BILL ANALYSIS                                                                                                                                                                                                    �






                            SENATE COMMITTEE ON EDUCATION
                                Alan Lowenthal, Chair
                               2011-12 Regular Session
                                          

          BILL NO:       AB 1166
          AUTHOR:        Solorio
          AMENDED:       January 23, 2012
          FISCAL COMM:   No             HEARING DATE:  May 16, 2012
          URGENCY:       No             CONSULTANT:Beth Graybill

           SUBJECT  :  Pupils:  Privacy of pupil records: standardized test 
          scores and grades.
          
           SUMMARY   

          This bill prohibits school districts from including information 
          about a pupil's scores on standardized tests or course grades on 
          a school identification card or any other object a pupil may be 
          required to carry while at school.  

           BACKGROUND  

          Existing law specifies that a school district may provide 
          statistical data to a public agency or entity, private nonprofit 
          college, university, or educational research and development 
          organization, as long as no pupil may be identified from the 
          data.  (Education Code � 49076)

          Existing law specifies that a pupil record means any item of 
          information directly related to an identifiable pupil (other 
          than directory information) that is maintained by a school 
          district, whether recorded by handwriting, print, tapes, film, 
          microfilm, or other means.  (EC � 49061)

          Existing law requires every pupil to have an individual record 
          of accomplishment by the end of grade 12 that includes the 
          results of achievement tests administered as part of the 
          Standardized Testing and Reporting (STAR) Program, the results 
          of end-of-course exams, and any vocational education 
          certification exams a pupil may have taken.  Existing law 
          specifies that a pupil's record of accomplishment is private and 
          may not be released to any person other than the pupil's parent 
          or guardian, or a teacher, counselor, or administrator directly 
          involved with the pupil, without the express written consent of 
          either the parent or guardian if the pupil is a minor, or the 




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          pupil if the pupil has reached the age of majority or is 
          emancipated.  (EC � 60607)

          Existing law specifies that individual test results from the 
          STAR program may only be released with the permission of either 
          the pupil's parent or guardian, or the pupil if the pupil has 
          reached the age of majority or is emancipated.  (EC � 60641)

          Existing federal law, the Family Educational Rights and Privacy 
          Act (FERPA) generally prohibits the improper disclosure of 
          personally identifiable information derived from education 
          records.  FERPA applies to all educational agencies and 
          institutions that receive funding under any program administered 
          by the U.S. Department of Education.  Under FERPA, schools are 
          required to provide certain privacy protections for the 
          educational records they maintain.  

           ANALYSIS  

           This bill  :

          1)   Prohibits a school district from including on a pupil's ID 
               card, or any other object a pupil is required to carry on 
               his or her person while at school, any information about 
               the pupil's scores on standardized tests or course grades a 
               pupil has received.  Prohibited information includes but is 
               not limited to the following:  

               a)        A pupil's actual test score or grades.

               b)        The percentile or range into which those test 
                    scores or grades fall.

               c)        Any symbol, color, logo, or other device or 
                    emblem used to represent or convey any information 
                    about those test scores or grades.  

          2)   States the intent of the Legislature that the bill should 
               not be construed to prohibit schools from honoring or 
               recognizing pupil achievement.  

           STAFF COMMENTS  

           1)   Need for the bill  .  According to the author's office, the 
               purpose of AB 1166 is to address privacy issues raised by 
               incentive programs that identify a pupil's level of 




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               academic achievement on identification (ID) cards or other 
               objects that students are required to carry while at 
               school.  Although the intent of such programs may be to 
               encourage improvements in academic achievement, the author 
               maintains that the programs serve to publicly brand 
               students, which can embarrass some students and result in 
               inequitable treatment of students "branded" as lower 
               achieving.  

           2)   Performance-based incentive programs  .  Since the California 
               Standards Tests (CSTs) do not generally affect a student's 
               academic standing, some high schools have found it 
               challenging to ensure that students take the annual tests 
               as seriously as they do the California High School Exit 
               Exam or end-of-course examinations.  Yet because of the 
               important role the CSTs play in a school's Academic 
               Performance Index standing, some schools have turned to 
               incentive programs to encourage higher achievement levels.  


          At the start of the 2010-2011 school year, Kennedy High School 
               and Cypress High School in the Anaheim Union High School 
               District (AUHSD) implemented a new incentive program that 
               assigned pupils different colored ID cards based on their 
               performance on the previous year's CSTs in the STAR 
               program.  Students who scored "advanced" or "proficient" in 
               all subjects on the 2009-10 California Standards Tests 
               (CSTs) received a gold ID card.  All other students 
               received white ID cards.  

          The schools modified their programs for the 2011-12 school year 
               giving students who scored "advanced" on all of the 
               previous year's CSTs a black/platinum ID card, while 
               students who scored proficient or advanced on all of the 
               2010-2011 CSTs or improved their scores by at least one 
               level on two or more CSTs were given a gold ID card.  
               Students who scored below proficient or advanced in any 
               subject or did not meet the improvement criteria were given 
               a white ID card.  The modified program also included 
               color-coded planners that coordinated with the ID cards.  

          A student's designation remained in place for the school year, 
               and students were expected to carry their ID cards with 
               them.  In both years pupils with the premium ID cards 
               received certain benefits and rewards.  Pupils with 
               black/platinum or gold ID cards were entitled to separate 




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               (shorter) lunch lines specifically reserved for them, 
               discounts and/or free admission to certain after school 
               activities, and lower entry fees for football games.  In 
               effect, these programs penalized the lower performing 
               students with longer lines and more expensive student 
               activities for the whole school year regardless of any 
               improvements in grades or coursework during that time.  In 
               response to media and community pressure, the AUHSD 
               discontinued the programs in fall 2011 and has since 
               provided students with uniform ID cards and planners.  The 
               district has formed a task force to develop a new program 
               to incentivize students.  

          Although many schools have honors programs for students who want 
               to demonstrate academic excellence, they are often programs 
               or courses of study to which the student applies and in 
               which benefits are related to activities and performance 
               within the program, such as access to specialized classes, 
               graduation recognition, or scholarship eligibility.  The 
               bill does not limit the ability of schools to encourage 
               high achievement through programs that recognize superior 
               performance.  The programs addressed by this bill are 
               non-voluntary, school-wide programs that have the effect of 
               publicly identifying students based on academic performance 
               with benefits/penalties that may not be directly related to 
               performance.  

           3)   Privacy concerns  .  Incentive programs that distinguish 
               between students on the basis of academic performance raise 
               issues of student privacy if the indicators of academic 
               achievement are derived from pupil records.  Current law 
               prohibits the disclosure of individual test results without 
               explicit permission and further states that a pupil record 
               means any item of information directly related to an 
               identifiable pupil.  Supporters of incentive programs have 
               argued that identifying score ranges (e.g. "advanced," 
               "proficient," etc.) rather than a pupil's individual test 
               score does not violate existing law.  However, since score 
               ranges are derived from a pupil's score, an argument can be 
               made that they are an essential part of the test results 
               and should therefore be protected.  Given that students 
               frequently use ID cards in public places such as the school 
               library, the lunch line, or student activities, it seems 
               reasonable that the cards should not contain information 
               derived from a pupil's private record of achievement.   





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           SUPPORT
           
          California Teachers Association

           OPPOSITION
           
          None received.