BILL ANALYSIS                                                                                                                                                                                                    �            1





                 SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                  ALEX PADILLA, CHAIR
            

            AB 976 -  Hall                                    Hearing 
            Date:  May 15, 2012      A
            As Amended: April 25, 2011         FISCAL         B
                                                                        
                                                                          
            9
                                                                          
            7
                                                                          
            6

                                       DESCRIPTION
             
             Current law  authorizes the non-residential, retail end-use 
            customers of an electric corporation (IOU) to purchase 
            electric service directly from non-utility providers (electric 
            service providers or ESPs), a program commonly referred to as 
            Direct Access.  Participation is capped as a percentage of the 
            IOUs total electric load based on a specified formula.

             Current law  establishes a general exception to the cap on 
            direct access for community choice aggregation (CCA) 
            undertaken by cities and counties serving their own residents 
            and businesses.

             Current law  prohibits a person or firm that has been awarded a 
            consulting services contract by a state agency from being 
            awarded a contract for the provision of services or 
            procurement of goods or supplies that are the end product of 
            the consulting services contract.

             This bill  would prohibit an entity that has been awarded a 
            consulting services contract for the formation of a CCA to be 
            awarded a contract for any work which is the end product of 
            that consulting services contract.

                                       BACKGROUND
             
            CCAs are governmental entities formed by cities and counties 
            to serve the energy requirements of their local residents and 











            businesses. The formation of CCAs was authorized by AB 117 
            (Migden, 2001) which also described essential CCA program 
            elements, required the state's IOUs to provide certain 
            services, and established methods to protect existing utility 
            customers from liabilities that they might otherwise incur 
            when a portion of the IOU's customers transfer their energy 
            services to a CCA.

            Cities and counties have become increasingly involved in 
            implementing energy efficiency programs, advocating for their 
            communities in power plant and transmission line siting cases, 
            and developing distributed generation and renewable resource 
            energy supplies. The CCA program takes these efforts one step 
            further by enabling communities to purchase power on behalf of 
            the community.

            Although adopted in 2001, to date only one region has been 
            successful in implementing a CCA.  Several cities joined 
            together in Marin County and formed, under a joint powers 
            authority, "Marin Energy Authority" (MEA), which retained the 
            services of several consultants (Navigant, MRW Associates, 
            Jody London Consulting) to provide consulting services 
            regarding CCA formation.  In addition, Navigant was under 
            contract with the California Energy Commission's Public 
            Interest Energy Research Program to develop a variety of 
            analytical models, reports, and tools to assist other cities 
            and counties in understanding and implementing CCA.  MEA later 
            contracted with Shell Energy provide electric service to its 
            customers and has gone out to bid for additional generation 
            contracts.

            The CCA program is new in California and there is little 
            experience with such a program anywhere. Nothing in the 
            statute directs the California Public Utilities Commission 
            (CPUC) to regulate a CCA's program except to the extent that 
            its program elements may affect utility operations and the 
            rates and services to other IOU customers.

                                        COMMENTS
             
                1.     Author's Purpose  .  The author reports that "local 
                 governments exploring the feasibility of forming a CCA 
                 often seek the expertise and advice of third party energy 
                 consultants to assist them in their decision making 










                 process.  While these private-sector consulting firms can 
                 provide local governments with important information on 
                 the potential pros and cons of creating a CCA, current 
                 law fails to provide consumers with a number of important 
                 consumer protections.  Firms recommending the creation of 
                 a CCA often seek contracts to implement the very project 
                 recommendations that they were initially hired to 
                 provide. This clear conflict of interest generally 
                 benefits only the consulting or energy firm providing the 
                 recommendation and does not protect ratepayers or the 
                 rate-paying public."

                2.     Follow-on Contracts  .  For contracts entered into by 
                 a state agency the law is very clear that a contractor 
                 may not be hired to conduct a feasibility study or 
                 produce a plan, and then be awarded a contract to perform 
                 the recommended services.  There are no similar 
                 restrictions for contracts by non-state agencies.  This 
                 bill intends to fill that gap regarding the formation of 
                 CCAs.  The author reports that independent energy 
                 producers are being consulted by cities and counties to 
                 design procurement plans with the likely benefit of then 
                 being the power-producer after the CCA is formed.  The 
                 author opines that this is a conflict of interest which 
                 only serves the contractor and does not have sufficient 
                 protections for electric ratepayers.

                 In its opposition to this bill, the CPUC opines that 
                 restricting qualified companies from providing both 
                 consulting and procurement services would have the 
                 "impact of stymieing the development of CCAs by limiting 
                 the ability of potential CCAs to seek expert advice 
                 and/or operational support."  Other opponents argue that 
                 the Brown Act provides sufficient transparency of CCA 
                 actions and that this bill is unnecessary.

                3.     Existing Law  .  This bill states that its provisions 
                 are declaratory of existing law.  Yes and no.  Existing 
                 law does prohibit follow-on state contracts but does not 
                 have similar provisions for local government contracts.  
                 The committee should consider striking this provision for 
                 the purpose of clarity.

                4.     Ratepayer Impact  .  No direct allocation of ratepayer 










                 dollars would be needed to implement this bill; nor would 
                 it effectuate a shift of ratepayer funds between 
                 programs.
                                            
                                    ASSEMBLY VOTES
             
            Assembly Floor                     (62-9)
            Assembly Appropriations Committee                              
            (17-0)
            Assembly Utilities and Commerce Committee                      
            (12-2)

                                        POSITIONS
             
             Sponsor:
             
            Coalition of California Utility Employees

             Support:
             
            None on file

             Oppose:
             
            California Public Utilities Commission
            City of El Cerrito
            City of Richmond
            City of San Jose
            Climate Protection Campaign
            Global Exchange
            Kings River Conservation District
            KyotoUSA
            LEAN Energy
            Local Clean Energy Alliance
            Local Power, Inc.
            Marin Energy Authority
            San Joaquin Valley Power Authority
            Sierra Club California
            Table Rock Capital
            The Utility Reform Network
            An individual

            













            Kellie Smith 
            AB 976 Analysis
            Hearing Date:  May 15, 2012