BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1150
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          Date of Hearing:  May 5, 2011

                       ASSEMBLY COMMITTEE ON NATURAL RESOURCES
                                Wesley Chesbro, Chair
               AB 1150 (V. Manuel Perez) - As Amended:  April 28, 2011
           
          SUBJECT  :  Self-generation incentive program

           SUMMARY  :  Extends funding and administration of the 
          Self-Generation Incentive Program (SGIP), authorizing the Public 
          Utilities Commission (PUC) to collect at least $415 million more 
          from electric utility ratepayers to fund payments to 
          customer-owned distributed electricity generation projects and 
          related expenses through 2018 pursuant to the SGIP.

           EXISTING LAW  :

          1)Authorizes the PUC to authorize investor-owned electric 
            utilities to collect up to $83 million per year from their 
            customers through distribution rates until December 31, 2011 
            to fund SGIP.

          2)Requires the PUC to administer the SGIP program until 2016 
            (spending a surplus accumulated from prior years).  Under the 
            SGIP, utilities provide ratepayer-funded rebates for 
            distributed generation projects up to five megawatts in size.

          3)Requires the PUC to administer a separate program for solar 
            technologies pursuant to the California Solar Initiative.

          4)Provides that eligibility is limited to distributed energy 
            resources that the PUC, in consultation with the Air Resources 
            Board (ARB), determines will achieve reductions in greenhouse 
            gas (GHG) emissions pursuant to AB 32.

          5)Requires fossil fuel combustion projects to meet specified 
            emission standards.

          6)Requires the PUC to ensure that distributed generation 
            resources are made available for all ratepayers.

          7)Requires the PUC to provide a 20 percent higher payment for 
            installation of projects manufactured by a California 
            supplier, as defined.









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          8)Prohibits recovery of SGIP costs from customers participating 
            in the California Alternate Rates for Energy program, a 
            utility discount for low-income customers.

           THIS BILL  :

          1)Extends SGIP funding authorization for five years, through 
            2016, and fixes annual collection amount at $83 million, but 
            permits the PUC to increase this amount, for a total 
            authorization of at least $415 million.

          2)Requires the PUC to administer the SGIP program until 2018.

          3)Requires the PUC to periodically evaluate SGIP and adjust 
            rebates and other design elements to achieve the following 
            goals:

             a)   Cost-effective use of ratepayer funds to stimulate 
               deployment of eligible technologies.

             b)   Meeting environmental objectives, including reduction of 
               emissions of greenhouse gases.

             c)   In-state job growth.  

             d)   Development of market signals to provide incentives for 
               private investment in California.

             e)   Market transformation of most, if not all, eligible 
               technologies by driving down prices and increasing 
               performance of these technologies. 

             f)   Energy efficiency, peak load reduction, and load 
               management.

             g)   Equitable distribution of rebates to all eligible 
               technologies and program participants.

             h)   Assessment of technology penetration into underserved 
               areas of the state that are environmentally blighted and 
               economically stressed. 

          4)Expresses intent that SGIP increase deployment of distributed 
            generation and storage systems to facilitate integration of 
            those resources into the electrical grid and reduce ratepayer 








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            costs.

           FISCAL EFFECT  :  Collection of at least $415 million through 2016 
          from electric utility customers.  Approximately 10 percent is 
          budgeted for administration by utilities and the PUC.

