, and makes related changes.

           Senate Amendments  of 8/22/11 conform various provisions 
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          with the intent of this bill specifying that this bill will 
          affect only employment in California and prohibit an 
          employer from requiring an employee to waive the 
          application of California law or to resolve an employment 
          dispute outside of California.  The amendments make various 
          technical revisions.

           ANALYSIS  :    Under existing law, when a court upon motion 
          of a party or its own motion finds that in the interest of 
          substantial justice an action should be heard in a forum 
          outside this state, the court shall stay or dismiss the 
          action in whole or in part on any conditions that may be 
          just. 

          Existing law provides that the following provisions of a 
          contract between the contractor and a subcontractor with 
          principal offices in this state, for the construction of a 
          public or private work in this state, shall be void and 
          unenforceable:

          1. A provision which purports to require any dispute 
             between the parties to be litigated, arbitrated, or 
             otherwise determined outside this state.

          2. A provision which purports to preclude a party from 
             commencing such a proceeding or obtaining a judgment or 
             other resolution in this state or the courts of this 
             state.

          Existing law further provides that, if a court finds as a 
          matter of law that a contract or any clause of the contract 
          was unconscionable at the time it was made, the court may 
          refuse to enforce the contract or the unconscionable 
          clause. 

          This bill:

          1. Prohibits an employer from requiring an employee or job 
             applicant to waive the application of California law, as 
             specified, as a condition of employment. 

          2. Prohibits an employer from requiring an employee or job 
             applicant, as a condition of employment, to:








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             A.    Waive the application of California law to any 
                dispute relating to employment,

             B.    Resolve outside of California any dispute 
                regarding employment in California, or to resolve 
                outside of California any dispute regarding the 
                securing of employment in California or to resolve 
                outside of California any dispute regarding the 
                securing of employment in California.

          3. Makes void and unconscionable as against public policy, 
             any choice of law, choice of forum, or choice of venue 
             provision in a job application, employment agreement, 
             employment handbook, or other statements of employer 
             policies if the provisions would have the effect of 
             either of the following: 

             A.    Requiring the employee or job applicant, as a 
                condition of employment, to resolve outside of 
                California claims that arose from employment, or 
                the securing of employment, in California.

             B.    Depriving the employee or job applicant of the 
                protection of California law for claims arising 
                from employment, or the securing of employment, in 
                California. 

          4. Specifies that nothing in this bill prevents an employee 
             from voluntarily agreeing to a choice of law or forum 
             selection as long as it is not a condition of employment 
             and that it is subject to independent consideration.

          5. Makes several findings and declarations regarding 
             California Labor law and public policy related to 
             California employees and job applicants. 

           Comments
           
          Existing law prohibits certain employment contract 
          provisions as against public policy.  Existing law does not 
          explicitly prohibit employers from conditioning employment 
          or the continuance of employment on the employee entering 
          into an employment contract that requires the employee to 
          agree to a non-California forum and/or non-California law 







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          to resolve any employment dispute that arises in the course 
          of employment.  

          This bill seeks to protect California employees by 
          prohibiting employment contract provisions which waive the 
          application of California law to employment disputes as a 
          condition of obtaining or continuing employment.  The 
          author believes that this bill will ensure that California 
          workers are protected by California law and will result in 
          leveling the playing field for California businesses by 
          ensuring that out-of-state companies play by the same rules 
          applicable to California companies.  

           Background
           
          The California Supreme Court has held that out-of-state 
          employers who employ individuals in California may use 
          choice of law and forum selection provisions in their 
          employment contracts, so long as the forum selected offers 
          the employee adequate remedies otherwise available to 
          him/her under California law (see  Olinick v. BMG 
          Entertainment  , 42 Cal.Rptr.3d 268).  

          In this case, a California employee tried to bring an age 
          discrimination suit under California's Fair Employment and 
          Housing Act in a California court but was subject to a 
          choice of law clause and forum selection clause in his 
          employment contract, which stated that any employment 
          dispute was to be brought in New York and resolved under 
          New York law.  The Court held that the public policy of 
          California in enforcing its anti-discrimination statutes 
          under FEHA and the convenience of the party and witnesses 
          in adjudicating the case in California do not invalidate 
          the parties' enforceable agreement where the selected forum 
          affords an adequate remedy to the employee.  

           Prior Legislation  

          AB 1043 (Swanson), 2007-08 Session, is identical to this 
          bill, would have prohibited any provision in an employment 
          contract that requires an employee, as a condition of 
          obtaining or continuing employment, to use a forum other 
          than California, or to agree to a choice of law other than 
          California law, to resolve any dispute with an employer 







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          regarding employment-related issues that arise in 
          California.  This bill was vetoed by Governor 
          Schwarzenegger; in his veto message the Governor stated 
          that, "This bill appears to create a solution in search of 
          a problem.  California law currently ensures that employees 
          cannot be subjected to unconscionable contract provisions 
          that would force them to forego the protections of 
          California law or litigate their claims in an inappropriate 
          out-of-state forum.  Moreover, this bill creates 
          unnecessary and unhelpful uncertainties for the employers 
          and employees concerning issues of federal preemption.  
          Lastly, I strongly support the right of parties to freely 
          contract for the terms of their employment relationship.  
          This bill fundamentally conflicts with that policy." 

