BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1565
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          ASSEMBLY THIRD READING
          AB 1565 (Fuentes)
          As Amended  May 25, 2012
          Majority vote 

           BUSINESS & PROFESSIONS     7-2  EDUCATION           8-1         
           
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          |Ayes:|Hayashi, Bill Berryhill,  |Ayes:|Brownley, Ammiano,        |
          |     |Allen, Butler,            |     |Buchanan,                 |
          |     |Eng, Hill, Ma             |     |Butler, Carter, Eng,      |
          |     |                          |     |Halderman,                |
          |     |                          |     |Williams                  |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Hagman, Smyth             |Nays:|Norby                     |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           APPROPRIATIONS      12-5                                        
           
           ----------------------------------------------------------------- 
          |Ayes:|Fuentes, Blumenfield,     |     |                          |
          |     |Bradford, Charles         |     |                          |
          |     |Calderon, Campos, Davis,  |     |                          |
          |     |Gatto, Ammiano, Hill,     |     |                          |
          |     |Lara, Mitchell, Solorio   |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Harkey, Donnelly,         |     |                          |
          |     |Nielsen, Norby, Wagner    |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Requires the prequalification questionnaire and 
          uniform system a school district uses to rate bidders on a 
          public works project to contain substantially similar 
          information, questions, and requirements to the questionnaire 
          and guidelines for rating bidders developed by the Department of 
          Industrial Relations (DIR), and requires prequalification for 
          school public works projects.  Specifically,  this bill  :  

          1)Requires, when the school district board requires contractors 
            to prequalify for a project, that the questionnaire and 








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            uniform system of rating bidders contain substantially similar 
            information, questions, and requirements to the standardized 
            questionnaire and model guidelines for rating bidders 
            developed by DIR.

          2)Requires a school district to use prequalification for any 
            school facility construction project over $1 million that 
            receives funds under the Leroy Green School Facilities Act of 
            1998, and further requires:

             a)   For contracts awarded on or after January 1, 2014, until 
               January 1, 2019, the school district board to use the 
               uniform system of rating bidders adopted by the school 
               district board, or if the school district board has not 
               adopted a system, to use the standardized questionnaire and 
               model guidelines for rating bidders developed by DIR; and, 

             b)   Requires that subcontractors also be prequalified. 

          3)Requires, on or before January 1, 2018, the DIR to submit a 
            report to the Legislature evaluating whether, during the years 
            the provisions of this bill applied to contracts, violations 
            of the Labor Code on school district projects have decreased 
            as compared to the same number of years immediately preceding 
            the enactment of this bill, and recommend improvements to the 
            system for prequalifying contracts and subcontractors on 
            school district projects.
          

          4)Stipulates that the disqualification of a subcontractor by the 
            governing board of the district does not disqualify an 
            otherwise prequalified contractor.
               
          5)Exempts school districts with an average daily attendance of 
            less than 2,500 from the provisions of this bill. 

          6)Sunsets the provisions of this bill on January 1, 2019. 

           EXISTING LAW  : 

          1)Allows the school district to use the prequalification process 
            for the following public works contracts: 

             a)   Contracts costing $50,000 or more for equipment, 








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               materials, supplies, non-construction services, and 
               non-maintenance repairs; or, 

             b)   Contracts costing $15,000 or more for construction 
               projects.  

          2)Requires a school district using prequalification for public 
            works projects to adopt and apply a uniform system of rating 
            biddings on the basis of completed questionnaires and 
            financial statements in order to determine the size of the 
            contracts upon which each bidder shall be deemed qualified to 
            bid. 

          3)Prohibits school districts from furnishing bid proposal forms 
            to people who have not submitted a questionnaire and financial 
            statement for prequalification at least five calendar days 
            prior to the public bid opening date and have been 
            prequalified at least one day prior to the public bid opening 
            date.

           FISCAL EFFECT  :   According to the Assembly Appropriations 
          Committee: 

          1)Unknown, but significant ongoing state-reimbursable General 
            Fund (Propisition 98) costs to school districts related to 
            establishing and administering the prequalification 
            process-likely as an additional contract cost for construction 
            management consultants.  Additional costs would be incurred to 
            address appeals from contractors denied qualification.  If 
            this process added 0.1% to 0.5% to project costs, for every 
            $500 million in state-funded school construction projects, 
            state mandated costs would be $500,000 to $2.5 million.

          2)To the extent this process eliminates unqualified contractors 
            who would otherwise be the winning bidder, districts might 
            avoid certain costs associated with an underperforming 
            contractor, such as time delays or inferior construction, and 
            any associated legal costs.

          3)The DIR will incur minor one-time costs ($75,000 or less) to 
            determine any impact of the prequalification process on Labor 
            Code violations and to make any recommendations for improving 
            the process.









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           COMMENTS  :   According to the author's office, "Since state law 
          requires the use of the lowest bidder, many unqualified 
          contractors are being awarded school construction projects with 
          little or no experience and who lack the financial fortitude to 
          accomplish a project on time and on budget.  Under current law, 
          the selected contractors may file a significant amount of change 
          orders that increases the cost of the project.  In many 
          instances, this also leads to cutting corners that produce 
          defects, prevailing wage violations, and unsafe working 
          conditions for workers."  

          Prequalification can be used by public entities used to 
          prequalify interested bidders prior to the actual bid.  Bidders 
          are required to submit a questionnaire, financial statements, a 
          notarized statement from a surety, and proof of insurance.  
          Prequalification enables public entities to score a contractor 
          based previous performance, compliance with health, safety, and 
          labor laws, and the completion of recent projects and the 
          quality of performance.  Prequalification also allows public 
          entities to determine whether a contractor has previously worked 
          on school construction projects or has a record of litigation 
          and criminal convictions related to construction work.  

          AB 574 (Hertzberg), Chapter 972, Statutes of 1999, allowed many 
          public agencies to require licensed contractors that wish to bid 
          on public works jobs to prequalify for the right to bid on a 
          specific public works project.  AB 574 further authorized public 
          entities to require prospective bidders to complete 
          questionnaires and required the DIR, in collaboration with 
          affected agencies and interested parties, to develop a 
          standardized questionnaire and model guidelines for rating 
          bidders that public entities may use.  AB 574 applies to all 
          cities, counties, and special districts, but does not apply to 
          K-12 school districts.

          Existing law does not require, but authorizes every public 
          agency to adopt a prequalification system.  Current law allows a 
          public agency to establish two different kinds of 
          prequalification procedures for public works projects.  A public 
          agency may establish a prequalification procedure linked to a 
          single project or adopt a procedure by which a contractor may 
          qualify to bid on projects which are put out for bid by that 
          agency for a period of one year after the date of initial 
          prequalification. 








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          A public agency that requires prequalification must use a 
          standardized questionnaire and financial statement, adopt and 
          apply an objective uniform system of rating bidders based on 
          completed questionnaires and financial statements, and create an 
          appeals process to allow a contractor denied prequalification to 
          challenge that determination.  

          Current law does not mandate a public entity to utilize the 
          prequalification process nor requires that an expenditure amount 
          trigger the use of the prequalification process.  


           Analysis Prepared by  :    Joanna Gin / B.,P. & C.P. / (916) 
          319-3301 


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