           COMMENTS  :   

           1)Background.   The PUC established the SGIP in 2001, pursuant to 
            energy crisis legislation AB 970 (Ducheny), to offer 
            incentives for renewable and "super clean" distributed 
            generation resources.  SGIP has been extended and/or modified 
            by at least five bills since then.  Over the last 10 years, 
            the SGIP has offered rebates for installation of solar, wind, 
            fuel cell, and, until 2008, certain renewable and fossil fuel 
            combustion resources meeting specified emissions and 
            efficiency standards.  As of late 2010, SGIP had committed 
            $865 million for 1489 projects totaling 437 megawatts (MW) 
            capacity.                               
             
             In 2006, the CPUC adopted the California Solar Initiative, 
            which established a rebate program for photovoltaic 
            technologies.  As a consequence, solar was severed from the 
            SGIP, leaving a much smaller program for wind, fuel cells and 
            combustion projects which was to continue until 2008.  In 
            2006, AB 2778 (Lieber) extended SGIP for wind and fuel cells 
            only until 2012.  For non-photovoltaic projects, SGIP had 
            committed $406 million for 600 projects totaling 300MW through 
            late 2010 - an average project award of $677,000 and 
            subsidized capacity cost of $1.35 million/MW (or $1.35/watt).  
            Biogas fuels cells are the most expensive projects funded by 
            SGIP by far - with an average project award of $2.54 million 
            (@$4.63/watt).

            Until SGIP was suspended by the PUC (as explained below), 
            rebates were available for wind, fuel cell and storage 
            projects up to five megawatts - the electric load of a fairly 
            large industrial facility.  Based on current incentive levels, 
            eligible projects can receive payments up to $2.625 million 
            each for wind, $4.425 million each for fossil gas fuel cells 
            and $8.75 million each for "renewable" gas fuel cells.

            A 2005 report commissioned by the PUC to study the 
            cost-effectiveness of the SGIP program concluded that the SGIP 
            program is marginally cost-effective for participants (i.e. 








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            recipients of funding), but is not cost-effective to 
            non-participants (i.e. ratepayers who pay for it).  Because 
            SGIP is funded from distribution rates, its costs are 
            disproportionately borne by residential ratepayers.  However, 
            historically only larger projects have been eligible for SGIP, 
            so residential ratepayers haven't been able to access the 
            incentives.    

            In 2009, SB 412 (Kehoe) extended SGIP collection through 2011, 
            modified eligibility to include fossil fuel projects that 
            reduce GHG emissions, and required the PUC to administer the 
            program until 2016 (based on spending a $200+ million surplus 
            accumulated from prior years).  SB 412 is in the process of 
            implementation by the PUC (a staff proposal outlining program 
            eligibility and rebate levels was released April 21, 2011).  A 
            decision adopting the SB 412 program is expected later this 
            year.

            In response to a December 22, 2010 request from the SGIP 
            program administrators, SGIP was suspended by a PUC ruling 
            issued February 10, 2011, freezing applications received on or 
            after January 1, 2011.  The reason for the suspension was that 
            a rush of awards and applications, mostly from a single 
            vendor, had nearly exhausted both the current budget and the 
            accumulated surplus, leaving less funding than expected for 
            future awards under SB 412.

           2)SGIP's environmental results have been mixed.   The large 
            majority of emission reductions achieved over time by SGIP are 
            attributable to photovoltaic projects, which are no longer 
            eligible for SGIP.  New fossil fuel combustion generators 
            funded by SGIP have resulted in increased emissions of 
            criteria air pollutants and GHG.  SB 412's condition that 
            projects achieve GHG reductions is intended to address this 
            problem, although it will not be applied to SGIP applications 
            until the PUC issues a decision implementing SB 412 and 
            lifting the suspension.

            AB 2778 required the California Energy Commission (CEC), in 
            consultation with the PUC and ARB, to evaluate the costs and 
            benefits of providing ratepayer subsidies for renewable and 
            fossil fuel distributed generation, including recommendations 
            for eligibility and subsidy levels.  The evaluation was 
            included in the CEC's 2008 energy report.  According to the 
            report, "(SGIP) installations have net emissions of air 








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            quality pollutants including (volatile organic compounds), 
            (oxides of nitrogen/NOx), and (carbon monoxide)."

