BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          AB 1850 -  Calderon                               Hearing Date:  
          July 3, 2012               A
          As Amended:         June 25, 2012            FISCAL       B

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                                      DESCRIPTION
           
           Current law  requires the California Energy Commission (CEC) to 
          adopt regulatory standards for minimum levels of operating 
          efficiency for appliances the use of which requires a 
          significant amount of energy or water on a statewide basis.  The 
          regulations cannot result in any added total costs for consumers 
          over the designed life of the regulated appliances.

           Current law  authorizes the CEC to prescribe other cost-effective 
          measures to promote use of energy and water efficient 
          appliances, including energy consumption labeling not preempted 
          by federal labeling law.

           Current regulations  adopted by the CEC in January 2012 set 
          minimum efficiency standards for consumer battery chargers and 
          require a permanent label ("BC" inside a circle) on the product 
          nameplate or retail packaging, and instructions if included, to 
          indicate compliance. These state regulations are effective 
          February 1, 2013, for consumer chargers, and January 1, 2014, 
          for industrial chargers.

           Current proposed federal regulations  by the Department of Energy 
          (DOE) set minimum efficiency standards for battery chargers and 
          require a permanent label ("BC-III" inside a circle) on the 
          outside of its housing to indicate compliance.  These federal 
          regulations would preempt state regulations although the 
          effective date is uncertain.

           This bill  delays the effective date of the label requirement in 
          state efficiency regulations for consumer battery chargers until 











          July 1, 2013, and makes it effective after that date only if a 
          label requirement in final federal regulations is not in effect 
          and then only until a federal rule becomes effective.

           Current law  prohibits the CEC from increasing or decreasing any 
          minimum efficiency appliance standard for five years after its 
          adoption unless another cost-effective measure for that 
          appliance is adopted.

           This bill  authorizes the CEC to increase or decrease a minimum 
          efficiency standard within five years of its adoption if it 
          finds that the regulation is no longer needed.
           
          Current law  requires any appliance manufacturer doing business 
          in California to submit information to CEC so CEC can study the 
          effects of efficiency regulations on sales of appliances and 
          makes this manufacturer information confidential and not a 
          public record.

           This bill  provides that, for confidential and proprietary 
          business information that would not otherwise be available to 
          the CEC, the CEC and manufacturer shall agree on the form and 
          substance of the submission.

           This bill  requires that, in adopting efficiency standards, the 
          CEC rely on the most current data possible and, wherever 
          feasible, rely on data no older than one year prior to the 
          commencement of the formal rulemaking process.

                                      BACKGROUND
           
          Energy Efficiency - California has pursued its energy demand 
          reduction goals through two primary avenues: utility-sponsored 
          programs to reduce end-user consumption, and codes and standards 
          designed to lower the energy use of buildings and appliances. By 
          2004, these efforts had cumulatively saved more than 40,000 
          gigawatt hours (GWh) of electricity and 12,000 megawatts (MW) of 
          peak electricity, equivalent to 24 500-MW power plants. More 
          than half of the statewide savings has come from the building 
          and appliance standards, with the balance resulting from 
          programs implemented by the state's investor-owned utilities 
          (IOUs) and local publicly-owned utilities (POUs).  As a result 
          of these efforts California's energy use per capita has remained 
          stable for more than 30 years while the national per capita 










          average has increased by 40 percent and is nearly double that of 
          California. 

          CEC Appliance Standards - California's appliance efficiency 
          regulations were established in 1976 in response to a 
          legislative mandate to reduce California's energy consumption. 
          The regulations are updated periodically to allow consideration 
          and possible incorporation of new energy efficiency technologies 
          and methods. CEC claims that appliance standards alone have 
          saved California ratepayers $36 billion dollars and 20,000 GWh 
          since 1976.

          The appliance efficiency regulations include standards for both 
          federally-regulated appliances and non-federally-regulated 
          appliances with multiple categories of commercial and 
          residential products including water heaters, clothes washers, 
          dishwashers, traffic signals, lighting and heath and air 
          conditioning systems and consumer products.  The standards 
          within these regulations apply to appliances that are sold or 
          offered for sale in California, except those sold wholesale in 
          California for final retail sale outside the state and those 
          designed and sold exclusively for use in recreational vehicles 
          or other mobile equipment.

          State Battery Charger Standards - In January 2012 the CEC 
          adopted minimum energy efficiency standards for battery chargers 
          commonly used to power cell phones, laptop computers, power 
          tools, and other devices.  The new regulations require that each 
          charger have a permanent label ("BC" inside a circle) on the 
          product nameplate or retail packaging, and instructions if 
          included, to indicate compliance.  According to CEC, there are 
          an estimated 170 million chargers in California households, an 
          average of 11 per household, and the new regulations will reduce 
          the wasted electricity from inefficient chargers by 40 percent.  
          CEC claims this will save nearly 2,200 GWh each year (or enough 
          energy to power nearly 350,000 homes or a city roughly the size 
          of Bakersfield), and once fully implemented save California 
          ratepayers more than $300 million annually and eliminate 1 
          million metric tons of carbon emissions.

