BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1609
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          ASSEMBLY THIRD READING
          AB 1609 (Lara)
          As Amended  May 25, 2012
          Majority vote 

           NATURAL RESOURCES   9-0         APPROPRIATIONS      17-0        
           
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          |Ayes:|Chesbro, Knight,          |Ayes:|Fuentes, Harkey,          |
          |     |Brownley, Dickinson,      |     |Blumenfield, Bradford,    |
          |     |Grove, Halderman,         |     |Charles Calderon, Campos, |
          |     |Huffman, Monning, Skinner |     |Davis, Donnelly, Gatto,   |
          |     |                          |     |Ammiano, Hill, Lara,      |
          |     |                          |     |Mitchell, Nielsen, Norby, |
          |     |                          |     |Solorio, Wagner           |
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          SUMMARY  :  Requires the "AB 3098 List" to include surface mining 
          operations that are in compliance with an order addressing 
          noncompliance with the Surface Mining and Reclamation Act 
          (SMARA) and expands and alters the appeal process for surface 
          mining operations removed or excluded from the list.  
          Specifically,  this bill:
           
          1)Requires that the AB 3098 List include surface mining 
            operations that are in compliance with an order issued by the 
            Department of Conservation (Department) or lead agency 
            addressing any noncompliance with SMARA.  (See EXISTING LAW 2) 
            and 3) for an explanation of the AB 3098 List.).

          2)Requires the Department to give notice to a surface mining 
            operation that will be excluded or removed from the AB 3098 
            List.  An appeal must be filed within 30 days from when the 
            notice was served.  An appeal must be heard by the State 
            Mining and Geology Board (Board) at a public hearing within 60 
            days from the date the appeal is filed, or a longer time as 
            may be mutually agreed upon by the parties.  If a timely 
            appeal is filed on behalf of a surface mining operation, the 
            surface mining operation is to remain on the list pending the 
            final outcome of that appeal, if the appeal has not been 
            pending for more than 180 days.

          3)Requires the Board to deny a request for an appeal if a) the 
            notice alleges violation(s) that are ministerial in nature and 








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            not constituting a substantial violation, in which case the 
            appellant has 30 days to correct the violation and achieve 
            compliance; or, b) the specific claims asserted in the notice 
            have been adjudicated or are pending adjudication before the 
            Board or a lead agency in a separate action.

          4)Authorizes the appellant to obtain a review of the Board's 
            determination by commencing an action in court for a writ of 
            mandate within 90 days following that determination.  The 
            court shall exercise its independent judgment when reviewing 
            the case.

           EXISTING LAW  :

          1)Creates SMARA, which prohibits a person from conducting 
            surface mining operations unless the lead agency for the 
            operation issues a surface mining permit and approves a 
            reclamation plan and financial assurances for reclamation.  
            Depending on the circumstances, a lead agency can be a city, 
            county, the San Francisco Bay Conservation and Development 
            Commission, or the Board.

          2)Prohibits a state or local agency from acquiring or utilizing 
            sand, gravel, aggregates, or other mineral products from 
            surface mining operations unless the operation is identified 
            in the AB 3098 List.

          3)Requires the Department, at a minimum, to quarterly publish 
            the AB 3098 List, which is a list identifying all of the 
            following surface mining operations:

             a)   Surface mining operations for which a report has been 
               submitted to the Department that indicates:  i) a 
               reclamation plan and financial assurances have been 
               approved pursuant to SMARA; ii) the operations are in 
               compliance with state reclamation standards; iii) the 
               operations are in compliance with the state's financial 
               assurance guidelines; and, iv) the annual reporting fee has 
               been submitted to the Department;

             b)   Surface mining operations for which a certain appeal is 
               pending before the Board, provided that the appeal has not 
               been pending before the Board for more than 180 days; and,









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             c)   Surface mining operations for which an inspection is 
               required and for which an inspection notice has been 
               submitted by the lead agency that indicates both compliance 
               with the approved reclamation plan and that sufficient 
               financial assurances have been approved and secured.

           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, to implement this bill, the Department would incur 
          administrative work beyond its existing workload.  New or 
          increased activities would include providing notice to surface 
          mining operations not to be included on the AB 3098 List, 
          tracking appeals for purposes of the 30-day appeal right, and 
          costs to administer a greater number of appeals.  

          While it is reasonable to expect list exclusion appeals to 
          increase as a result of this bill, the extent of this increase 
          is unknown, though limiting appeals to nonministerial actions 
          should reduce the number of appeals. The Department estimates a 
          potential increase of 40 additional appeals annually, which, in 
          addition to the other new or increased responsibilities created 
          by this bill, would require two full time staff to administer at 
          an annual cost of approximately $300,000.  Because statute caps 
          the fees that fund the Department's mining regulatory 
          activities, these costs would result in cost pressure that would 
          lead to reductions in some undefined area of departmental 
          activity.

           COMMENTS  :  AB 3098 (Sher), Chapter 1077, Statutes of 1992, 
          established the "AB 3098 List," which lists each surface mining 
          operation regulated under SMARA that meets all of the following 
          conditions:  the operation has an approved reclamation plan; the 
          operation has an approved financial assurance; the operation has 
          filed its annual report; the operation has paid its reporting 
          fee; and the operation has had its annual inspection by the lead 
          agency which reflects the operation is in compliance with SMARA. 
           Additionally, an operation may remain on the AB 3098 List if it 
          has a pending appeal with the Board regarding approval of the 
          reclamation plan or financial assurances, provided that the 
          appeal has not been pending for more than 180 days.  

          The significance of the AB 3098 List is that if a surface mining 
          operation is not included on the list, which is published at 
          least quarterly, it cannot sell sand, gravel, aggregates, or 
          other mined materials to a state or local agency.  According to 








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          the author, "public sector work is a vital revenue stream for 
          construction aggregates industry, with 43 percent of production 
          estimated to be consumed by public entities."  The author 
          further claims that "to many of the mine operators, removal from 
          the list will ultimately put them out of business with hardly 
          any chance of reopening operations."

          The author and the surface mining industry have raised the 
          concern that a mining operator may be taken off of the AB 3098 
          List for a SMARA violation even if it has entered into an 
          agreement with the lead agency to correct the violation and is 
          complying with the agreement.  Violations can range from issues 
          that can be addressed with quick fixes, such as failure to 
          maintain fencing or establish appropriate invasive weed control, 
          to issues related to boundary lines and slope stability, which 
          may require more time to address.  This bill allows a surface 
          mining operation to stay on the AB 3098 List if it is in 
          compliance with an order or an agreement with the lead agency or 
          the Department.  According to the author, this will likely allow 
          many mining operators to stay in business while taking action to 
          meet the requirements of SMARA.
           
           The author and the surface mining industry have also expressed 
          the need for a formal notice and appeal process for the 
          Department's decision to remove or exclude an operator from the 
          AB 3098 List. 

          While Department staff has indicated that the Board generally 
          attempts to work with a mining operator at length before 
          excluding or removing the operation from the AB 3098 list, the 
          Board is interested in working with the industry to develop 
          appropriate due process protections.

           
          Analysis Prepared by  :    Mario DeBernardo / NAT. RES. / (916) 
          319-2092 


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