BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:       AB 1944
          AUTHOR:        Gatto
          AMENDED:       May 25, 2012
          HEARING DATE:  June 20, 2012
          CONSULTANT:    Trueworthy

           SUBJECT  :  Emergency medical services: EMT-P discipline.
           
          SUMMARY  :  Revises the process relating to disciplinary actions 
          for cause against an emergency medical technician-paramedic 
          (EMT-P).  

          Existing law:
          1.Establishes the Emergency Medical Services Authority (EMSA), 
            which is responsible for the coordination and integration of 
            all state activities concerning emergency medical services 
            (EMS), including the establishment of minimum standards, 
            policies, and procedures.

          2.Provides for the certification of an emergency medical 
            technician (EMT) through the issuance of certificates, 
            including EMT-I and EMT-II certificates, by Local Emergency 
            Medical Services Agencies (LEMSAs), which are designated by 
            counties. 

          3.Authorizes counties to develop an EMS program and designate a 
            LEMSA responsible for planning and implementing an EMS system, 
            which includes day-to-day EMS system operations.

          4.Requires EMSA to create EMT certification, recertification, 
            and disciplinary standards and to maintain a central registry 
            of EMTs. Requires all EMTs to submit fingerprints for a state 
            and federal level Criminal Offender Record Information (CORI) 
            search, as specified.  

          5.Permits EMSA to deny, suspend, revoke or place on probation 
            the license of an EMT-P upon certain findings including fraud, 
            gross negligence, incompetence, and unprofessional conduct, 
            and establishes procedures by which EMSA and LEMSAs may 
            investigate and carry out disciplinary action against the 
            conduct of EMT-Ps.
          
          This bill:
                                                         Continued---



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          1.Provides that EMSA may not take action against an EMT-P 
            license or licensee, except on the grounds of an imminent 
            threat to public safety, until after one of the following has 
            occurred:
             a.   The employer declines to conduct an investigation;
             b.   The employer of the EMT-P has conducted an investigation 
               and fails to impose discipline, or EMSA determines that the 
               discipline imposed was not according to its guidelines and 
               the conduct constitutes grounds for discipline; or
             c.   The employer determines, after an investigation, that 
               the conduct requires action against the license.

          2.Authorizes the medical director of the LEMSA, where an EMT-P 
            licensee's commission of any act or omission that appears to 
            constitute disciplinary cause, to refer any information 
            received regarding the conduct of the EMT-P licensee to the 
            relevant employer or, if the license holder is unemployed, to 
            the authority within three days of receipt of the information 
            so the employer or the authority may conduct an investigation, 
            pursuant to this section. 

          3.Authorizes the employer to conduct an investigation and take 
            disciplinary action against the EMT-P for conduct that may be 
            considered a threat to public safety, as specified, and if 
            validated and determined to be disciplinary cause, requires 
            the employer to notify EMSA within three days of the 
            determination or within three days of a decision not to 
            conduct an investigation. 

          4.Authorizes an employer, at the conclusion of an investigation 
            as described in number (3) above, to develop and implement a 
            disciplinary plan in accordance with EMSA guidelines for 
            disciplinary orders, temporary suspensions, and conditions of 
            probation and submit the plan to the LEMSA medical director 
            and to EMSA within three working days of adoption, including a 
            recommendation that EMSA consider taking licensure actions.  

          5.Requires the employer to notify the EMSA and the LEMSA medical 
            director within three days if an EMT-P: 
             a.   is terminated or suspended for disciplinary cause or 
               reason;  
              b.   resigns following notice of an impending investigation; 
               or  
              c.   is removed from paramedic duties for disciplinary cause 
               following an internal investigation.
              




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           6.Requires an employer who sends a recommendation to EMSA for 
            further investigation of discipline to include all documentary 
            evidence, and requires EMSA to consult with the employer in 
            deciding the level of disciplinary action consistent with 
            existing authority. 

          7.Requires EMSA and the relevant employer to jointly investigate 
            an allegation that has led to a temporary suspension due to a 
            determination of imminent threat to public health and safety, 
            and requires EMSA to consult with the employer in determining 
            the need for licensure action.  

          8.Requires EMSA or an administrative law judge to give credit 
            for discipline imposed by an employer for the same conduct. 

          9.Makes legislative findings and declarations.

           FISCAL EFFECT:   According to the Assembly Appropriations 
          Committee, AB 1944 costs to EMSA are likely to be minor and 
          absorbable. The analysis notes potential reimbursable state 
          mandate costs in the range of $1 million to $2 million (General 
          Fund) related to the requirement that LEMSAs refer any 
          information received regarding the conduct of an employee to the 
          individual's employer or to EMSA. LEMSAs also expect additional 
          workload associated with reviewing and providing assistance with 
          employer-provided disciplinary plans, but these costs are not 
          reimbursable as technical assistance is not specifically 
          mandated by the bill.   