          Consumer chargers used in cell phones, personal care devices, 
          and power tools will be required to comply with the new 
          standards by February 1, 2013. Industrial charger compliance 
          such as forklifts and golf carts, is required by January 1, 










          2014. Compliance for small commercial chargers, such as walkie 
          talkies and portable barcode scanners, is required by January 1, 
          2017.  

          Federal Charger Standards - In March 2012, the DOE issued 
          proposed battery charger efficiency standards and a requirement 
          that each charger have a permanent label on the outside of its 
          housing to indicate compliance. The proposed federal label is a 
          "BC-III" inside a circle (the sample is a black circle with 
          white type, although the rules do not specify color 
          requirements), with the Roman numeral varied to specify the 
          following:  

                    BC-I:     meets no established standard
                    BC-II:     meets a standard less stringent than DOE 
                    standard
                    BC-III:     meets DOE standard
                    BC-IV:     meets a standard more stringent than DOE 
                    standard

          DOE's  projected timeline indicates final adoption of its 
          regulations in early 2013 at the earliest with an effective date 
          that could be up to two years after adoption but no sooner than 
          July 2013 if they are finalized in early 2013. The presidential 
          election and potential change in administration could hinder 
          adoption by early 2013.


          In comments filed in the federal rulemaking, CEC states that the 
          federal standards are significantly less stringent than the 
          California standards for several product classes and would 
          negatively impact the energy savings anticipated to be derived 
          by the California standards.  CEC is actively urging DOE to 
          revise its cost-effective analysis and harmonize its 
          classification of product classes, compliance standards, and 
          label requirement with those adopted by CEC.


          Appliance Standards Enforcement - Prior to January 1 of this 
          year, CEC did not have the authority to establish administrative 
          civil penalties for violations of appliance efficiency 
          standards.  Chapter 591, Statutes of 2011 (SB 454, Pavley) 
          authorized CEC to establish an administrative enforcement 
          process.  A 2009 survey of appliance efficiency standards 










          compliance conducted by the Heschong Mahone Group for CEC found 
          that approximately half of the appliances sold in California 
          have not been properly certified as meeting the standards. CEC 
          states that to enforce the new battery charger regulations, it 
          will contract out help to look in stores for products without 
          the label, and then send warning letters to manufacturers and 
          retailers.  Additional steps will be taken according to 
          procedures adopted in its pending rulemaking to implement SB 
          454.

          Legislation on TV Labels - In 2010, CEC adopted energy 
          efficiency standards for televisions that required a specified 
          power consumption label starting January 1, 2011.  Because the 
          Federal Trade Commission (FTC) had proposed similar federal 
          regulations, SB 1198 (Huff, 2010) to delay the state requirement 
          for six months, which was chaptered.  In October 2010, the FTC 
          adopted federal rules to be effective May 2011.  SB 1198 thereby 
          was effective in allowing manufacturers to avoid duplicative 
          labeling requirements.


                                      COMMENTS
           
                1.     Author's Purpose  .  According to the author, this 
                 bill will delay the state battery charger labeling 
                 requirement for six months until after a federal 
                 requirement is expected, thereby relieving manufacturers 
                 of a burdensome and duplicative regulation; authorize CEC 
                 to repeal a regulation when it is no longer needed 
                 without having to make a finding of cost effectiveness or 
                 energy savings; require CEC to rely on the most current 
                 data possible and whenever feasible rely on data no older 
                 than one year prior to starting an efficiency standard 
                 rulemaking in order to more closely identify real saving 
                 in energy and GHG emissions; and provide that, for 
                 confidential or proprietary business information that 
                 would not otherwise be available to CEC, the parties 
                 shall agree on the form and substance of the submission.  


                2.     Delayed Effective Date  .  The California Electronics 
                 Association, sponsor of the bill, and a coalition of 
                 business interests state that "many of us have witnessed 
                 serious flaws and shortcomings in the Energy Commission's 










                 appliance efficiency standards process and approach.  
                 These flaws and shortcomings relate directly to the 
                 justification for regulations and the claims of energy 
                 savings and emission reductions resulting from 
                 regulations." This bill does not seek delay in the 
                 effective date of CEC's actual efficiency standard for 
                 consumer battery chargers, only the label requirement.  
                 Manufacturers seek to avoid the cost of adopting a new 
                 state-mandated label on consumer battery chargers for a 
                 limited time and then relatively soon thereafter be 
                 required by federal rules to change over to a different 
                 label.  They state the need for "avoiding additional, 
                 unnecessary layers of regulation that hamper California 
                 businesses in a challenging economy."

                 CEC, on the other hand, states that delay of the label 
                 requirement impedes its ability to take enforcement 
                 action against manufacturers not complying with the 
                 underlying standards.  Moreover, CEC states that it tried 
                 to align the state label with what DOE was considering 
                 and, now that DOE's label is officially proposed, is 
                 actively urging DOE to align the federal label (and 
                 underlying standards) with regulations.  In the meantime, 
                 however, the proposed federal label differs from the 
                 already adopted state label.

