BILL ANALYSIS                                                                                                                                                                                                    �



                                                               AB 1186
                                                                       

                      SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                        Senator S. Joseph Simitian, Chairman
                              2011-2012 Regular Session
                                           
           BILL NO:    AB 1186
           AUTHOR:     Skinner
           AMENDED:    June 6, 2012
           FISCAL:     Yes               HEARING DATE:     July 2, 2012
           URGENCY:    No                CONSULTANT:       Peter Cowan
            
           SUBJECT  :    CALIFORNIA GLOBAL WARMING SOLUTIONS ACT: SCHOOL 
                          ENERGY EFFICIENCY

            SUMMARY  :    
           
            Existing law  , under the California Global Warming Solutions 
           Act of 2006 (CGWSA): 

           1) Requires the California Air Resources Board (ARB) to 
              determine the 1990 statewide greenhouse gas (GHG) emissions 
              level and approve a statewide GHG emissions limit that is 
              equivalent to that level, to be achieved by 2020, and to 
              adopt GHG emission reduction measures by regulation, and 
              sets certain requirements in adopting the regulations. ARB 
              may include the use of market-based mechanisms to comply 
              with these regulations. (Health and Safety Code �38500 et 
              seq.).

           2) Requires ARB to prepare and approve a scoping plan by 
              January 1, 2009, for achieving the maximum technologically 
              feasible and cost-effective reductions in GHG emissions 
              from sources or categories of sources of GHGs by 2020. ARB 
              must evaluate the total potential costs and total potential 
              economic and noneconomic benefits of the plan for reducing 
              GHGs to the state's economy and public health, using the 
              best economic models, emission estimation techniques, and 
              other scientific methods. The plan must be updated at least 
              once every five years. (�38561).

           3) Authorizes ARB to adopt a schedule of fees to be paid by 
              GHG emission sources regulated under CGWSA, to be deposited 
              into the Air Pollution Control Fund and available upon 
              appropriation by the Legislature for carrying out the 









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              CGWSA. (�38597).
            
                  
            This bill  : Requires any investor-owned utility (IOU) that 
           receives proceeds from the auction of GHG emission allowances 
           directly allocated to the IOU by the ARB to submit to the PUC 
           an expenditure plan for those proceeds and prohibits the PUC 
           from approving such a plan unless:

           1) 10 percent of those GHG emission allowance auction proceeds 
              are available to fund a grant program for cost-effective 
              energy efficiency improvements for public K-12 schools, 
              including, but not limited to, advanced lighting controls, 
              upgrades to heating, ventilation, and air-conditioning 
              systems, hot water, and kitchen appliances, for schools in 
              the IOU's service area.

           2) The plan includes measures to leverage funding from other 
              sources that do not adversely affect that grant program.

            COMMENTS  :

            1) Purpose of Bill  . According to the author "Over 70% of 
              California's public school classrooms are over 25 years 
              old. In addition, schools account for approximately 12% of 
              all commercial energy consumption, representing not only a 
              significant cost to California's public schools, but also 
              demonstrating that schools have a sizable greenhouse gas 
              footprint." The author contends that by directing 10 
              percent of the IOU auction proceeds to school energy 
              efficiency will reduce General Fund expenditures for 
              utility bills at California's K-12 public schools.

            2) Brief background on cap-and-trade  . The adopted 
              cap-and-trade regulation imposes a cap on the aggregate GHG 
              emissions allowed from "capped sectors." The entities 
              covered within these sectors constitute approximately 85% 
              of all statewide GHG emissions. Each year the cap declines, 
              thus resulting in a reduction in GHG emissions over time. 
              To comply with the cap, covered entities must surrender to 
              the state a number of "compliance instruments" equal to the 
              amount of their GHG emissions, as expressed in the 
              equivalent metric tons of CO2. The regulations describe two 









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              types of compliance instruments: a) an "allowance" to emit 
              GHGs, all of which are generated by the state in an amount 
              equal to the cap and; b) an "offset" resulting from an 
              emissions reduction achieved in an uncapped sector and 
              generated by third party pursuant to a protocol adopted by 
              ARB. 

