BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 971
                                                                  Page  1

          Date of Hearing:  April 11, 2011

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                                Henry T. Perea, Chair

                    AB 971 (Monning) - As Amended:  April 4, 2011

          Majority vote.  Fiscal committee.

           SUBJECT  :  Personal income tax:  voluntary contributions:  
          California Sea Otter Fund 

           SUMMARY  :  Reauthorizes the addition of the California Sea Otter 
          Fund (Fund) checkoff to the personal income tax (PIT) form 
          beginning with the 2011 return.  Specifically,  this bill  :  

          1)Contains numerous legislative findings and declarations 
            related to sea otters and their importance to the marine 
            ecosystem. 

          2)Establishes the Fund in the State Treasury.

          3)Provides that all moneys transferred to the Fund, upon 
            appropriation by the Legislature, shall first be allocated to 
            the Franchise Tax Board (FTB) and the State Controller for 
            reimbursement of all costs incurred in administering the 
            checkoff.  Remaining moneys shall be divided equally between:

             a)   The Department of Fish and Game for the purposes of 
               establishing a sea otter fund to be used within the 
               department's index coding system for increased 
               investigation, prevention, and enforcement actions; and, 

             b)   The California Coastal Conservancy for competitive 
               grants and contracts to public agencies and nonprofit 
               organizations for research, science, protection, projects, 
               or programs related to the Federal Sea Otter Recovery Plan 
               or improving the nearshore ecosystem.  

          4)Provides for the checkoff provisions' automatic repeal on 
            January 1, 2016, or on January 1 of an earlier year, if FTB 
            estimates that the Fund will not meet the specified "minimum 
            contribution amount."    

          5)Sets the minimum contribution amount for the 2011 calendar 








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            year at $260,890.  For subsequent calendar years, the minimum 
            contribution amount will be adjusted for inflation.  

          6)Expresses the Legislature's intent that this bill's provisions 
            be treated as a continuation of the prior Fund checkoff 
            provisions, which sunset on January 1, 2011.  

           EXISTING LAW  :

          1)Allows taxpayers to designate on their PIT returns a 
            contribution to any of 15 voluntary contribution funds (VCFs).

          2)Provides a specific sunset date for each VCF, except for the 
            California Seniors Special Fund.

          3)Provides that each VCF must meet a minimum annual contribution 
            amount to remain in effect, except for the California Seniors 
            Special Fund, the California Firefighters' Memorial Fund, and 
            the California Peace Officer Memorial Foundation Fund.   

           FISCAL EFFECT  :  The FTB estimates revenue losses, resulting from 
          contribution deductions, to be around $15,000 annually.  

           COMMENTS  :   

          1)The author has provided the following statement in support of 
            this bill:

               Given the recent information that the sea otter population 
               remains in trouble, it is important that we extend the tax 
               check-off option through AB 971 in order for taxpayers to 
               be able to voluntarily assist the state in helping to 
               protect them.  

          2)Proponents state, "The Fund is a critical source of support 
            for research aimed at the recovery of the threatened 
            population of southern sea otters off the California coast.  
            Today, fewer than 3,000 sea otters exist along the state's 
            coastline - one-fifth of the historic population - and we do 
            not know why it is taking so long for the population to 
            recover."  

          3)Committee Staff Notes:

              a)   So many causes, so little space  :  There are countless 








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               worthy causes that would benefit from the inclusion of a 
               VCF on the state's income tax returns.  At the same time, 
               space on the returns is limited.  Thus, it could be argued 
               that the current system for adding VCFs to the form is 
               subjective and essentially rewards organizations that can 
               convince the Legislature to include their fund on the form.  
              
              b)   Legislative history  :  The original Fund first appeared 
               on the 2006 PIT return.  The original legislation provided 
               for the Fund provisions' automatic repeal on January 1 of 
               the fifth taxable year following the Fund's first 
               appearance on the tax return.  As such, the original Fund 
               provisions were repealed by their own terms on January 1, 
               2011.  The author has introduced this bill to retain the 
               Fund on returns for taxable years 2011 through 2015, 
               provided the Fund continues to meet the annual minimum 
               contribution threshold indexed for inflation.  Effectively, 
               this bill serves to extend the original Fund provisions' 
               sunset date by five years.  As of the end of February 2011, 
               the Fund has already received valid contributions totaling 
               $52,779.  This amount is higher than the end of February 
               totals for any of the prior calendar years.  

              c)   Related legislation  :  The following related bills have 
               been introduced in the current Legislative Session:

               i)     AB 233 (Hall) would add the California YMCA Youth 
                 and Government Fund to the form; 

               ii)    AB 564 (Smyth) reauthorizes the addition of the 
                 Municipal Shelter Spay-Neuter Fund checkoff to the form; 
                 and, 

               iii)   AB 764 (Swanson) would add the Victim-Witness 
                 Assistance Fund to the form.

              d)   Proposed technical amendments  :  Committee staff suggests 
               the following technical amendments to the bill:

               i)     On page 2, line 3, replace "with" with "within";

               ii)    On page 5, line 20, insert a period after "Section 
                 18754.1"; 

               iii)   On page 5, line 25, replace "initial" with 








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                 "original";

               iv)    On page 5, line 29, delete "that";

               v)     On page 6, line 37, replace "near-shore" with 
                 "nearshore"; and, 

               vi)    On page 7, line 3, delete "in" and insert "pursuant 
                 to". 


           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Defenders of Wildlife (co-sponsor)
          Monterey Bay Aquarium (co-sponsor) 
          California Coastkeeper Alliance 
          Paw PAC 
          Robert H. Down Elementary School, Fifth Grade Class 
          1 individual

           Opposition 
           
          None on file
           
          Analysis Prepared by  :  M. David Ruff / REV. & TAX. / (916) 
          319-2098