BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 778
                                                                  Page  1

          Date of Hearing:   April 26, 2011

                            ASSEMBLY COMMITTEE ON HEALTH
                              William W. Monning, Chair
                    AB 778 (Atkins) - As Amended:  April 12, 2011
           
          SUBJECT  :  Health care service plans: vision care.

           SUMMARY  :  Permits a dispensing optician, an optical company, a 
          manufacturer or distributor of optical goods, or a nonoptometric 
          corporation to own a health care service plan (health plan) that 
          provides vision care services and share its profits, contract 
          for business services with, lease office space or equipment to 
          or from, or share office space with, a health plan that provides 
          vision care services, and jointly advertise vision care services 
          with a health plan that provides vision care services.  
          Specifically,  this bill  :  

          1)Permits a dispensing optician, an optical company, a 
            manufacturer or distributor of optical goods, or a 
            nonoptometric corporation to:

             a)   Own a health plan that provides vision care services and 
               share its profits;
             b)   Contract for business services with, lease office space 
               or equipment to or from, or share office space with, a 
               health plan that provides vision care services; and,
             c)   Jointly advertise vision care services with a health 
               plan that provides vision care services.
          
          2)Prohibits a registered dispensing optician, an optical 
            company, a manufacturer or distributor of optical goods, or a 
            nonoptometric corporation from engaging in conduct designed to 
            influence or interfere with the medical decisions of an 
            optometrist employed by, or who has contracted with, a 
            specialized vision care service plan for fiscal or 
            administrative reasons.

          3)Requires the medical decisions of an optometrist who is 
            employed by, or who has contracted with, a specialized vision 
            care service plan to be unhindered by fiscal and 
            administrative management, as specified.

           EXISTING LAW  :









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          1)Provides the regulation of health plans by the Department of 
            Managed Health Care (DMHC) under the Knox-Keene Health Care 
            Service Plan Act of 1975 (Knox-Keene Act).

          2)Prohibits health plans from being deemed to be engaged in the 
            practice of a profession, and may employ, or contract with, 
            any licensed health care professional to deliver professional 
            services, and may directly own, and may directly operate 
            through its professional employees or contracted licensed 
            professionals, offices, and subsidiary corporations.  

          3)Prohibits licensed health care professionals from owning or 
            controlling offices or branch offices unless otherwise 
            expressly authorized.  

          4)Provides for the licensure and regulation of dispensing 
            opticians by the Medical Board of California (MBC).  Provides 
            for the licensure and regulation of optometrists by the 
            California Board of Optometry (CBO).

           FISCAL EFFECT  :   This bill has not been analyzed by a fiscal 
          committee.

           COMMENTS  :   

           1)PURPOSE OF THIS BILL  .  According to the author, EYEXAM of 
            California was licensed in 1986 as a specialized health plan, 
            regulated by DMHC, to provide vision services to its members 
            throughout the state.  Most EYEXAM locations are within a 
            LensCrafters store and have a partnership with the store.  
            Patients can purchase frames at this location, or at any other 
            eyewear location, should they need prescription eyewear.  The 
            author states that there are over 100 EYEXAM locations 
            throughout the state where close to 400 optometrists are 
            employed, serving their community.  The author states that 
            current California law does not prohibit a Knox-Keene plan 
            from having a business relationship with an optical dispenser, 
            but there is no statutory language that specifically 
            authorizes this relationship either.  However, current 
            California law prohibits an optometrist from being directly 
            employed by an optical company.  The author states that this 
            bill is intended to specifically allow a specialty health care 
            plan (like EYEXAM) to conduct business with an optical 
            dispenser (like Lenscrafters).  The author states that due to 
            an ambiguity in the law, there is a question about whether the 








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            co-location model can continue to remain in California and 
            that this bill seeks to provide clarity on the issue by 
            defining the business model. 

           2)BACKGROUND  .  In California, there are two eye care service 
            models: an optometrist's private office and a "co-location" 
            office, where an optical retail store and DMHC-regulated 
            specialized health plan that runs an optometry office are at 
            the same location.  At co-location sites, patients receive an 
            eye exam and typically fill their prescription for eyeglasses 
            during the same visit though an optical retail store.  At 
            private optometrist offices, patients receive an eye exam and 
            either take a prescription for glasses or contact lenses to a 
            different provider or the optometrist sends the order out to 
            be filled and delivered to the patient at a later date.  In 
            both settings, optometrists are licensed by the Board of 
            Optometry.  In a co-location site, the opticians working at 
            the optical retail store are regulated by MBC and the 
            optometry office is regulated by DMHC (regulation of the 
            specialized health plan) and the CBO (regulation of the 
            optometrist employed by the plan).  According to the CBO, 
            there are approximately 8,000 active optometrist licensees in 
            California.  According to information provided by the sponsor 
            of this bill, Californians for Healthy Vision (a coalition of 
            co-located eye care businesses and optometrists), in 
            California there are four companies that own both a plan and 
            an optical company: 

