BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 624
                                                                  Page  1


          ASSEMBLY THIRD READING
          AB 624 (John A. Pérez)
          As Amended  March 31, 2011
          Majority vote 

           INSURANCE           10-0        REVENUE & TAXATION  7-0         
           
           ----------------------------------------------------------------- 
          |Ayes:|Solorio, Hagman, Charles  |Ayes:|Perea, Beall, Charles     |
          |     |Calderon, Carter, Feuer,  |     |Calderon, Cedillo, Alejo, |
          |     |Grove, Hayashi, Alejo,    |     |Gordon, Harkey            |
          |     |Torres, Wieckowski        |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           APPROPRIATIONS      17-0                                        
           
           ----------------------------------------------------------------- 
          |Ayes:|Fuentes, Harkey,          |     |                          |
          |     |Blumenfield, Bradford,    |     |                          |
          |     |Charles Calderon, Campos, |     |                          |
          |     |Davis, Donnelly, Gatto,   |     |                          |
          |     |Hall, Hill, Lara,         |     |                          |
          |     |Mitchell, Nielsen, Norby, |     |                          |
          |     |Solorio, Wagner           |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Extends the effective date on laws that allow tax 
          credits for insurers and other taxpayers that make qualified 
          investments in community development financial institutions that 
          invest in community development.  Specifically,  this bill: 

          1)Extends from January 1, 2012, until January 1, 2017, the 
            effective date on laws that allow insurance companies, 
            corporations, and other taxpayers to receive a tax credit 
            equal to 20% of the amount of the qualified investment made 
            during the taxable year into a community development financial 
            institution that is certified by the California Organized 
            Investment Network (COIN) of the Department of Insurance.

          2)Requires the Insurance Commissioner (IC) to create and appoint 
            a COIN Advisory Board with the duty to advise on the best 
            methods to increase the level of insurance industry capital in 
            safe and sound investments while providing fair returns to 
            investors and social benefits to underserved communities.  The 








                                                                  AB 624
                                                                  Page  2


            Advisory Board would consist of the IC or his or her designee, 
            an executive in the insurance investment community, a licensed 
            attorney practicing insurance law, a member of the State 
            Assembly, a member of the State Senate, a member from a 
            consumer advocacy group, an affordable housing practitioner, a 
            local economic development practitioner, and a representative 
            of a financial institution or a community development 
            financial institution.

           EXISTING LAW  :

          1)Allows insurance companies, corporations, and other taxpayers 
            to receive a tax credit equal to 20% of the amount of the 
            qualified investment made during the taxable year into a 
            community development financial institution that is certified 
            by the COIN Office of the Department of Insurance (DOI).  

          2)Specifies that the aggregate amount of qualified investments 
            by all insurance companies, corporations, and other taxpayers 
            shall not exceed $10 million for each calendar year, but if 
            the qualified investments are less than that amount in one 
            year, the difference may be carried over to future years.

          3)Defines "qualified investment" as an investment that is a 
            deposit or loan that does not earn interest, or an equity 
            investment, or an equity-like debt instrument meeting federal 
            or state agency standards.  The duration of the investment 
            must be for 60 months or more and the amount must equal 
            $50,000 or more. 

          4)Defines "community development financial institution" as a 
            private financial institution located in California that is 
            certified by the COIN Office of the DOI, that has community 
            development as its primary mission, and that lends in urban, 
            rural, or reservation communities in this state.  A community 
            development financial institution may include a community 
            development bank, a community development loan fund, a 
            community development credit union, a microenterprise fund, a 
            community development corporation-based lender, or a community 
            development venture fund.

          5)Sunsets this tax credit on January 1, 2012.

           FISCAL EFFECT  :  The Franchise Tax Board estimates that the 








                                                                  AB 624
                                                                  Page  3


          income tax provisions of this bill will result in an annual 
          revenue loss of $200,000 in fiscal year (FY) 2011-12 and 
          $420,000 in FY 2012-13.  The tax credit is equal to 20% of the 
          invested amount, up to $10 million, for a statewide total tax 
          credit capped at $2 million.  State law provides that if the 
          aggregate amount of these investments is less than $10 million 
          in one year, the amount of the difference may be carried over to 
          future years.  As of February of this year, $4.75 million in 
          Community Development Financial Institutions (CDFI) tax credits 
          were available.

          The DOI estimates that the cost of staffing the COIN Advisory 
          Board would be minor and absorbable within existing resources.

           COMMENTS  :   

          1)The COIN Program was created in 1996 as a public/private 
            partnership by the DOI, the insurance industry, state 
            government leaders, and community development organizations 
            with the goal of helping to address the unmet capital needs 
            for economic development and affordable housing in low-income 
            urban and rural communities throughout California.  COIN 
            serves as a liaison between insurers that are seeking 
            investment opportunities and the community organizations that 
            are seeking investment capital for projects.

          Community Development Financial Institutions (CDFIs) help bridge 
            the gap between the services available to the economic 
            mainstream and those available to low-income communities by 
            providing access to credit, loans, and investments in these 
            communities and offering administrative and technical 
            assistance.  CDFIs work with COIN to provide loans to small 
            businesses and non-profits that serve economically 
            disadvantaged communities.  There are currently 81 CDFIs 
            certified by COIN and eligible to participate in the 
            tax-credit program.

          2)According to the author and the DOI, CDFIs have invested, 
            through the CDFI Tax Credit and Certification Program, more 
            than $100 million into California's underserved communities 
            from 1997 through 2009.  The following are a few examples of 
            these investments:  a) loans for six child care centers that 
            serve 500 low-income children;  b) a mortgage loan for a 
            nonprofit residential alcohol treatment facility; c) 








                                                                  AB 624
                                                                  Page  4


            micro-loans of $500 to $5,000 to self-employed business 
            owners; d) pre-development loans to Habit for Humanity to 
            construct affordable homes; e) a loan to a church to build a 
            child care center for low-income residents; f) a loan for 953 
            water hook-ups in two small rural communities; and, g) a 
            short-term loan to close escrow on housing for low-income 
            foster youth.

          The San Luis Obispo County Housing Trust Fund (HTF) states that 
            it received a $100,000 investment at 0% interest from a donor. 
             HTF combined this investment with other investments and 
            grants to create a $6.2 million revolving fund and has loaned 
            nearly $7 million to create or preserve 218 units of 
            affordable housing.  HTF reports that projects that it helped 
            to finance accounted for nearly 30% of all the housing starts 
            in the entire county during 2010.  

             
          Analysis Prepared by  :    Manny Hernandez / INS. / (916) 319-2086 




                                                                FN: 0000922