BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                  AB 1985|
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                                    CONSENT


          Bill No:  AB 1985
          Author:   Silva (R)
          Amended:  6/15/12 in Senate
          Vote:     21

           
           SENATE JUDICIARY COMMITTEE  :  4-0, 6/26/12
          AYES:  Evans, Harman, Corbett, Leno
          NO VOTE RECORDED:  Blakeslee

           ASSEMBLY FLOOR  :  77-0, 4/16/12 (Consent) - See last page 
            for vote


           SUBJECT  :    Trusts and estates:  construction of 
          instruments

           SOURCE  :     Conference of California Bar Associations


           DIGEST  :    This bill clarifies the rule of construction of 
          a trust to provide that, when a trustee sells or encumbers 
          property gifted to a beneficiary under a revocable trust, 
          the gift to the beneficiary is not adeemed (cancelled).  
          This bill also would clarify that a beneficiary has the 
          right to a general pecuniary gift equal to the net sale 
          price of the property unreduced by a payoff of any 
          encumbrance on the property or the amount of the unpaid 
          encumbrance on the property as well as the property itself.

           ANALYSIS  :    Existing law:

          1.Provides that, unless the provision or context otherwise 
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            requires, the rules for interpretation of an instrument 
            apply to a will, trust, deed, and any other instrument. 

          2.Provides that the intention of the transferor as 
            expressed in the transfer instrument controls the legal 
            effect of the dispositions made in the instrument, and 
            the rules of construction apply where the intention of 
            the transferor is not indicated by the transfer 
            instrument. 

          3.Provides that, if after the execution of the instrument, 
            a specifically gifted property is sold or mortgaged by a 
            conservator or by an agent acting within the authority of 
            a durable power of attorney for an incapacitated 
            principal, the transferee of the specific gift has the 
            right to a general pecuniary gift equal to the net sale 
            price of, or the amount of the unpaid loan on, the 
            property.

          4.Provides that, if an eminent domain award for the taking 
            of specifically gifted property is paid to a conservator 
            or to an agent acting within the authority of a durable 
            power of attorney for an incapacitated principal, or if 
            the proceeds on fire or casualty insurance on, or 
            recovery for injury to, specifically gifted property are 
            paid to a conservator or to an agent acting within the 
            authority of a durable power of attorney for an 
            incapacitated principal, the recipient of the specific 
            gift has the right to a general pecuniary gift equal to 
            the eminent domain award or the insurance proceeds or 
            recovery. 

          5.Provides that, for the purpose of the references to an 
            agent acting with the authority of a durable power of 
            attorney for an incapacitated principal, (a) 
            "incapacitated principal" means a principal who is an 
            incapacitated person, (b) no adjudication of incapacity 
            before death is necessary, and (c) the acts of an agent 
            within the authority of a durable power of attorney are 
            presumed to be for an incapacitated principal.

          This bill:

          1.Provides ademption protection for a beneficiary when a 

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            trustee sells or encumbers, on behalf of the 
            incapacitated settlor of a revocable trust, the gift to 
            the beneficiary.

          2.Provides for encumbrance of a gift by deed of trust, 
            mortgage, or other instrument.

          3.Clarifies that a beneficiary has the right to a general 
            pecuniary gift equal to the net sale price of the 
            property unreduced by a payoff of the encumbrance or the 
            amount of the unpaid encumbrance on the property as well 
            as the property itself.

          4.Provides that, regarding eminent domain awards, proceeds 
            on fire or casualty insurance, or recovery for injury 
            paid to a conservator, agent, or trustee, the recipient 
            of the specific gift has the right to a general pecuniary 
            gift equal to the eminent domain award or the insurance 
            proceeds or recovery, unreduced by the payoff of any 
            encumbrance placed on the property by such a conservator, 
            agent, or trustee, after the execution of the instrument 
            of gift.  

          5.Provides that there shall be no presumption of a 
            settlor's incapacity concerning the acts of a trustee.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  6/28/12)

          Conference of California Bar Association (source) 
          Executive Committee of the Trusts & Estates Section of the 
          State Bar of California

           ARGUMENTS IN SUPPORT  :    According to the author:

               Existing law (Probate Code �Section] 21134) provides 
               that designated beneficiaries of real property under a 
               will are entitled to receive either the property or 
               its value, free of any encumbrances imposed by a 
               conservator or attorney-in-fact following the 
               incapacity of the testator.  While this statute does 
               not make specific mention of trusts, at least one 

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               court, Brown v. LaBow (2007), 157 Cal.App.4th 795, ? 
               has held that Probate Code �Section] 21134 applies to 
               trusts as well.

               To avoid any inconsistency in the application of 
               Probate Code �21134, the statute should be amended to 
               specifically include trusts established as revocable 
               trusts. 

          The Conference of California Bar Associations (CCBA) 
          writes:

               AB 1985 would amend Probate Code �Section] 21134 to 
               make the law of trusts consistent with the law of 
               wills regarding specifically gifted property.  
               Specifically, it would provide that if a trustor makes 
               a specific gift of real property to a beneficiary, 
               then becomes incapacitated and his or her successor 
               trustee sells or encumbers the property, the 
               designated beneficiary is entitled to receive either 
               the unencumbered property or its value prior to the 
               encumbrance by the conservator or agent. 

               Existing law specifically provides for such an outcome 
               when a testator makes a specific gift of real property 
               to a beneficiary in a will, then becomes incapacitated 
               and his or her conservator or agent sells or encumbers 
               the property.  However the statute is silent with 
               regards to trusts.  One court faced with the question 
               of whether this section - which �is] a section of the 
               codes relating to "Construction of Trusts and Other 
               Instruments" - has held that �Section] 21134 also 
               applies to trusts, but it had to rely heavily on 
               inference to do so (Brown v. LaBow (2007), 157 
               Cal.App.4th 795).  AB 1985 would make this application 
               specific, eliminating the need for courts to imply 
               what appears to be the Legislature's clear intent.

               AB 1985 would also clarify the concept of "mortgage," 
               as used in the statute, consistent with other uses of 
               the concept in the Probate Code, and would make 
               specific that, absent evidence of contrary intent by 
               the donor, the designated transferee is entitled to 
               either the gifted property or, if the property is not 

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               available, the full value thereof, not reduced by 
               amount of any intervening encumbrance imposed by a 
               conservator, agent, or trustee.  Both of these changes 
               are intended to clarify existing law. 

           ASSEMBLY FLOOR  :  77-0, 4/16/12
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Beall, 
            Bill Berryhill, Block, Blumenfield, Bonilla, Bradford, 
            Brownley, Buchanan, Butler, Charles Calderon, Campos, 
            Carter, Chesbro, Conway, Cook, Dickinson, Donnelly, Eng, 
            Feuer, Fletcher, Fong, Fuentes, Beth Gaines, Galgiani, 
            Garrick, Gatto, Gordon, Gorell, Grove, Hagman, Halderman, 
            Hall, Harkey, Hayashi, Roger Hern�ndez, Hill, Huber, 
            Hueso, Huffman, Jeffries, Jones, Knight, Lara, Logue, 
            Bonnie Lowenthal, Ma, Mansoor, Mendoza, Miller, Mitchell, 
            Monning, Morrell, Nestande, Nielsen, Norby, Olsen, Pan, 
            Perea, V. Manuel P�rez, Portantino, Silva, Skinner, 
            Smyth, Solorio, Swanson, Torres, Valadao, Wagner, 
            Wieckowski, Williams, Yamada, John A. P�rez
          NO VOTE RECORDED:  Cedillo, Davis, Furutani

          RJG:n  6/28/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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