              Under the cap-and-trade regulation many of the allowances 
              are freely allocated to the covered entities, some are held 
              in a price containment reserve, and the remainder 
              auctioned. Allowances received or purchased can be traded, 
              thus creating an emissions market which according to ARB 
              minimizes compliance costs and encourages businesses to 
              invest in GHG emissions reductions. ARB plans to hold 
              auctions quarterly starting in November 2012, and monies 
              collected for allowances sold at auction are deposited into 
              the Air Pollution Control fund, with the exception of 
              allowances sold on behalf of Investor Owned Utilities 
              (IOUs). 

              IOUs are given enough allowances to cover all of their 
              emissions, but are required to auction them all. The 
              revenues from these auctions are then returned to the IOUs 
              to be used for ratepayer benefit in accordance with an 
              ongoing rulemaking at the Public Utilities Commission 
              (PUC).

            3) Avoiding duplication  . The state currently administers 
              several multiple energy efficiency programs, including 
              those specifically targeted to K-12 schools. These programs 
              are administered by PUC, CEC, and the Office of Public 
              School Construction.

              The PUC issued a decision on May 10, 2012, establishing the 
              parameters by which IOUs will design their efficiency 
              programs 2013-2014, and includes specific reference toward 
              encouraging investment in municipalities, universities, 
              colleges, schools, and hospitals, but does not make 
              specific guidance on what level of funding should be 
              directed to schools. Those investment plans and budgets are 
              due to the PUC in July.

              The CEC administers the Energy Conservation Assistance Act 









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              (ECAA) which makes low interest loans for energy efficiency 
              and renewable energy to public schools, public hospitals 
              and local jurisdictions. Loans do not become due until 
              energy cost savings have occurred and are repaid from those 
              cost savings. According to the CEC, the ECAA program has 
              issued 320 loans to schools totaling $45,117,285.

              The School Facilities Program Modernization Program 
              provides state funds on a 60/40 state and local sharing 
              basis for eligible improvements to educationally enhance 
              existing school facilities. Projects eligible under this 
              program include modifications such as air conditioning, 
              plumbing, lighting, and electrical systems. Since 1998, 
              $8.85 billion in general obligation bonds have been 
              approved by the voters. As of fall 2011, $7.49 billion has 
              been allocated to schools and $750 million remained.

              As the state considers additional energy efficiency 
              programs it should endeavor to avoid duplicating efforts in 
              multiple programs and to provide a clear means of 
              evaluating the success for these various efforts.

            4) Cap-and-trade revenues in the budget  . The Governor's budget 
              proposal estimated that fee revenues from the first set of 
              auctions will be $1 billion in the 2012-13 Budget, with 
              auctions planned for November 2012, February 2013, and May 
              2013. Actual revenues cannot be known until the auctions 
              have been completed. 

              The natural resources budget trailer bill establishes the 
              Greenhouse Gas Reduction Fund as a special fund in the 
              State Treasury to receive all funds resulting from 
              cap-and-trade auctions. It also specifies that the fund be 
              appropriated in the annual Budget Act and requires the 
              Department of Finance to submit to the Legislature a 
              proposal for expenditure of the fund, unless the 
              Legislature passes a bill before August 31, 2012, 
              specifying a process for establishing a long-term spending 
              plan that includes: a) criteria and requirements for the 
              use of the auction proceeds, b) establishment of program 
              categories eligible for funding, and c) the specification 
              of the process that ARB use to develop the strategy. The 
              trailer bill further requires agencies expending moneys 









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              from the fund to prepare a record describing the uses of 
              the funds, how they further the goals of the CGWSA, 
              including attainment of the 2020 limit, how non-GHG 
              emissions objectives of the CGSWA were considered, and a 
              description of how the agency will document the results of 
              the expenditure.  

               The trailer bill also allows the PUC to allocate up to 15% 
              of proceeds from the auction of allowance distributed to 
              IOUs for clean energy and energy efficiency projects 
              established by statute and administered by the IOUs if they 
              are not otherwise funded. The remainder of the IOU 
              allowance allocation proceeds must be credited directly to 
              residential, small business, and emissions-intensive 
              trade-exposed retail ratepayers.