            The report showed small increases in emissions for 
            non-renewable micro-turbines and gas turbines, and significant 
            increases in emissions for internal combustion engines.  The 
            combined increases in GHG emissions attributable to 
            non-renewable combustion cogeneration projects offset all of 
            the GHG benefits achieved by photovoltaics funded by SGIP.  In 
            contrast, projects using renewable fuels, including 
            combustion, showed emissions benefits across the board.

            In general, new distributed generation turbines appear 
            somewhat less efficient than recently-built central-station 
            power plants in terms of direct electrical efficiency.  
            However, distributed generators in combined heat and power 
            (CHP) installations, where waste heat is recovered and put to 
            use in a way that saves natural gas, overall efficiency 
            improves significantly.  Actual efficiency varies widely by 
            system.  The best systems can achieve efficiencies between 80 
            and 90 percent.  Minimum efficiency required for SGIP 
            eligibility is 60 percent Ýtotal energy output (electricity 
            plus heat) divided by fuel input].

            The NOx emission limit in the statute (0.07 lbs/MWhr) is 
            comparable to NOx emission levels achieved by new 
            central-station power plants, although the central-station 
            plants also must obtain offsets from other stationary sources 
            to mitigate the NOx they do emit.  This NOx limit is based on 
            emission standards adopted by ARB and was placed in the SGIP 
            statute in 2003 as an incentive for early compliance with the 
            ARB standards.  Eight years later, ARB's 2007 limit is now in 
            effect, so this provision reflects the standard for 
            distributed generation subject to ARB certification, rather 
            than a step forward.   The author and the committee may wish to 
            consider  deleting the outdated emissions criteria in the bill 
            and instead require that SGIP-funded projects comply with the 
            applicable ARB certification standard and air district 
            permitting requirements under the Clean Air Act, as 
            applicable, and that the program's emission reduction goal be 
            confirmed through periodic evaluation by the PUC and ARB.

           3)Everybody pays a little, some take a lot.   The SGIP has 
            operated as a vendor-driven free-for-all.  This is evidenced 
            by the inequitable and arbitrary distribution of funds, which 








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            bears no direct relationship to electric system needs or other 
            general ratepayer or public benefit.  
             
            According to data maintained by SGIP administrator California 
            Center for Sustainable Energy, over 56 percent of 2010 SGIP 
            funds went to four counties - Los Angeles, San Diego, Santa 
            Clara and San Bernardino.  In 27 counties, no SGIP projects 
            were funded at all, including Del Norte, Trinity, Humboldt, 
            Mendocino, Lake, Sacramento and Imperial.  Nine more counties, 
            including Monterey and Santa Cruz, received just one award.  
             The author and the committee may wish to consider  adding 
            "equitable geographic distribution" of SGIP rebates to the 
            program goals listed in the bill.

            The rush on SGIP funds that led to suspension of the program 
            was dominated by one vendor, Bloom Energy.  Bloom's fuel cell 
            projects stand to receive 2/3 (nearly $220 million) of total 
            2010 SGIP funds.  The size of SGIP subsidies, combined with a 
            30 percent federal investment tax credit, represent the 
            majority, in some cases nearly all, costs of the fuel cell 
            projects.  Rather than leveraging private investment to 
            achieve a public benefit, in this case the public seems to be 
            replacing private investment to achieve a private benefit.

           4)Questionable expenses - from a utility office remodel to a 
            Louisiana landfill.   A recent audit prepared for the PUC to 
            address discrepancies in the SGIP administrators' accounting 
            for funds revealed that PG&E spent $98,000 in SGIP funds to 
            remodel offices in its San Francisco headquarters.  

             More significant is the use of SGIP funds awarded for 
            "directed biogas" projects.  Biogas fuel cells have been 
            eligible for an additional $2/watt rebate on the premise that 
            they are investing in a renewable fuel.  Until 2009, 
            eligibility for this $2/watt bonus was limited to renewable 
            fuels that were produced on-site (e.g. a fuel cell sited at a 
            methane-producing facility such as a landfill, dairy, or 
            sewage treatment plant), although an exception allowed for 
            renewable fuels produced off-site, but delivered to the site 
            of the fuel cell.

