BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair


          AB 1970 (Skinner) - Social Services Modernization and Efficiency 
          Act of 2012.
          
          Amended: August 6, 2012         Policy Vote: Human Services 4-3
          Urgency: No                     Mandate: Yes
          Hearing Date: August 6, 2012                           
          Consultant: Jolie Onodera       
          
          This bill meets the criteria for referral to the Suspense File.
          
          
          Bill Summary: AB 1970, the Social Services Modernization Act of 
          2012, would provide that all applicants and recipients of public 
          social services, including CalFresh and any state health subsidy 
          program, as defined, may choose to receive communications and 
          notices related to benefits and eligibility electronically, as 
          specified. This bill includes various provisions seeking to 
          streamline the application and recertification process for 
          public benefits, including restricting verification of 
          information required of applicants and recipients to what is 
          federally required and establishing alternatives to in-person 
          interviews for applications and redeterminations.

          Fiscal Impact: 
              One-time and near term state-reimbursable costs potentially 
              in the hundreds of thousands to millions of dollars for 
              infrastructure needs and automation changes required to 
              enable electronic communications in all counties for 
              applicants and recipients of public social services 
              including but not limited to CalWORKs, CalFresh, SSI/SSP, 
              Foster Care, Kin-GAP, IHSS, Medi-Cal, and other state health 
              subsidy programs. Any costs for increased county 
              administrative workload associated with the new process 
              could also be reimbursable by the state.
              Potentially significant future administrative cost savings 
              associated with reduced hard mailing costs and 
              administrative efficiencies associated with electronic 
              communications.
              Potential increased CalWORKs program costs of up to $60 
              million (TANF/General Fund) per year due to effectively 
              eliminating the statewide fingerprint imaging system (SFIS) 
              requirement for CalWORKs by restricting verification of 








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              information to what is federally required and necessary to 
              determine eligibility or the amount of aid. Additionally, 
              potential increased CalWORKs program costs in excess of $10 
              million (TANF/GF) to the extent the asset test is 
              eliminated, as well as substantial future cost savings in 
              county administrative workload in excess of $5 million 
              annually.
              Significant state-reimbursable cost pressure for counties 
              to comply with the requirement to conduct an in-person 
              interview within 30 minutes of the scheduled time, if 
              administratively possible. 
              Increased ongoing CalWORKs program costs potentially in the 
              millions of dollars (TANF/GF) due to mandating the provision 
              of supportive services and prohibiting the imposition of 
              sanctions, as specified, and eliminating the face-to-face 
              interview requirement prior to the receipt of program 
              benefits. 

          Background: Existing federal and state law provide that public 
          social services shall be administered fairly, that all persons 
          who are eligible and apply for such public social services shall 
          receive the assistance to which they are entitled promptly, with 
          due consideration for the needs of applicants and the 
          safeguarding of public funds. 
          
          Existing law establishes various requirements for providing 
          notices to participants in public social service programs. On 
          April 27, 2012, the DSS submitted a request to the U.S. Food and 
          Nutrition Service (FNS) to waive specified federal regulations 
          requiring notices to be provided to CalFresh households in 
          written form. This waiver would allow households to request and 
          receive correspondence through an electronic notification system 
          rather than traditional hard copy correspondence.

          Existing law requires a county welfare department, to the extent 
          provided by federal law, to provide CalFresh benefits on an 
          expedited basis to certain households. On April 27, 2012, the 
          DSS submitted a request to postpone the expedited service 
          interview requiring an out-of-office interview before issuing 
          benefits to households entitled to expedited service within the 
          applicable timeframe. At the time of this analysis, the DSS was 
          pending a response to both waiver requests.

          Proposed Law: This bill seeks to modernize and streamline the 








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          administration of, and remove barriers to participation in, 
          social services programs. Specifically, this bill:
                 Requires any final operational state plan or approved 
               waiver submitted by a department administered by the 
               Secretary of the California Health and Human Services 
               (CHHS) Agency to a federal agency in the context of 
               providing public social services to be electronically 
               available on the relevant department's Internet website, as 
               specified.
                 Requires the DSS to promulgate regulations to authorize 
               applicants and recipients of aid, as specified, to 
               electronically access notices and communications pertaining 
               to eligibility and benefit issuance, pending approval of 
               any necessary federal waivers.
                 Requires the DSS to develop a process in consultation 
               with various stakeholders whereby applicants and recipients 
               can affirmatively choose to receive notices of action or 
               other communications relevant to their case electronically.
                 Provides that all applicants and recipients of public 
               social services, including CalFresh and any state health 
               subsidy program, as specified, may, at any time in writing, 
               affirmatively choose to receive communications and notices 
               electronically.
                 Requires all notices made available electronically to be 
               sent via secured server, and requires administering 
               departments/agencies to establish a process for ensuring 
               the timely receipt of case-related information when 
               electronic communication fails or is rejected.
                 Notwithstanding the existing laws on fingerprint imaging 
               and specified verification required for CalWORKs, this bill 
               prohibits a county from requiring an applicant or recipient 
               of public benefits to verify information provided to the 
               county, except when the verification is required by federal 
               law, or is necessary to determine eligibility for aid or to 
               compute the amount of aid. 
                 Requires county human services departments to maximize 
               use of electronic means of verifying applicant and 
               recipient information, and would require the state to work 
               with counties to develop a protocol enabling statewide use 
               by applicants and recipients of public social services 
               programs of a specified electronic database developed to 
               verify eligibility information for the federal Patient 
               Protection and Affordable Care Act of 2010.
                 Revises procedures relating to public social services 