           PRIOR VOTES  :  
          Assembly Health:    19- 0
          Assembly Appropriations:17- 0
          Assembly Floor:     75- 0
           COMMENTS  :  
           1.Author's statement.  EMS providers and LEMSAs have a cooperative 
            obligation to maintain the consistency of medical policies and 
            procedures, as well as conform to the legal requirements necessary 
            to provide appropriate medical oversight to protect the public's 
            safety. Such standards are imperative to providing quality 
            emergency medical care and service.

          While the state issues licenses to EMT-Ps, multiple agencies and 
            levels of government -- from the employer and the LEMSA to EMSA 
            and its EMS Commission -- retain authority to impose EMT-P 
            discipline with no required coordination and often without regard 




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            for any appropriately administered discipline imposed by those 
            multiple oversight agencies.  

          Effective monitoring and supervision of EMT-Ps' activity performed 
            under the authority of the license they hold is an integral 
            component of assuring the safe and efficient delivery of 
            lifesaving services to the public. Consequently, California's EMS 
            community and the public they protect would further be served by 
            conforming the oversight for EMT-Ps to the current system of 
            coordinated oversight for EMT-Is and EMT-IIs contained in the 
            policy enacted pursuant to AB 2917 in 2007.  

          As such, policy is needed to recognize that discipline imposed 
            should be timely, decisive, appropriate and fair corrective action 
            for those who violate the standards of conduct for the profession 
            and endanger public safety - regardless of whether the emergency 
            medical service personnel holds a EMT-I or EMT-II certificate or 
            an EMT-P license.

          2.Background.  EMSA is the state lead agency and centralized 
            resource to oversee emergency and disaster medical services.  EMSA 
            is charged with providing leadership in developing and 
            implementing local EMS systems throughout California and setting 
            standards for the training and scope-of-practice of various levels 
            of EMS personnel.  

            Day-to-day EMS system management is the responsibility of the 
            local and regional EMS agency. California has 32 LEMSA systems 
            that provide EMS for California's 58 counties. Regional 
            systems are usually comprised of small, more rural, 
            less-populated counties and single-county systems generally 
            exist in the larger and more urban counties. There are 7 
            regional EMS agencies comprised of 33 counties and 25 
            single-county agencies.  

            EMSA develops and implements regulations that set training 
            standards and the scope-of-practice for emergency medical 
            personnel-EMT-Is and EMT-IIs, EMT-Ps, mobile intensive care 
            nurses, firefighters, peace officers, and lifeguards. EMT-Is 
            and EMT-IIs are initially certified by a LEMSA according to 
            guidelines and regulations developed by EMSA, including 
            criminal background checks. The responsibility for 
            disciplinary investigations, suspensions, and revocations is 
            shared by the LEMSA, ambulance service employers licensed by 
            the California Highway Patrol, and fire and public safety 
            agencies.




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          3.EMTs.  An EMT is a specially trained and certified or licensed 
            professional who renders immediate medical care in the 
            pre-hospital setting to seriously ill or injured individuals. 
            To be certified as an EMT, an applicant must successfully 
            complete a training program and pass a written and skills 
            certifying examination. California has three levels of EMTs: 
            EMT-I (basic), EMT-II (intermediate), and EMT-P (paramedic). 

          4.EMPT-Ps.  In 1993, EMSA took over the licensure of paramedics 
            from the LEMSAs. This program licenses and conducts 
            disciplinary investigations of EMT-Ps. EMSA has the 
            responsibility to review the license applications to ensure 
            that licensing requirements are met, including training, 
            testing, and continuing education, and completion of criminal 
            background checks for initial EMT-P licensure applicants and 
            for those whose licenses have lapsed for more than a year. 
            EMSA also investigates and prosecutes complaints regarding 
            paramedic pre-hospital care, inappropriate conduct, and other 
            related issues, including information revealed from the 
            criminal background checks.  

            According to EMSA, there are 19,476 EMT-Ps currently licensed 
            in California. In 2012, there were 389 cases/complaints 
            investigated. Of those, 5 resulted in license denials, 19 in 
            revocation, 12 in suspension, 66 in probation, and 18 in 
            administrative fines for a total of 120 disciplinary actions. 
            EMSA reports that the average time it takes to investigate and 
            resolve a complaint is 138 days. This includes the time the 
            case is received in enforcement and the time it takes legal to 
            close the case.

