BILL ANALYSIS                                                                                                                                                                                                    �



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          ASSEMBLY THIRD READING
          AB 622 (Dickinson)
          As Amended May 27, 2011
          Majority vote 

           JUDICIARY           6-4         APPROPRIATIONS      11-5        
           
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          |Ayes:|Feuer, Atkins, Dickinson, |Ayes:|Fuentes, Blumenfield,     |
          |     |Huffman, Monning,         |     |Bradford, Campos, Davis,  |
          |     |Wieckowski                |     |Gatto, Hall, Hill, Lara,  |
          |     |                          |     |Mitchell, Solorio         |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Wagner, Silva, Huber,     |Nays:|Harkey, Donnelly,         |
          |     |Jones                     |     |Nielsen, Norby, Wagner    |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Seeks to reform California's civil grand jury system 
          by permitting certain witnesses to be accompanied by counsel and 
          requiring the grand jury to meet the head of the department 
          being investigated prior to issuing its final report to ensure 
          the accuracy of its findings.  Specifically,  this bill  :  

          1)Requires a civil grand jury to meet with the chief executive 
            or department head of an agency subject to its investigation 
            at least 45 days before it issues its final report to discuss 
            the nature of the investigation and receive the comments of 
            the chief executive or department head.

          2)Allows a witness before a civil grand jury proceeding who is 
            called to give testimony under oath before a civil grand jury 
            to have an attorney present during his or her testimony.  The 
            witness may confer with his or her attorney provided that the 
            attorney:  a) does not object or speak during the proceeding; 
            b) does not disclose anything heard in the grand jury room; 
            and, c) does not represent more than one witness in the same 
            proceeding.  Provides that if an attorney violates any of the 
            rules, the prosecutor may request sanctions and refer the 
            violation to the State Bar of California. 

          3)Permits a witness who is subject to a grand jury investigation 
            to disclose, in writing, exculpatory evidence to the 
            prosecutor, including the names and addresses of witnesses who 








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            possess exculpatory information. 

           EXISTING LAW  :

          1)Requires a grand jury to submit to the presiding judge of the 
            superior court a final report of its findings and 
            recommendations that pertain to county government matters.  

          2)Permits a grand jury to request a subject person or agency to 
            come before the grand jury for the purpose of reading and 
            discussing the findings of the grand jury report to verify the 
            accuracy of the findings prior to their release.  

          3)Requires a public agency subject to a grand jury report to 
            comment to the presiding judge of the superior court no later 
            than 90 days, and an elected officer or agency head to comment 
            no later than 60 days, after the grand jury submits a final 
            report.  

          4)Provides that only specified persons including, members of the 
            grand jury, prosecutors, and necessary personnel such as a 
            court reporter or interpreter may be present during grand jury 
            proceedings.  

          5)Permits the grand jury and the attorney general or the 
            district attorney to make a joint written request, subject to 
            approval by the presiding judge of the superior court, for the 
            grand jury sessions to be public.  

          6)Requires that the deliberations of the grand jury and final 
            voting on an investigation to be done in private session.  

          7)Prohibits the attorney for a witness to be present during his 
            or her testimony before the grand jury.  

           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, the time necessary for a county, city, school or 
          community college district, or special district agency executive 
          to attend the required meeting with the civil grand jury would 
          be state reimbursable.  These costs would probably not be 
          significant. 
           
          COMMENTS  :  The civil grand jury has deep historical roots in 
          common law legal tradition.  The grand jury system was 








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          originally designed in twelfth century England as a citizen's 
          body to guard against abuses by the crown.  The grand jury, and 
          the philosophy underpinning its creation, was later adopted in 
          the American colonies as a check on general governmental 
          oppression and corruption.  The tradition was firmly rooted in 
          American legal culture with the adoption of the Bill of Rights, 
          where the requirement of grand jury indictment was embodied in 
          the Fifth Amendment to the United States Constitution.  Due to a 
          lack of procedural safeguards for subjects of grand jury 
          investigations, the grand jury was later abolished in England in 
          1933. 

          The civil functions of the grand jury have been an integral part 
          of the legal and governmental machinery of California since the 
          state's inception, with California's first constitution 
          requiring that "grand juries shall be drawn and summoned at 
          least once a year in each county."  (California Constitution 
          Article I, Section 23.)  While the California Constitution 
          provides for the formation of the grand jury, the specific 
          rights and powers afforded to the grand jury are governed by 
          various statutes.  As such, changes to the grand jury system, 
          baring its complete abolition, do not require constitutional 
          amendment, but rather may be directed by the Legislature. 

          Since the grand jury was first adopted in California the 
          Legislature has controlled the scope and complexity of grand 
          jury duties, and has specified the grand jury's authority and 
          responsibilities; for example extending the original 
          constitutional mandate to include the express authority to 
          investigate corruption in county and city governments as well as 
          special districts.  There are numerous documented instances 
          where grand juries performed effectively and successfully in 
          uncovering waste, fraud, and abuse in local government.
           
           This bill, which was recently amended, would require a civil 
          grand jury to meet with the chief executive or department head 
          of an agency subject to its investigation to discuss the nature 
          of the investigation and receive comments at least 45 days 
          before it issues its final report.  Existing law permits a grand 
          jury, but does not require it, to request a person or agency 
          subject to investigation to come before it for the purpose of 
          reading and discussing the findings of the grand jury report, 
          and to verify the accuracy of the findings prior to its release. 
           








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          As noted above, this bill would also allow a witness before a 
          civil grand jury proceeding who is or becomes the subject of a 
          grand jury investigation to have an attorney present under 
          specified conditions during his or her testimony.  Existing law 
          prohibits the attorney for a witness to be present during his or 
          her testimony before the grand jury.  The only persons who are 
          allowed to be present during grand jury proceedings are members 
          of the grand jury, prosecutors, and necessary personnel such as 
          a court reporter and an interpreter.  While the attorney for a 
          witness is prohibited from being present during a client's 
          testimony, witnesses before the grand jury do have a right to 
          confer with counsel during the proceedings.  The counsel waits 
          outside the hearing room and any time the witness wants to 
          confer with counsel he or she is permitted to do so.  

          While the Sixth Amendment right to counsel likely does not 
          automatically attach to grand jury proceedings, the 
          investigative nature of the grand jury arguably can be more 
          closely analogized to a civil deposition, at which individuals 
          are guaranteed the right to have counsel present. 

          A state-by-state study conducted by the United States Department 
          of Justice, and later updated by the National Association of 
          Criminal Defense Lawyers (NACDL) reveals that twenty-one states, 
          including Arkansas, Colorado, Utah, Nevada, Florida, New York, 
          and Kansas allow some witnesses to have counsel present during 
          grand jury proceedings.
           

          Analysis Prepared by  :    Drew Liebert / JUD. / (916) 319-2334 


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