          AB 1740 (Assembly Judiciary Committee), 2005-06, would have 
          provided that an agreement entered into or renewed on or 
          after January 1, 2006, establishing a forum outside of this 
          state for the hearing of specified matters relating to a 
          California consumer would be contrary to public policy and 
          void and unenforceable.  This bill passed out of the 
          Assembly, but was not pursued in the Senate.  Died in 
          Senate Judiciary Committee.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  8/23/11)

          California Employment Lawyers Association (source)
          Aioli Bodega Espa�ola Restaurant 
          American Federation of State, County and Municipal 
          Employees, AFL-CIO
          California Official Court Reporters Association
          California Communities United Institute
          California Conference Board of the Amalgamated Transit 
          Union
          California Conference of Machinists
          California Employment Lawyers Association
          California Labor Federation
          California Teamsters Public Affairs Council
          Consumer Attorneys of California
          Equal Rights Advocates
          IkonCycles, Inc.







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          International Longshore and Warehouse Union
          Lambert Water Conditioning Inc.
          Professional and Technical Engineers, IFPTE Local 21
          SCOPE, Laborers International Union of North America
          UNITE HERE!
          United Food and Commercial Workers Region 8 States Council
          Utility Workers Union of America, Local 132
          Women's Employment Rights Clinic of Golden Gate University 
          of Law

           OPPOSITION  :    (Verified  8/23/11)

          California Chamber of Commerce
          Civil Justice Association of California

           ARGUMENTS IN SUPPORT  :    Proponents argue that, under 
          existing law, employers can require California workers as a 
          condition of employment to give up the protection of 
          California law and accept the less protective laws of other 
          States and can force California workers to travel to other 
          States to resolve employment disputes that arose in 
          California.  Proponents maintain that these "choice of law" 
          and forum selection clauses create an unfair competitive 
          advantage over employers who remain subject to the rigorous 
          requirements of California labor and employment laws.  They 
          believe that correcting this problem, therefore, benefits 
          California employers as well as employees and contributes 
          to fair competition in California. 

          Additionally, proponents argue that allowing employers to 
          impose these provisions on their California workers also 
          creates confusion for employees and the Courts as to what 
          laws govern the employment relationships that take place in 
          California and where any related dispute shall be resolved. 
           According to proponents, without any legislation to guide 
          them, California courts have freely enforced these 
          provisions, allowing out-of-state employers to evade 
          California labor laws and sending California workers to 
          Florida, Illinois, New York and Minnesota, even out of the 
          country, to resolve discrimination claims and other 
          employment disputes (sometimes under the laws of those 
          jurisdictions) that arose in California.  Proponents state 
          that current law does not expressly prohibit this practice. 








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          Furthermore, proponents assert that most workers lack the 
          resources to travel across the country-- let alone around 
          the world-to pursue an employment claim in another state or 
          country.  In addition, proponents argue that by requiring a 
          worker to litigate under the laws of another state or in 
          another state's court, these contracts make it nearly 
          impossible for workers to find legal representation since 
          an attorney must be familiar with laws in other states and 
          because often the laws in other states are less favorable 
          to the worker.  

          According to proponents, this bill seeks to correct this 
          injustice by making clear that any provision in an 
          employment contract that requires an employee, as a 
          condition of obtaining or continuing employment, to use a 
          forum other than California, or to agree to a choice of law 
          other than California law, is void and unenforceable as 
          against public policy and provides clarity to the courts, 
          justice to California employees and a more level playing 
          field for businesses in California.

           ARGUMENTS IN OPPOSITION  :    According to opponents, this 
          bill is unnecessary and overrides judicial discretion 
          arguing that employees are already protected from 
          contractual choice of law or forum provisions since 
          California courts already have the discretion to deem such 
          provisions unenforceable.  They argue that courts have the 
          ability to analyze on an independent basis whether an 
          employee had sufficient bargaining power when negotiating 
          his/her employment contract that included a choice of law 
          or choice of forum provision.  They believe that judges 
          should be allowed to balance factors in individual cases to 
          determine which choice of law is appropriate and argue that 
          this bill would remove the ability for courts to conduct 
          this analysis. 

          Additionally, the opponents contend that employers and jobs 
          are increasingly mobile and not constrained by geographical 
          boundaries.  They argue that this bill could result in 
          fewer employment opportunities for Californians since 
          global employers would be discouraged from offering 
          employment in California if doing so means they would have 
          to travel across the country or overseas to appear in 







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          California courts.  Finally, they argue that accepting a 
          choice of forum or law as a "condition of employment" is 
          tied to a voluntary decision by the employee and this bill 
          sets a bad precedent for statutory interference with the 
          Constitutional right of parties to contract.


           ASSEMBLY FLOOR  : 
          AYES: Alejo, Allen, Ammiano, Atkins, Beall, Block, 
            Blumenfield, Bonilla, Bradford, Brownley, Buchanan, 
            Butler, Charles Calderon, Campos, Carter, Chesbro, 
            Dickinson, Eng, Feuer, Fong, Fuentes, Furutani, Gatto, 
            Gordon, Hall, Hayashi, Roger Hern�ndez, Hill, Huber, 
            Hueso, Huffman, Lara, Bonnie Lowenthal, Ma, Mendoza, 
            Mitchell, Monning, Pan, Perea, V. Manuel P�rez, 
            Portantino, Skinner, Solorio, Swanson, Torres, 
            Wieckowski, Williams, Yamada, John A. P�rez
          NOES: Achadjian, Bill Berryhill, Conway, Cook, Donnelly, 
            Fletcher, Beth Gaines, Garrick, Grove, Hagman, Halderman, 
            Harkey, Jeffries, Knight, Logue, Mansoor, Miller, 
            Morrell, Nestande, Nielsen, Norby, Olsen, Silva, Smyth, 
            Valadao, Wagner
          NO VOTE RECORDED: Cedillo, Davis, Galgiani, Gorell, Jones


          PQ:do  8/24/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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