BILL ANALYSIS                                                                                                                                                                                                    Ó



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          Date of Hearing:   March 30, 2011

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Julia Brownley, Chair
             AB 532 (V. Manuel Perez) - As Introduced:  February 15, 2011
           
          SUBJECT  :   Pupil assessments

           SUMMARY  :   Modifies California's public school assessment and 
          accountability system with respect to English Learner (EL) 
          pupils, including expanding the number of limited English 
          proficient (LEP) students who are tested on the state's content 
          standards in their primary language, and other changes related 
          to the testing of EL pupils and inclusion of their test scores 
          in accountability measures.  Specifically,  this bill  :   

          1)Makes Legislative findings and declarations regarding the 
            Standardized Testing and Reporting (STAR) program, other 
            assessments, state and federal accountability requirements, 
            and the testing of EL pupils.

          2)Requires any primary language assessment developed and 
            administered pursuant to current law, and the results of that 
            primary language assessment be included in the state 
            assessment system, the federal and state accountability 
            system, and any successor assessment or accountability 
            systems, for all LEP students who receive instruction in their 
            primary language, are identified as literate by the primary 
            language assessment and have been enrolled in U.S. schools for 
            less than three consecutive years, or are enrolled in dual 
            language immersion programs.

          3)Requires that any successor to the state assessment system 
            adopted on or after the effective date of these provisions, 
            include modifications, based upon research designed to 
            maintain the rigor of the test, to the California Standards 
            Test (CST) in order to eliminate linguistic complexity to the 
            extent practicable, and include test accommodations for LEP 
            students, including repetition of test directions, and a 
            glossary and translations of test directions provided by the 
            California Department of Education (CDE), as specified.

          4)Requires that any advisory committee, work group, task force 
            or technical assistance group required by the Legislature or 
            Governor, or established by the Superintendent of Public 








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            Instruction (SPI) for the purposes of providing 
            recommendations on future state assessment, or state or 
            federal accountability systems, determine how to accomplish 
            specified tasks related to 2) and 3) above, as well as to 
            reporting and disaggregating comprehensive EL data.  Also 
            specifies that any group specified above includes persons with 
            demonstrated expertise in assessment of or research on EL 
            pupils.

          5)Requires California's state assessments to be valid, reliable, 
            and comparable for LEP students and students with 
            disabilities, and that accommodations for those students be 
            provided pursuant to the core state assurances provided by the 
            state under the American Recovery and Reinvestment Act of 
            2009; also requires these assessments to be aligned with the 
            state's newly adopted common core standards.

          6)Requires that the state's primary language assessments meet 
            the technical requirements, with respect to validity, 
            reliability and comparability, in the standards jointly 
            developed by the American Psychological Association, American 
            Educational Research Association, and National Council on 
            Measurement in Education; also requires the test development 
            contractor to report to the SBE in writing as to how those 
            technical requirements are met.

           EXISTING STATE LAW  :

          1)Requires each charter school, school district, and county 
            office of education to administer designated achievement tests 
            to each pupil in grades 2 through 11, inclusive, as part of 
            the STAR Program until July 1, 2013.

          2)Requires the SPI and SBE to undertake activities in support of 
            STAR testing in grades 2 through 11, inclusive, as part of the 
            STAR Program until July 1, 2013.

          3)Requires a LEP pupil, who is enrolled in grades 2 through 11 
            to take a test in his or her primary language if a test is 
            available, and if fewer than 12 months have elapsed after his 
            or her initial enrollment in any public or nonpublic school in 
            the state or if the pupil receives instruction in his or her 
            primary language; the Standards-based Tests in Spanish (STS) 
            are currently available for this purpose.









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          4)Requires the SPI, with the approval of the SBE, to develop and 
            implement the API to measure the performance of schools, and 
            to include a variety of indicators, including achievement test 
            results, attendance rates, and graduation rates in that 
            measure; also requires the SPI to establish an advisory 
            committee to provide advice on all appropriate matters 
            relative to the creation of the API.

          5)Requires each school district that has one or more pupils who 
            are EL pupils to assess each pupil's English language 
            development in order to determine the level of proficiency 
            within 30 calendar days after the pupil's initial enrollment, 
            and annually, thereafter, until the pupil is redesignated as 
            English proficient.

          6)Requires the CDE with the approval of the SBE to establish 
            procedures for conducting English language proficiency 
            assessments and for the reclassification of a pupil from 
            English learner to proficient in English; the California 
            English Language Development Test (CELDT) is the assessment 
            designated for this purpose.

