BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 733
                                                                  Page  1

          CONCURRENCE IN SENATE AMENDMENTS
          AB 733 (Ma)
          As Amended  June 16, 2011
          Majority vote
           
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          |ASSEMBLY:  |77-0 |(May 16, 2011)  |SENATE: |33-0 |(July 1, 2011) |
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           Original Committee Reference:    ED.

          SUMMARY  :  Amends the California Education Code to conform with 
          the federal Family Education Rights and Privacy Act (FERPA) 
          provisions relating to the confidentiality of pupil records.  

           The Senate amendments  :

          1)Clarify references to federal statute, and add references to 
            federal regulations that further clarify federal law.

          2)Clarify that the exception to the prohibition against the 
            release of records for state and local officials or 
            authorities to whom the information is specifically allowed to 
            be reported or disclosed pursuant to state law adopted after 
            November 19, 1974, is allowed if the reporting or disclosure 
            concerns the juvenile justice system and the ability to 
            effectively serve the pupil.    

          3)Change "prosecuting agency" to "district attorney's office" in 
            the exception for consideration against a parent for failure 
            to comply with compulsory education laws, and clarify that 
            this exception is allowed if the reporting or disclosure 
            concerns the juvenile justice system and the ability to 
            effectively serve the pupil.

          4)Restrict, further, the authority of a school district to 
            release pupil record information, for pupils who have not been 
            opted out of this disclosure, to a county elections official 
            for the purpose of identifying eligible voters, to only 
            authorize the release of pupil directory information. 

          5)Authorize, as permitted by federal regulation, a public school 
            to release pupil records without parental consent if all 
            personally identifiable information has been removed, provided 
            the district has made a reasonable determination that the 








                                                                  AB 733
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            pupils' identity is not personally identifiable, whether 
            through single or multiple releases, and has taken into 
            account other reasonably available information.

           EXISTING LAW  protects, under the federal Family Educational 
          Rights and Privacy Act (FERPA) (20 U.S.C. Section 1232g; 34 CFR 
          Part 99) and state law, the privacy of pupil education records 
          by requiring written permission from the parent or eligible 
          student, with specified exceptions, in order for a school 
          district to release any information from a student's education 
          record.

           AS PASSED BY THE ASSEMBLY  , this bill was substantially similar 
          to the version passed by the Senate.

           FISCAL EFFECT  :  This bill is keyed non-fiscal by the Legislative 
          Counsel.

           COMMENTS  :  Under the previous (1997) authorization of the 
          Individuals with Disabilities Education Act (IDEA), states were 
          required to prove compliance through submission of a copy of 
          state policies and procedures to the Office of Special Education 
          Programs in the United States Department of Education (USDOE).  
          As a result of reviewing these materials, the federal Family 
          Policy Compliance Office in 2003 issued instructions to the 
          California Department of Education (CDE) addressing areas of 
          FERPA where California statute fell short of compliance.  Under 
          the current reauthorization (2004) of IDEA, states are required 
          to provide assurances to USDOE as to compliance with all 
          relevant federal requirements.  FERPA protects the privacy of 
          student education records, and applies to all schools that 
          receive funds under programs administered by the U.S. Department 
          of Education.  Under FERPA, schools generally must have written 
          permission from the parent or eligible student in order to 
          release any information from a pupil's record; however, FERPA 
          provides limited exceptions to this requirement 

          Since no changes have been enacted to bring state statute into 
          full compliance with FERPA, USDOE has annually warned the CDE 
          that these previous outstanding issues must be resolved and that 
          this resolution is a condition of continued federal funding for 
          Special Education in California.  As a result USDOE has issued a 
          Conditional Grant Award Letter to the CDE when making the annual 
          award of funds to California under IDEA; this type of grant 
          award means that the funding is provided on the condition that 








                                                                  AB 733
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          outstanding issue will be resolved.  The author and the 
          Superintendent of Public Instruction, the sponsor of this bill, 
          have expressed concern that this status jeopardizes the 
          continuation of California's special education funding, 
          currently in excess of $1.21 billion annually.  This bill 
          proposes to bring state Education Code into conformity with 
          FERPA, and thus eliminate the conditions that USDOE has placed 
          on the state's IDEA grant; the provisions in this bill have been 
          developed by the CDE through discussion with USDOE.

          In early April of this year, USDOE announced that it proposes to 
          amend the regulations implementing FERPA, in order to ensure 
          that FERPA continues to protect the privacy of education 
          records, as intended by Congress, while allowing for the 
          effective use of data in statewide longitudinal data systems.  
          Expectations are that the federal rulemaking process will 
          extend, at least, to the end of this calendar year.  It is 
          important to note that the regulations proposed by the USDOE 
          focus on the federally allowed exceptions to the FERPA 
          requirement for obtaining parental signatures prior to the 
          release of pupil record information; ironically, the USDOE is 
          urging California to conform its state law to those same 
          exceptions, but in their existing form and as interpreted under 
          current regulations.  It is very possible that California 
          statute, even with the changes proposed by this bill, will not 
          conform to federal law and regulations as they change under the 
          federal rulemaking process through this year; in other words, 
          this bill may be aiming at a moving target of federal 
          regulations.  

          This bill was double referred to the Assembly Education 
          Committee and the Assembly Judiciary Committee.


           Analysis Prepared by  :    Gerald Shelton / ED. / (916) 319-2087 

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