          5.Related legislation.  SB 1378 (Hancock) would have required 
            the medical director of a LEMSA to evaluate the good character 
            and rehabilitation of an EMT-I or EMT-II applicant who has a 
            prior criminal conviction before denying a certificate. SB 
            1378 was held on the Senate Appropriations Suspense File.

          6.Prior legislation. AB 2917 (Torrico), Chapter 274, Statutes of 
            2007, requires EMSA to establish a statewide EMT registry and 
            to develop standards, guidelines, and regulations for 
            certification of specified EMTs. AB 2917 also establishes 
            rules for EMT certification and discipline and for 
            investigation of any conduct which threatens public health and 
            safety, as defined.




          AB 1944 | Page 6





            AB 1655 (Negrete McLeod), Chapter 513, Statutes of 2004, 
            provides more flexibility and allows the imposition of 
            administrative fines instead of suspending an EMT-P if the 
            violation did not result in actual harm to a patient and if 
            the paramedic had no record of discipline by EMSA for five 
            years. AB 1655 also requires employers of EMT-Ps to report 
            certain disciplinary actions to EMSA and to permit EMSA to 
            share the results of an investigation into a paramedic's 
            misconduct with the EMT-P's employer and the LEMSA.

          7.Support.  The California Professional Firefighters writes that 
            the bill would enact the same oversight system for EMT-Ps as 
            is currently applicable to EMT-I and EMT-IIs relative to 
            disciplinary action. American Federation of State, County and 
            Municipal Employees writes that this bill is an important step 
            to ensuring fairness for EMT-Ps who serve our communities.
            
          8.Opposition.  The Emergency Medical Services Administrators 
            Association of California (EMSAAC) opposes this bill, writing 
            that over the past two years, LEMSAs have been working with 
            employers to implement the new EMT disciplinary process 
            required by AB 2917 of 2007 and have encountered a number of 
            challenges related to employers being involved in EMT 
            investigations.  EMSAAC argues there is still much to be done 
            in the ongoing implementation of AB 2917 and is very concerned 
            about giving employers the additional responsibility for 
            paramedic license investigations and discipline while problems 
            associated with the implementation of AB 2917 have not been 
            resolved. EMSAAC contends AB 1944 could delay the objective 
            investigations and appropriate disciplinary proceedings by 
            EMSA and could weaken the authority of the LEMSA medical 
            director and EMSA to protect patients from individuals that 
            pose a threat to public health and safety.

            The San Joaquin County Board of Supervisors argues the medical 
            director of the LEMSA and physician director at EMSA are best 
            suited to evaluate a person to perform their duties as a 
            licensed EMT-P and ensure the health and safety of the public. 
            The San Joaquin County Board of Supervisors is particularly 
            concerned that the provisions of this bill require EMSAs to 
            delay its independent investigation, fail to distinguish 
            between on duty and off duty acts, fail to distinguish 
            criminal and non-criminal acts, and do not include a 
            requirement for a timely investigation.





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            The California Ambulance Association writes that AB 1944 
            complicates the efforts of LEMSAs who have worked for two 
            years to implement the provisions of AB 2917 and argues this 
            bill is unnecessary and redundant.  EMT employers and the EMSA 
            must continue to tackle the challenges of AB 2917 
            implementation.
          
          9.Policy comment.  The author states that the goal of this bill 
            is to conform the oversight of EMT-Ps to the current oversight 
            and disciplinary action for EMT-Is and EMT-IIs.  The author 
            argues California has a coordinated system for EMT-Is and 
            EMT-IIs, but not for EMT-Ps, and therefore EMT-Ps have 
            duplicative disciplinary processes within multiple agencies.

            However, it should be noted that EMT-P licensure and 
            disciplinary action is already coordinated by EMSA.  EMSA 
            investigates and prosecutes complaints regarding EMT-P 
            pre-hospital care, inappropriate conduct, and other related 
            issues, including information revealed from the criminal 
            background checks. By giving local employers the option of 
            disciplinary authority, and therefore taking the authority 
            away from EMSA, this bill could create inconsistent results 
            for EMT-Ps.  

           SUPPORT AND OPPOSITION  :
          Support:  American Federation of State, County and Municipal 
                    Employees, AFL-CIO
                    California Professional Firefighters

          Oppose:   California Ambulance Association
                    California State Association of Counties
                    County Health Executives Association of California
                    Emergency Medical Services Administrator's Association 
                    of California
                    North Coast Emergency Medical Services
                    Paramedics Plus
                    San Joaquin County Board of Supervisors

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