          7)Provides, under Proposition 227, that "all children in 
            California public schools shall be taught English by being 
            taught in English," and provides for parents of pupils to 
            exercise informed consent to request a waiver of these 
            provisions in which case pupils may be placed in classes where 
            they are taught English and other subjects through bilingual 
            education techniques or other generally recognized 
            methodologies permitted by law.  

           EXISTING FEDERAL LAW, under the No Child Left Behind Act  :

          1)Requires all states to implement statewide accountability 
            systems based on state standards in reading and mathematics, 
            annual testing for all students in grades 3-8 including 
            primary language content tests as specified, and annual 
            statewide progress objectives ensuring that all groups of 
            students reach proficiency within 12 years.

          2)Requires the state to annually review the performance of each 
            local educational agency (LEA) receiving funding under Title 
            I, and identify any LEA that has not met its Adequate Yearly 
            Progress (AYP) criteria (based on test results) for two 
            consecutive years for Program Improvement.








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          3)Requires an LEA not meeting AYP criteria beyond those two 
            consecutive years, to provide certain types of required 
            services and/or corrective actions during each subsequent 
            year.

           FISCAL EFFECT  :   According to an Assembly Appropriations 
          Committee analysis of a substantially similar bill in 2010:

          1)"Annual General Fund Proposition 98 (GF/98) state assessment 
            apportionment costs ?of approximately $200,000 to school 
            districts to administer a primary language assessment."

          2)"? Annual GF/98 administrative costs, likely less than 
            $100,000, to CDE to provide school districts with bilingual 
            glossaries and translated test directions, as specified."

           COMMENTS  :   According to the author, "Current law requires ŬELs] 
          enrolled in grades 2 through 11, to take an achievement test in 
          their primary language if they are instructed in their primary 
          language or if the pupil has been in the United States for less 
          than 12 months.  The primary language achievement test must be 
          taken in addition to the achievement tests in English."  The 
          author also correctly states that under current law and 
          practice, "However, only the scores of the English achievement 
          tests are included in the calculation of the Academic 
          Performance Index and in the Adequate Yearly Performance.  After 
          12 months of enrollment, ŬELs] not instructed in their primary 
          language only take academic tests in English."  The author's 
          stated intent of this bill is to "develop an accountability 
          system that is fair, reliable and provides accurate information 
          regarding the academic progress and performance of ŬELs]."

          The State's Testing Program: California's state assessment 
          program is comprised of three major testing components, the STAR 
          Program, the CELDT, and a high school exit examination (the 
          California High School Exit Examination, CAHSEE, is currently 
          the designated high school exit examination).  The program also 
          includes a number of smaller, more specialized assessments.

          The STAR Program, initially authorized in 1997, requires testing 
          of students in English language arts, mathematics, science and 
          history/social science at specified grade levels.  In 2003, the 
          English language California Standards Tests (CST) replaced a 
          nationally published "off the shelf" test as the primary battery 








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          of STAR tests; the CST include only questions written 
          specifically for California's former content standards, which 
          were approved in the 1990s.  Today, the STAR Program includes 
          the CSTs, the California Alternate Performance Assessment (CAPA) 
          administered to students with significant cognitive 
          disabilities, the California Modified Assessment (CMA) 
          administered to students whose disabilities preclude them from 
          achieving grade-level proficiency on an assessment of the 
          California content standards with or without testing 
          accommodations, and the STS.  The STS are Spanish language tests 
          in reading-language arts and mathematics that are administered 
          to Spanish speaking English learners who have been in school in 
          the U.S. less than 12 months or who are receiving instruction in 
          Spanish.  Neither the high school exit exam nor the CELDT are 
          components of the STAR Program; each is separately authorized in 
          statute.  Results for STAR tests are reported for the individual 
          pupil, but no accountability attaches to these individual 
          results; metrics used in the state and federal accountability 
          systems are primarily based on the aggregated STAR test scores 
          from all pupils in a school or school district.