            However, in 2009 the PUC approved a Bloom Energy petition to 
            permit fuel cell projects to claim the $2/watt bonus by 
            purchasing off-site (including out-of-state) biogas through a 
            contract for 75 percent of fuel requirement of the project for 








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            five years.  Under these rules, fuel cell projects have 
            claimed approximately $100 million in extra SGIP funds by 
            claiming to use biogas, even though the PUC doesn't require 
            the projects to deliver and use any biogas, and in practice 
            the rules encourage the opposite.  As SGIP rules have been 
            applied by Bloom and others, a recipient need only to commit 
            to purchase less than 20 percent biogas over the project's 
            life to get 100 percent of the payment up front.  

            To obtain the biogas adder, applicants have contracted with 
            out-of-state landfills to inject captured biogas into natural 
            gas pipelines.  A primary source is reportedly a landfill in 
            Louisiana.  However, there's no accounting for the funds to 
            assure that they be spent on biogas or evidence that even the 
            limited commitment required has resulted in additional methane 
            capture, in Louisiana or elsewhere.  The fuel cell itself 
            doesn't need to burn any biogas, and once the rebate funds are 
            paid out, there's no enforcement to confirm that the recipient 
            is actually buying any biogas.  To assure that any SGIP 
            payments based on renewable fuel are more likely to produce 
            investment in new supplies of renewable fuels equivalent to 
            the fuel requirements of the projects that are funded,  the 
            author and the committee may wish to consider  adding a 
            condition requiring the confirmation of physical delivery of 
            the gas to the project or the California pipeline system for 
            the life of the project.   The author and the committee may 
            also wish to consider  whether the source of the fuel should be 
            limited to California, or the extent to which out-of-state 
            sources should be permitted.  

          5)Is SGIP as we know it worth a $415 million-plus investment?   
             The author and the committee may wish to consider  whether a 
            commitment of $415 million-plus is justified at this time, or 
            whether a shorter extension would be more appropriate to 
            permit the PUC to implement SB 412, but provide for 
            legislative review at an earlier date to see if the program 
            has improved.   The author and the committee may also wish to 
            consider  directing the PUC to transition SGIP to 
            performance-based incentives, consistent with their approach 
            in the California Solar Initiative, so that rebates are based 
            on production of energy over the life of the project, rather 
            than paid entirely up front without regard to performance over 
            time.  
             
           REGISTERED SUPPORT / OPPOSITION  :








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           Support 
           
          A123 Systems
          Associated General Contractors of America
          California Business Properties Association
          California Energy Storage Alliance
          California Institute of Technology
          California Large Energy Consumer Association
          California League of Conservation Voters
          California Manufacturers & Technology Association
          CALMAC Manufacturing Corporation
          CalWEA
          Capstone Turbine Corporation
          Clean Economy Network
          Debenham Energy
          Deeya Energy
          EnerVault Corporation
          Environmental Defense Fund
          Fluidic
          Foundation Windpower
          Greensmith Energy Management Systems
          Ice Energy
          Industrial Environmental Association
          LightSail Energy
          Mitsubishi Cement Corporation
          Mitsubishi Power Systems
          Pacific Environment
          Powergetics
          Prudent Energy Corporation
          RES Americas
          Saft America
          Samsung SDI America
          Seeo
          Silent Power
          Solar Turbines
          Sonoma County Water Agency
          Sumitomo Electric
          SunEdison
          Sunverge Energy
          SustainX
          TechNet
          Teichert Materials
          Xtreme Power
          Younicos








                                                                  AB 1150
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           Opposition 
           
          The Utility Reform Network (TURN) (unless amended)

           
          Analysis Prepared by  :  Lawrence Lingbloom / NAT. RES. / (916) 
          319-2092