            5) Finding the funds  . In considering whether the funding 
              source identified in AB 1186 IOU allowance auction revenue 
              is the most appropriate the committee should take into 
              account:

              a)    On June 7, 2012, the Senate Budget Committee voted to 
                 adopt trailer bill language directing ARB and PUC to 
                 rebate any IOU cap-and-trade proceed collected to be 
                 refunded to ratepayers in the form of a "climate 
                 dividend" rebate, inconsistent with the direction in AB 
                 1186.

              b)    The proposed funding source only applies to IOUs and 
                 thus only the schools that fall into those service 
                 areas. While Publicly Owned Utilities (POUs) are also 
                 allocated allowances under cap-and-trade regulation they 
                 are not subject to the same auction requirement and 
                 would not be affected by AB 1186. 

              In response to similar concerns raised by the Senate 
              Energy, Utilities and Communications Committee, the author 
              agreed to identify other revenue sources.

            6) Related legislation  . SB 1268 (Pavley), set for hearing in 
              Assembly Natural Resources Committee July 2, 2012, extends 
              sunsets on the Energy Conservation Assistance Account and 
              the Local Jurisdiction Energy.









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              SB 1572 (Pavley) establishes the Greenhouse Gas Reduction 
              Fund within the Air Pollution Control Fund and requires 
              that all moneys collected pursuant to the market-based 
              compliance mechanism be deposited in the Fund and specifies 
              the lesser of half of the money in the Fund for 2013-14 or 
              $250 million would be available for appropriation by the 
              Legislature, to administering agencies to fund prescribed 
              projects that meet certain goals relating to GHG emissions 
              reductions. The bill would require administering agencies 
              to prepare and submit to the Legislature quarterly reports 
              on funded projects and activities. SB 1572 is set for 
              hearing in Assembly Natural Resources Committee July 2, 
              2012.

              AB 1532 (J. Perez) establishes procedures for deposit and 
              expenditure of regulatory fee revenues derived from the 
              auction GHG allowances pursuant to the cap-and-trade 
              program, and specifically requires PUC to develop and 
              transmit to ARB an investment plan which includes 
              requirements on how IOUs may use any allowance auction 
              moneys the IOUs might collect pursuant to a market-based 
              compliance mechanism. AB 1532 is set for hearing in the 
              Senate Environmental Quality Committee July 2, 2012.

            SOURCE  :        Assemblymember Skinner  

           SUPPORT  :       Alameda County Office of Education
                          Bonita Unified School District
                          Breathe California
                          California School Employees Association
                          California State Association of Electrical 
                          Workers
                          California State Pipe Trades Council
                          California Teachers Association
                          Coalition for Adequate School Housing
                          Ella Baker Center for Human Rights
                          Environmental Defense Fund
                          Fagen, Friedman and Fulfrost
                          Los Angeles Unified School District
                          Marysville Joint Unified School District
                          McKinstry
                          Oakland Unified School District









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                          Partnership for Children and Youth
                          PMSM Architects
                          School Energy Coalition
                          State Building & Construction Trades Council of 
                          California
                          State Superintendent of Public Instruction
                          U.S. Green Building Chapter, California
                          West Contra Costa Unified School District
                          Western States Council of Sheet Metal Workers

            OPPOSITION  :    American Council of Engineering Companies - Ca
                          California Asian Pacific Chamber of Commerce
                          California Business Properties Association
                          California Chamber of Commerce
                          California Chapter of the American Fence 
                          Association
                          California Construction Trucking Association
                          California Council for Environmental and 
                          Economic Balance
                          California Farm Bureau Federation
                          California Fence Contractors' Association
                          California Framing Contractor's Association
                          California Grocers Association
                          California Independent Oil Marketers 
                          Association
                          California Large Energy Consumers Association
                          California League of Food Processors
                          California Manufacturers & Technology 
                          Association
                          California Metals Coalition
                          California Retailers Association
                          California Taxpayers Association
                          Can Manufacturers Institute
                          Chemical Industry Council of California
                          Engineering Contractors' Association
                          Flasher/Barricade Association
                          Golden State Builders Exchanges
                          Marin Builders' Association
                          National Federation of Independent Business
                          Pacific Gas and Electric Company
                          PacifiCorp
                          San Diego Gas & Electric
                          Southern California Edison









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                          United Contractors
                          Western Wood Preservers' Institute