          Accountability Systems and Measures: The SPI established, 
          pursuant to SB 1 X1 (Alpert), Chapter 3, Statutes of 1999-2000 
          First Extraordinary Session, an advisory committee to advise the 
          SPI and the SBE on all appropriate matters relative to the 
          creation of the API.  SB 1 X1 also requires the SPI, with the 
          approval of the SBE, to develop the API to measure the 
          performance of schools, and to include a variety of indicators 
          in that measure, including, but not limited to, achievement test 
          results, attendance rates, and graduation rates.  Currently only 
          English language content achievement test results are 
          incorporated into the API, and the API is configured to produce 
          scores measuring a school's static performance at each grade 
          level, in each content area, in each year, at one point in time. 
           In addition the SPI also produces a "Growth API" that compares 
          this static performance from one year to the next by comparing 
          cohort or group scores.

          While the API is a composite measure of school or district level 
          performance created for the state accountability system, AYP 
          composites school performance data in order to determine whether 
          adequate progress is made for federal accountability purposes.  
          Each year, schools and districts must meet four sets of 
          requirements to make AYP. The requirements reflect statewide 
          performance levels and are the same for all schools and school 








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          districts of the same type.  Those requirements include meeting 
          statewide performance levels on: (i) the student participation 
          rate on statewide tests, (ii) the percentage of students scoring 
          at the proficient level or above in English-language arts and 
          mathematics on the English language CSTs, (iii) API Growth, and 
          (iv) graduation rate (if high school students are enrolled). 
          Numerically significant (100 students or more, or at least 50 
          students making up 15% or more of the school's population) 
          subgroups of students at a school or school district also must 
          meet participation rate and percent proficient requirements; the 
          subgroups that must be considered include African American, 
          American Indian or Alaska Native, Asian, Filipino, Hispanic or 
          Latino, Native Hawaiian/Pacific Islander, White, Two or More 
          Races, Socio-economically Disadvantaged, English Learners, and 
          Students with Disabilities.  If AYP is not met in total or for 
          all subgroups, then the school or district may be subject to 
          sanctions or interventions under federal Program Improvement.

          The Language of a Test: The fundamental question posed by this 
          bill is whether it is appropriate to make decisions, where 
          educational stakes for a pupil, school or district are involved, 
          on the sole basis of content tests that are administered to 
          pupils who do not fully understand the language in which the 
          test is written.  That question may be answered by a 
          hypothetical example.  If there were an elementary grade level 
          mathematics test written in traditional Japanese kanji 
          (characters), that test would look very different from the 
          English version of that same test.  There would be similarities, 
          since modern mathematics has developed a fairly universal set of 
          standard notations and most of the world has adopted Arabic 
          numbers and Greek letters for the purposes of mathematics, but 
          the test would clearly be different in terms of the test 
          directions and the text-based stem of any question (particularly 
          in word problems that frequent elementary grade mathematics).  
          If that test were administered to a non-Japanese reading pupil, 
          then that pupil would be able to engage in some parts of the 
          test (the numbers and symbols might be familiar) but clearly 
          would be unable to show the extent or depth of his or her 
          understanding and abilities in mathematics.  Even though the 
          content of the test is meant to be purely mathematics and the 
          score is intended to reflect that, for this pupil it would be a 
          test of something more than mathematics; clearly this pupil's 
          test score would reflect both the pupil's understanding of 
          mathematics and the pupil's ability to read and understand the 
          language in which the test and test directions were written.








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          The psychometric property known as validity, which we 
          statutorily require of tests in the state's assessment system, 
          is not so much a quality of a test as it is a property of a test 
          score and its use; thus it could be argued, based on generally 
          accepted testing standards such as those issued by the American 
          Psychological Association, that using a test score from the 
          hypothetical Japanese language test of mathematics administered 
          to a non-Japanese reader in order to make judgments about that 
          pupil's understanding of mathematics would very likely not meet 
          a standard of validity.  This example is analogous to the 
          situation faced by an EL student who is administered a 
          content-based test written in English; the score may have some 
          information about the pupil's understanding or abilities with 
          respect to the content of the test, but that information is 
          confounded by the fact that the test score will also reflect the 
          pupil's lack of understanding of the language in which the test 
          was written.  If the testing was not explicitly designed to 
          separate out a content score from a language score (to the 
          extent that would be possible), then it would not be possible to 
          determine what the student knows and can do in the content area. 
           Thus decisions, including those concerning instruction, 
          retention, promotion or graduation, made about that pupil using 
          judgments about the pupil's knowledge and ability in that 
          content area derived from a content test written in a language 
          in which the pupil has limited fluency may very well be flawed.  
          This problem follows the pupil's test score as it is aggregated 
          up into scores at the school, district and other levels, and 
          will also be present in any other metric that includes the test 
          score (e.g., API, AYP).  This would particularly present 
          problems for aggregate scores and measures in schools or 
          districts with very high proportions of EL pupils, and for any 
          educational decisions that involve high stakes (e.g., graduation 
          for the individual, or sanctions and interventions for the 
          school or district).