           ---------------------------------------------------------------- 
          |Company               |Number of       |Number of optometrists  |
          |                      |locations       |(approx)                |
          |----------------------+----------------+------------------------|
          |EYEXAM/LensCrafters   |        110     |          400           |
          |----------------------+----------------+------------------------|
          |NVI/First Site        |        140     |          500           |
          |----------------------+----------------+------------------------|
          |Sterling Vision/Site  |         40     |           40           |
          |4 Sore Eyes           |                |                        |
          |----------------------+----------------+------------------------|
          |For Eyes Vision       |          7     |10                      |
          |Plan/For Eyes         |                |                        |
           ---------------------------------------------------------------- 

           3)CALIFORNIA AND FEDERAL LAWSUITS  .  In February 2002, Attorney 
            General (AG) Bill Lockyer sued Pearle Vision, (  People of the 








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            State of California v. Cole National Corporation  ,  Case No. 
            GIC783135 (2004) 122 Cal.App.4th 1060 , -- Cal.Rptr.3d), 
            stating that the company had been violating the Optometry 
            Practice Act.  The AG in part challenged the business 
            relationship between the Knox-Keene plan (Pearle VisionCare) 
            and the optical sister company (Pearle Vision), as well as the 
            ownership of the Knox-Keene plan by an optical company, 
            claiming that such relationships violated the restrictions in 
            current law (specifically, Business and Professions Code 
            Sections 655 and 2556).  In March 2002, LensCrafters was sued 
            by a private plaintiff (  Snow v. LensCrafters  , Superior Court, 
            County of San Francisco, Case No. CGC-02-405544), who raised 
            some of the same business relationship issues as those raised 
            in the Pearle case.  Subsequently, a separate case was brought 
            in the federal district court by LensCrafters and others, 
            challenging the constitutionality of the underlying laws in 
            the Snow case (e.g., Business & Professions (B&P) Code � 655 
            and 2556).  Both state cases were ultimately settled, with no 
            determinations regarding to the underlying LensCrafters/EYEXAM 
            or Pearle Vision/Pearle VisionCare business relationships. 

            According to information provided to the Committee by the 
            sponsors of this bill, in December 2006, the federal court 
            struck down B&P Code � 655 and 2556 as unconstitutional.  The 
            federal court interpreted the California Supreme Court's 
            ruling in the Pearle case as a bar to LensCrafters' Knox-Keene 
            plan arrangement.  The court therefore found that LensCrafters 
            and others had no lawful means in California to effectively 
            compete by offering eyewear where eye exams are provided.  As 
            a result, the court determined that "the challenged laws 
            substantially effect and discriminate against interstate 
            commerce." 

           4)SUPPORT  .  Californians for Healthy Vision write that this bill 
            will preserve the way millions of Californians receive eye 
            care services.  The sponsor states that this bill is focused 
            on maintaining the co-location model that has been operating 
            in the state for decades, and provides a one-stop experience 
            where patients receive quality eye care and fill their 
            prescription during the same visit. According to the sponsor, 
            current ambiguities in state law resulted in ongoing 
            litigation and this bill is the best way to clarify the law 
            rather than wait for years of litigation where there is no 
            certainty that the law will be clarified.  Finally, the 
            sponsor states that this bill is the most cost-effective and 








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            clear way to validate the aims of the original Knox-Keene law 
            by allowing co-location services to operate under the close 
            regulation of the DMHC.  EYEXAM of California and LensCrafters 
            state that due to the vagueness in the law, millions of 
            Californians may find that their optometrists at a co-located 
            office are no longer there and that California could become 
            one of only three states to not allow patients to have the 
            option of receiving vision service at a co-location office.  
            The California Retailers Association states that if 
            deficiencies in the statute related to these eye care 
            providers are not clarified, vision care companies could leave 
            the state resulting in enormous losses in economic activity 
            and limited vision care choices for California consumers.

           5)CONCERNS  .  VSP Vision Care writes that this bill would create 
            a conflict in law, specifically between what it purports to 
            permit in the health plan regulatory arena and what currently 
            are the fundamental practice restrictions of the parties 
            covered by the bill are currently (under the Business and 
            Professions Code). VSP states that those practice restrictions 
            are expressly oriented to patient protection in California as 
            recognized in litigation, which has unsuccessfully challenged 
            the restrictions.

           6)DOUBLE REFERRAL  .  This bill is double referred.  Should it 
            pass out of this committee, it will be referred to the 
            Assembly Committee on Business, Professions & Consumer 
            Protection.

           7)AUTHOR'S AMENDMENT  .  The author requests that the Committee 
            approve technical amendments to, on page 3, line 37 and page 
            4, line 2, delete "medical" and insert "clinical" 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Californians for Healthy Vision (sponsor)
          Anthem Blue Cross
          California Retailers Association
          EYEXAM of California
          FirstSight Vision Services, Inc.
          LensCrafters
          Over 100 individuals and optometrists









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           Opposition 
           
          None on file.
           
          Analysis Prepared by :    Melanie Moreno / HEALTH / (916) 
          319-2097