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               application and recertification interviews to require these 
               interviews to be conducted in person, by telephone, or by 
               other electronic means, to promote administrative 
               efficiency and reduce costs to applicants and recipients. 
               If the applicant/recipient appears for the scheduled 
               interview on time, this bill requires the interview to be 
               conducted within 30 minutes of the scheduled time, if 
               administratively possible and it will not cause the county 
               to incur any new additional costs.
                 Removes the face-to-face interview requirement for 
               CalWORKs and CalFresh as a condition of receipt of aid.
                 Deems an adult CalWORKs recipient to be in compliance 
               with existing welfare-to-work requirements if he or she 
               meets the minimum federal welfare-to-work requirements. 
               This bill requires necessary supportive services to be 
               provided in order for these participants to participate in 
               activities or employment, as specified, and these 
               participants shall not be subject to sanction for failure 
               or refusal to comply with program requirements.
                 Requires, to the maximum extent allowable by federal 
               law, each county human services department to provide 
               transitional CalFresh benefits to households terminating 
               their participation in the CalWORKs program, and requires 
               the DSS to implement so as to maximize continued enrollment 
               of eligible recipients. 
                 Requires the DSS to seek necessary federal waivers to 
               postpone expedited service interviews that have been 
               attempted but not completed and require that expedited 
               service shall be issued to any applicant who meets 
               eligibility requirements for expedited service benefits and 
               for whom there is no verifiable information indicating the 
               applicant's ineligibility for expedited service.
                 Deletes a county's option to decline to participate in 
               the annual federal waiver request of the existing SNAP 
               limitation that stipulates that an able-bodied adult 
               without dependents (ABAWD) participant is limited to three 
               months of CalFresh benefits in a three-year period unless 
               that participant has met the work participation 
               requirement.

          Staff Comments: This bill would provide that all applicants and 
          recipients of public social services, including CalFresh and 
          state health subsidy programs, as defined, may choose to receive 
          communications and notices electronically and may opt out of 








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          electronic communications at any time. This option would be 
          available for applicants and recipients of not only CalWORKs and 
          CalFresh, but also any public social service or state health 
          subsidy program which would include but not be limited to 
          SSI/SSP, foster care, Kin-GAP, IHSS, Medi-Cal, state children's 
          health insurance programs, and qualified health plans to be 
          offered through the Health Benefit Exchange. 

          Though communication electronically would be optional for 
          applicants and recipients, to the extent even one recipient 
          requested electronic access a county would be mandated to 
          provide this service. As a result, providing electronic 
          notification statewide could result in one-time and near term 
          state-reimbursable local costs potentially in the hundreds of 
          thousands to millions of dollars for infrastructure needs, 
          automation changes, and additional county administrative 
          workload required to enable electronic communications in all 
          counties across all programs. Counties could experience 
          potentially significant future administrative cost savings in 
          the millions of dollars associated with reduced hard mailing 
          costs and administrative efficiencies associated with electronic 
          communications.
           
          The DSS submitted a waiver request to the federal FNS on April 
          27, 2012, to allow SNAP households to receive correspondence 
          through an electronic notification system instead of in written 
          form. The DSS is currently pending a response on its request. It 
          should be noted that the provisions of this bill extend beyond 
          the provision of electronic communications as provided for in 
          the DSS waiver request. This bill also requires the DSS to seek 
          any necessary federal waivers to postpone CalFresh expedited 
          service interviews that have been attempted but not completed, 
          as specified. Similarly, the DSS submitted a waiver request on 
          April 27, 2012, with regard to this issue. To the extent the 
          provisions of this measure are overly prescriptive and 
          consequently are in conflict with the federal waiver provisions 
          that are ultimately approved, could result in additional costs 
          to the state if subsequent changes are required. 