          This bill proposes to address the language-of-assessment issue 
          by improving the state's primary language tests and expanding 
          the number students to whom the tests are administered, 
          increasing the information composited into the API and AYP by 
          including primary language content tests, and reducing 
          linguistic complexity and requiring testing accommodations on 
          English language content tests so as to reduce the effect of 
          language differences on the test scores of EL students.









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          Committee amendments:  Committee staff recommends the following 
          amendments to the bill:

          1)Delete the requirement that, "California's state assessments 
            shall also be aligned to the common core academic content 
            standards approved by the state board pursuant to Section 
            60605.8."  While this should be a goal for the state, this 
            requirement is both much broader than other subject matter in 
            this bill (in that it applies to all of the state's 
            assessments), and premature.  If passed and signed into law 
            this Legislative year, the provisions of this bill would have 
            an effective date of January 1, 2012; none of the state's 
            assessments would meet this alignment standard by that time or 
            by the next round of test administrations in the winter and 
            spring of 2012, thus those tests, if administered, would most 
            likely violate this requirement.  Committee staff recommends 
            that this provision be deleted.  Other bills being considered 
            by the Legislature propose transitioning to the common core 
            standards in the areas of professional development, 
            instructional materials and assessment over time. 

          2)Delete the requirement for reporting primary language test 
            results in the current or successor assessment and 
            accountability systems.  Given the sunset of the state's 
            assessment system in 2013, federal reauthorization of the 
            Elementary and Secondary Education Act, and national efforts 
            to develop common state assessments, this requirement would 
            simply be premature.

          3)Correct a factual misstatement in subdivision (b) of Section 1 
            of the bill to say that the current assessment system will 
            become inoperative in 2013, instead of stating that the 
            current assessment and accountability system will sunset in 
            2012.

          4)Establish an operative date of July 1 in the year of 
            enactment, rather than upon enactment of the bill on January 
            1, so as to enact these provisions at the start of the fiscal, 
            school, and testing year; also clarify that these provisions 
            apply to all testing administered commencing with that fiscal 
            year.

          Previous legislation:  SB 930 (Ducheny), vetoed in 2010, was 
          substantially similar to this bill.  SB 1 X5 (Steinberg), 
          Chapter 2, Statutes of 2009-10, Fifth Extraordinary Session, 








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          provides for the statewide pupil assessment program (which 
          includes the STAR program) to become inoperative on July 1, 
          2013, and expresses the intent of the Legislature that the 
          reauthorization of the statewide pupil assessment system include 
          specified elements, including a plan for transitioning to a 
          system of high-quality assessments; SB 1 X5 also establishes an 
          Academic Content Standards Commission to develop academic 
          content standards in language arts and mathematics that will be 
          internationally benchmarked and at least 85 percent the same as 
          the national standards being developed by the Common Core State 
          Standards Initiative.  AB 252 (Coto), vetoed in 2007, would have 
          authorized the administration of a primary language assessment 
          to native English speaking pupils enrolled in dual immersion 
          programs.  SB 305 (Ducheny), held in the Assembly Appropriations 
          Committee in 2007, would have required commencing in the 2008-09 
          fiscal year, an EL pupil, who receives instruction in his or her 
          primary language and has been enrolled in a school in the United 
          States (U.S.) for no more than the maximum time allowable under 
          NCLB, to take a standards-aligned assessment in the pupil's 
          primary language.  SB 1580 (Ducheny), vetoed in 2006, would have 
          required English learners, who are either literate in their 
          primary language or receive instruction in their primary 
          language, to take standards-aligned tests in the primary 
          language as soon as such tests are available.  SB 385 (Ducheny), 
          vetoed in 2005, would have required the development and 
          administration of primary language achievement tests for pupils 
          literate in or receiving instruction in their primary language 
          and who have attended school in the United States for less than 
          three years, and required the CDE to eliminate unnecessary 
          linguistic complexity in state tests.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Association of Bilingual Education (Sponsor)
          Californians Together (Sponsor)

           Opposition 
           
          None on file
           
          Analysis Prepared by  :    Gerald Shelton / ED. / (916) 319-2087 










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