                 CEC Adopted Label             Federal Proposed Label    
                                                              

                 While SB 1198 is a model for this bill in that it 
                 effectively avoided duplicative TV labeling requirements, 
                 the effective date of federal battery charger regulations 
                 is still highly speculative with July 1, 2013, being the 
                 earliest possible date.  Natural Resources Defense 
                 Council (NRDC) and other environmental groups state that 
                 they would support delay in the effective date of 
                 California's label requirement to July 1, 2013, if the 
                 language makes clear that the federal rules are adopted 
                 by January 1, 2013, and effective July 1, 2013.  This 
                 would prevent delay in the effective date of state rules 
                 if there is no realistic chance of federal rules being 
                 effective by July 1, 2013.  Thus, the author and 
                 committee may wish to consider amending the bill to delay 
                 the February 1, 2013, effective date of the state label 










                 requirement only if, no later than February 1, 2013, DOE 
                 has issued a decision adopting a federal label 
                 requirement that shall take effect no later than July 1, 
                 2013.

                3.     Repealing Regulation  .  This bill changes current law 
                 that prohibits the CEC from increasing or decreasing any 
                 minimum efficiency appliance standard for five years 
                 after its adoption unless another cost-effective measure 
                 for that appliance is adopted.  Instead, it authorizes 
                 CEC to increase or decrease a minimum efficiency standard 
                 within five years if it "finds that the regulation is no 
                 longer needed."  CEC states that this would allow a 
                 simple majority of commissioners to find that a 
                 regulation is no longer needed for any reason and undo 
                 the intent of the five-year requirement - to provide 
                 stability and predictability for manufacturers and afford 
                 enough time for efficiency measures to produce the 
                 expected energy savings.  Other parties say the five-year 
                 requirement is too rigid.  "No longer needed" is a very 
                 low standard, and the bill makes no requirement to say 
                 why a standard is no longer needed, counter to the 
                 extensive public process and cost-effective analysis 
                 necessary to adopt a standard.

                4.     Confidentiality of Manufacturer Data  . Because 
                 analysis of product sales is essential to a 
                 cost-effective analysis, current law requires any 
                 appliance manufacturer doing business in California to 
                 submit information "as specified by the commission" so 
                 CEC can study the effects of efficiency regulations on 
                 sales of appliances.  Current law makes this manufacturer 
                 information confidential and not a public record, and 
                 regulations further specify procedures for manufacturers 
                 to request confidential treatment of proprietary data.  
                 This bill provides that, for confidential and proprietary 
                 business information that would not otherwise be 
                 available to the CEC, the CEC and manufacturer shall 
                 agree on the form and substance of the submission.

                 If this new provision applies to the same information 
                 that manufacturers are required to submit "as specified 
                 by the commission," then it would trump current law and 
                 essentially give the manufacturer power to refuse to 










                 submit data in response to a CEC request.  If this 
                 provision is intended to apply to information beyond what 
                 current law requires manufacturers to submit, then it 
                 would seem unnecessary because the manufacturer could 
                 lawfully refuse to provide it if CEC did not agree to how 
                 a manufacturer wants to submit it.  In either case, the 
                 manufacturer has the ability to protect confidential 
                 information.  Thus, the author and committee may wish to 
                 consider amending the bill to strike this provision on 
                 page 6, lines 37 to 40.

                5.     Old Data  . This bill requires that, in adopting 
                 efficiency standards, the CEC rely on the most current 
                 data possible and, wherever feasible, rely on data no 
                 older than one year prior to the commencement of the 
                 formal rulemaking process.  Although the "wherever 
                 feasible" language provides some flexibility, a statutory 
                 requirement that an agency "rely" on certain data seems 
                 unduly restrictive, especially in the context of a 
                 standard-setting process that takes more than a year.  As 
                 NRDC and CEC point out, the goal is that standards be 
                 based upon the best, most complete and most appropriate 
                 data for any particular standard. However, because the 
                 most recent data often is the best, the author and 
                 committee may wish to consider amending the bill to 
                 require CEC to "consider" rather than "rely on" the most 
                 current data and, whenever feasible, consider data no 
                 older than one year prior to the commencement of the 
                 formal rulemaking process.

                                    ASSEMBLY VOTES
           
          Assembly Floor                     (59-6)
          Assembly Appropriations Committee  (17-0)
          Assembly Natural Resources Committee                           
          (6-1)

                                       POSITIONS
           
           Sponsor:
           
          Consumer Electronic Association

           Support:










           
          AT&T
          CTIA-The Wireless Association
          California Retailers Association
          Consumer Electronics Association
          Custom Electronic Design & Installation Association
          National Electrical Manufacturers Association
          Power Tool Institute
          Satellite Broadcasting & Communications Association
          Telecommunications Industry Association
          Toy Industry Association

           Oppose, unless amended:
           
          Blue Green Alliance
          Breathe California
          Environment California
          Natural Resources Defense Council
          Pacific Gas and Electric Company
          Sierra Club California

          





          Jacqueline Kinney 
          AB 1850 Analysis
          Hearing Date:  July 3, 2012