BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1917
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          Date of Hearing:   May 16, 2012

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                   AB 1917 (Dickinson) - As Amended:  May 2, 2012 

          Policy Committee:                              Education 
          Vote:7-3
                        Higher Education                      6-3

          Urgency:     No                   State Mandated Local Program: 
          Yes    Reimbursable:              Yes 

           SUMMARY  

          This bill requires the Trustees of the California State 
          University (CSU)  and the governing board of each school 
          district and community college district (CCD) maintaining a 
          cafeteria, to develop and adopt policies and procedures for the 
          acquisition of food services, as specified. This bill also 
          request the University of California (UC) comply with these 
          requirements.  Specifically, this bill: 

          1)Requires the policies to: 

             a)   Ensure that a service contractor fully discloses to the 
               district, CCD, and CSU and/or UC campus/organization, all 
               discounts, rebates, allowances, and incentives received by 
               the service contractor from its suppliers.  Further 
               requires the service contractor, if it receives a discount, 
               to disclose and pay to the entities the full amount of the 
               discount, rebate or applicable credit.

             b)   Requires any discount, rebate, allowance, or incentive 
               to be paid to the district, CCD, and CSU and/or UC 
               campus/organization during the mutually agreed upon 
               timeframe, and requires a record of these transactions be 
               made available for review as part of any required audit, as 
               specified.  

          2)Requires any changes required to be made by this measure to be 
            implemented upon the renewal, extension, or amendment of an 
            existing agreement or as part of a new service agreement. 









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          3)Defines rebate as any return of monetary value, including, but 
            not limited to, a volume discount, allowance, or discount 
            purchase incentive.  

           FISCAL EFFECT  

          1)GF/98 state reimbursable mandated costs to school districts 
            and CCDs, likely between $750,000 and $900,000, combined, to 
            develop policy and procedures regarding food service 
            contracts.  There are approximately 1,040 school districts and 
            72 CC districts in the state.   

            According to SDE, there were 1,483 Local Education Authorities 
            (LEAs) (including charter schools) participating in the school 
            nutrition program; 298 (20.1%) of these LEAs have some sort of 
            vendor contract.  This bill, however, will apply to all LEAs 
            regardless if they have a vendor contract.  

          2)GF costs of about $350,000 to CSU to comply with this measure. 
             These costs are associated with additional staff to conduct 
            monitor and compliance activities with regard to food service 
            contracts.  

          3)GF costs likely between $960,000 and $2 million, to UC to 
            comply with this measure.  These costs are associated with the 
            loss of financial benefits and the implementation of 
            additional auditing and monitoring procedures.  

           COMMENTS  

           1)Background  .  Public schools and postsecondary institutions 
            that provide food services are referred to as School Food 
            Authorities (SFAs).  SFAs typically contract with food service 
            contractors to meet their food service needs at a lower cost 
            to the schools and institutions.  The contractor is able to 
            utilize its purchasing power to negotiate rebates and other 
            cost reductions from food suppliers.  

            Under federal K-12 school nutrition statute, the rebates or 
            cost reductions received by the contractor are required to be 
            credited back to the SFA.  Likewise, SFAs are responsible for 
            ensuring that invoices from the contractors are net of all 
            applicable discounts, rebates, and credits.  

            In 2010, as part of the federal reauthorization of the 








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            subsidized school meals program, the United States 
            Agricultural Department enacted regulations requiring 
            contractors to disclose all discounts, rebates, and other 
            applicable credits received by the contractor and to credit 
            these discounts back to the school districts.  Federal law, 
            however, does not require school districts to have policies 
            and procedures in place regarding food service contracts.      


            Statute authorizes CC governing boards to enter into contracts 
            for the management of food service for up to a one year term 
            renewed on an annual basis as long as the contract does not 
            result in the elimination of classified personnel.  

           2)Purpose  .   In March 2012, the Assembly Committee on 
            Accountability and Administrative Review (AAR Committee) held 
            a hearing on the "Rebates and Transparency in Public K-12 and 
            Higher Education Food Service Contracts."  The AAR Committee 
            conducted an investigation. The following is an excerpt of 
            their findings: 

                 State and federal guidelines require all K-12 food 
               service contracts to be submitted to SDE for review and 
               approval before they are signed and executed. Yet, SDE does 
               not receive all contracts before they are put into place 
               and does not have sufficient staff to review and monitor 
               these contracts.  As a result, as many as 52 of 170 K-12 
               food contracts in place in California (out of more than 
               1,100 districts statewide) may be in violation of rules 
               that prohibit requiring districts to purchase all food 
               supplies through a contractor's vendors, SDE officials 
               confirmed. In addition, SDE officials said they believe 
               food service contractors continue to collect questionable 
               rebates under fixed-price contracts. 

                 At UC and CSU campuses, the AAR Committee found 
               contracts in which food service contractors' off-invoice 
               rebates apparently are not factored into agreed upon profit 
               limits, operating expenses, net income calculations or 
               evaluations of price increase requests, including those for 
               student meal plans.  In some cases, student meal plan rates 
               increased sharply under new contracts. 

                 A sample of community college contracts reviewed by the 
               AARA Committee showed many of the same patterns found in 








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               the UC and CSU contracts. Off-invoice rebates were 
               sanctioned by boilerplate industry language and at least 
               one contract was silent on rebates, leaving open the 
               question of whether rebates should have been remitted to 
               that college.

            According to the author, "This bill was inspired by a $20 
            million settlement that the New York Attorney General's Office 
            reached in July 2010 with Sodexo. The settlement resolved 
            allegations that the giant, France-based company had 
            overcharged New York public schools and universities by not 
            remitting rebates collected from national and regional 
            suppliers."  

            The author further states: "Federal and state guidelines 
            prescribe a comprehensive set of rules for K-12 food service 
            contracts, rules that are for the most part left to SDE to 
            enforce. But federal auditors found SDE's contract-oversight 
            arm understaffed and unable to effectively monitor most of the 
            contracts negotiated by California school districts.  With 
            this bill, state law would require that already cash strapped 
            educational facilities are fully informed of food service 
            costs as well as require remittance of any discounts, rebates, 
            allowances, and incentives received by a service contractor 
            from its supplier."

           1)April 2012 Department of Finance (DOF) Letter requesting 
            additional funds for SDE nutrition unit to oversee food 
            service contracts  .  The DOF letter requests an allocation of 
            $556,000 from federal nutrition funds to support workload 
            associated with federally-required oversight contracts between 
            food service management companies (FSMCs) and SFAs.  According 
            to DOF, "Federal regulations require state agencies to review 
            and approve all contract documents (including solicitations, 
            evaluations, contracts, and bid protests) between FSMCs and 
            SFAs.  SDE's nutrition services division has only 0.25 of a 
            position dedicated to these activities.  This request will 
            ensure the SDE can fund redirected positions to provide the 
            required level of oversight." 

            Both the Assembly and Senate Budget subcommittees on Education 
            approved this request in April 2012.      


           








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           Analysis Prepared by  :    Kimberly Rodriguez / APPR. / (916) 
          319-2081