BILL ANALYSIS                                                                                                                                                                                                    �






                                                       Bill No:  AB 
          1783
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2011-2012 Regular Session
                                 Staff Analysis



          AB 1783  Author:  Perea
          As Amended:  April 10, 2012
          Hearing Date:  June 12, 2012
          Consultant:  Paul Donahue


                                     SUBJECT  

                  Public contracts: Small business preferences

                                   DESCRIPTION
           
          1)Revises the small business certification procedure to 
            provide that the Department of General Services has the 
            sole responsibility for certifying and determining 
            eligibility of small businesses.

          2)Provides that local government agencies shall have access 
            to the DGS list of certified small businesses posted on 
            dgs.ca.gov for use as a reference guide to confirm a 
            small business certification.  

          3)Authorizes a local government agency to set additional 
            guidelines for local small business preference purposes.

                                   EXISTING LAW
           
          1)Authorizes a local agency to provide for a small business 
            preference in construction, the procurement of goods, or 
            the delivery of services, and to establish a 
            subcontracting participation goal for small businesses on 
            contracts with a preference for those bidders who meet 
            the goal. 

          2)Authorizes each local agency to define a small business 
            for the purposes of these preferences and goals.  




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          3)Designates DGS as the administrator of the state Small 
            Business Procurement and Contract Act, including the 
            small business certification process, procurement process 
            for state contracts of up to $250,000, and a preference 
            program for bids made by certified small business and 
            microbusinesses.

          4)Establishes a 5% preference for bids made by certified 
            small business and microbusinesses for the award of state 
            procurement contracts.  

          5)Defines a small business as independently owned, not 
            dominant in its field of operation, domiciled in 
            California, employing 100 or fewer employees, and earning 
            $14 million or less in average annual gross revenues for 
            the three previous years.

                                    BACKGROUND
           
           1)State contracting with small businesses  :  The Small 
            Business Procurement and Contract Act was enacted more 
            than 30 years ago.  It provides a small business 
            preference within the state's procurement process with a 
            view toward increasing the number of contracts between 
            the state and small businesses.  In 1989, a disabled 
            veteran owned business enterprise (DVBE) preference was 
            added to the program.  Since 2001, there have been four 
            Executive Orders (EOs) specifying a 25% goal for small 
            business and 3% DVBE participation in state procurement 
            contracts, including EO D-37-01 (2001), EO S-02-06 
            (2006), EO D-43-01(2001), and EO S-11-06 (2006).  
            Statutory enactments strengthened the Act, including SB 
            115 (Florez - 2005), which requires DGS to establish a 
            DVBE incentive program for state contracts; and AB 761 
            (Coto - 2007), which codified a 25% small business 
            participation goal for contracts related to revenues 
            expended from the 2006 infrastructure bonds.

           2)Local government  :  Local government entities typically 
            manage the certification of small businesses and 
            microbusinesses for purposes of establishing local 
            bidding preferences.  Although some jurisdictions have 
            signed memoranda of understanding with DGS in which the 
            local government entity agrees to recognize, for purposes 
            of local preferences, any small business or microbusiness 




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            that has been certified at the state level, only a few 
            jurisdictions participate.  As a result, jurisdictions 
            require small and microbusinesses to repeat the 
            certification process at the local level in a process 
            that is often duplicative of state certification.

            AB 1783 does not require local jurisdictions to recognize 
            and use the list of certified small businesses and 
            microbusinesses produced by DGS, but it does provide 
            local jurisdictions with the option of using it as a 
            reference for certifying small businesses for local 
            preferences.

           3)State Small Business Certification  : DGS is responsible 
            for the certification of small businesses for purposes of 
            the state's small business preference.  To become 
            certified, DGS requires small businesses and 
            microbusinesses to submit a single application, and 
            supporting documentation, certifying that they: 

             a)   Are independently owned and operated;

             b)   Not dominant in their field of operation; 

             c)   Have their principal office in California;  

             d)   Have owners (officers, if a corporation) domiciled 
               in California; and  

             e)   Meet threshold employee head count and annual 
               revenue requirements. 

                            PRIOR/RELATED LEGISLATION
           
           SB 67 (Price) 2011-2012 Session  . Would have authorized the 
          Department of General Services to direct all state entities 
          to establish an annual goal of achieving not less than 25% 
          small business participation in state procurement 
          contracts, as specified.  (Held on Suspense in Assembly 
          Appropriations)

           AB 309 (Price) 2009-2010 Session  .  Would have codified the 
          small business procurement goals set forth in Executive 
          Order (EO) D-37-01 and EO S-02-06, which require the 
          establishment of a 25% small business participation goal 
          for all state entities and directed the DGSto monitor each 




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          agency's progress in meeting this goal.  (Held in Assembly 
          Appropriations)

           AB 761 (Coto) Chapter 611, Statutes of 2007  required each 
          state agency awarding contracts that are financed with 
          proceeds from the infrastructure bonds approved by voters 
          in November 2006 to establish a 25% small business 
          participation goal for state infrastructure construction 
          contracts, and to provide specified assistance to small  
          businesses bidding on state infrastructure bond-related 
          contracts.

           SUPPORT:  

          CALASIAN Chamber of Commerce
          California Chapter of American Fence Association
          California Fence Contractors' Association
          California Small Business Association
          Central Valley Business Incubator
          City of Firebaugh
          City of Reedley  
          City of San Joaquin
          City of Selma 
          East Bay Municipal Utility District
          El Dorado Irrigation District
          Engineering Contractors' Association
          Flasher Barricade Association
          Fresno Chamber of Commerce
          Fresno County Economic Development Corporation
          Marin Builders Association 
          Small Business California

           OPPOSE:   

          None on file

           FISCAL COMMITTEE:   Senate Appropriations Committee




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