          This bill requires the any final operational state plan or 
          approved waiver submitted by a department administered by the 
          Secretary of HHS to a federal agency in the context of providing 
          public social services to be electronically available on the 
          relevant department's Internet website. The costs associated 








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          with this provision are estimated to be minor and absorbable 
          within existing resources.

          This bill provides that notwithstanding Welfare and Institutions 
          Code section 10830, the statewide fingerprint imaging system 
          (SFIS) for use in CalWORKs, or other verification required only 
          for the CalWORKs program, a county is prohibited from requiring 
          an applicant for or recipient of aid to provide verification of 
          information unless verification is federally required and 
          necessary to determine eligibility or the amount of aid. By 
          'notwithstanding' this existing section of code, this bill would 
          eliminate the SFIS requirement for applicants and recipients of 
          the CalWORKs program. As a result of the elimination of the SFIS 
          requirement for CalWORKs eligibility, a gradual increase in the 
          CalWORKs caseload could result due to the absence of a deterrent 
          effect on potential duplicate aid fraud. Utilizing data from an 
          analysis of Los Angeles County's Automated Fingerprint Imaging 
          system, the estimated increased grant and administrative costs 
          could be up to $60 million (TANF/GF) annually.

          With regard to the removal of other verification requirements 
          specific to CalWORKs eligibility, such as the vehicle asset 
          limit and asset limit on personal savings of $2,000 (or $3,000 
          for a family with a member age 60 years or above), the 
          provisions of this bill could result in additional CalWORKs 
          grant, services, and administration costs potentially in excess 
          of $10 million (TANF/GF) per year. This provision would also 
          likely produce substantial long term savings due to reduced 
          county administrative workload of more than $4.5 million to $7 
          million annually.

          This bill allows, subject to any necessary federal waivers, all 
          application and recertification interviews to be conducted in 
          person, by telephone, or through other electronic means to 
          provide for more efficiency in the administration of programs. 
          For public social services application and recertification 
          interviews, this bill provides that if the applicant/recipient 
          appears for the scheduled interview on time, the interview is 
          required to be conducted within 30 minutes of the scheduled 
          time, if administratively possible and it will not cause the 
          county to incur any new additional costs. This provision will 
          result in significant cost pressure on county human services 
          departments to comply with the 30-minute timeframe. Any costs 
          for additional staffing or overtime required to meet the 








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          required timeframe would likely not be charged to counties but 
          instead could be determined to be reimbursable by the state.

          This bill also removes the face-to-face interview requirement 
          for CalWORKs and CalFresh prior to the receipt of aid. As the 
          DSS already has a previously approved federal waiver to waive 
          the face-to-face interview for CalFresh, there is no estimated 
          near-term fiscal impact with regard to CalFresh. While this 
          provision could result in significant administrative cost 
          savings and efficiencies, by removing one of the barriers to 
          participation, the absence of the face-to-face interview 
          requirement will likely increase CalWORKs program costs. 

          This bill would require adult CalWORKs recipients who meet the 
          minimum federal welfare-to-work participation requirements to be 
          provided with necessary supportive services in order to 
          participate in activities or employment, and would provide that 
          these participants cannot be subject to sanction for failure or 
          refusal to comply with program requirements, as specified. As 
          supportive services would include child care, transportation, 
          ancillary expenses, and personal counseling, this provision 
          could result in the provision of additional services at 
          significant cost. The potential costs are unknown at this time, 
          but could be in the millions of dollars statewide.

          The provision of this bill requiring the DSS to implement the 
          provision of transitional CalFresh benefits so as to maximize 
          continued enrollment of eligible recipients for benefits to 
          households terminating their participation in CalWORKs appears 
          to be consistent with the instructions issued by the DSS to all 
          county welfare directors on October 26, 2011, through All County 
          Letter No. 11-70, and therefore, is estimated to be codifying 
          existing practices. 

          Existing law requires the DSS to annually seek a federal waiver 
          of the limitation to three months of CalFresh benefits to an 
          ABAWD unless that participant has met work participation 
          requirements. Existing law authorizes counties to decline to 
          participate in the waiver request. This bill removes the option 
          for a county to decline to participate in the waiver. The DSS 
          has indicated that currently no counties have declined to 
          participate in the waiver. As a result, there is no near-term 
          fiscal impact of removing the county option. However, to the 
          extent a county may have opted to decline to participate in the 








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          future, the costs of mandated participation by a county, which 
          would include increased CalFresh administration costs, could be 
          determined to be state-reimbursable. It is unknown to what 
          degree the potential cost savings to the state provided by 
          ensuring uniformity statewide would offset any 
          state-reimbursable county administrative costs.