BILL ANALYSIS                                                                                                                                                                                                    �



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          CONCURRENCE IN SENATE AMENDMENTS
          AB 1985 (Silva)
          As Amended June 15, 2012
          Majority vote
           
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          |ASSEMBLY:  |77-0 |(April 16,      |SENATE: |36-0 |(July 5, 2012) |
          |           |     |2012)           |        |     |               |
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           Original Committee Reference:    JUD.  

           SUMMARY  :  Extends protections against the ademption of specific 
          gifts due to the acts of an incapacitated principal's 
          conservator or agent to cover acts of a trustee of a revocable 
          trust whose settlor has become incapacitated.  Specifically, 
           this bill  :

          1)Provides that where the settlor of a revocable trust executes 
            a specific gift and thereafter becomes incapacitated, and the 
            trustee of the revocable trust subsequently sells or encumbers 
            the specifically given property, the transferee of the 
            specific gift has the right to either:  a) in the case of sale 
            of the property, a general pecuniary gift equal to the net 
            sale price of the property unreduced by the payoff of any 
            encumbrances incurred by the trustee after the settlor's 
            incapacity; or, b) in event that the property is encumbered 
            but not sold, the amount of the unpaid encumbrance on the 
            property as well as the property itself.

          2)Provides that where the settlor of a revocable trust executes 
            a specific gift and thereafter becomes incapacitated, and the 
            trustee of the revocable trust subsequently receives an award 
            resulting from a taking of the property by eminent domain, 
            proceeds on fire or casualty insurance on the property, or 
            recovery for injury to the property, the transferee of the 
            specific gift has the right to a general pecuniary gift equal 
            to the eminent domain award, insurance proceeds, or recovery, 
            paid to the trustee, unreduced by the payoff of any 
            encumbrance placed on the property by the conservator, agent, 
            or trustee, after the execution of the instrument of gift.
           
          The Senate amendments  clarify that an award based on eminent 
          domain or insurance proceeds in 2) above, should be unreduced by 
          the payoff of any encumbrance placed on the property by the 








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          conservator, agent, or trustee, after the execution of the 
          instrument of gift.

           EXISTING LAW  :

          1)Provides that where a principal executes a specific gift and 
            thereafter becomes incapacitated, if a conservator or agent 
            acting within the authority of a durable power of attorney 
            then sells or mortgages the specifically given property, the 
            transferee of the specific gift has the right to a general 
            pecuniary gift equal to the net sale price of, or the amount 
            of the unpaid loan on, the property.  

          2)Provides that where a principal executes a specific gift and 
            thereafter becomes incapacitated, the recipient of the 
            specific gift has the right to a general pecuniary gift equal 
            to any eminent domain award for the taking of the specifically 
            given property, proceeds of fire or casualty insurance on the 
            property, or recovery for injury to the property, paid to a 
            conservator or agent acting within the authority of a durable 
            power of attorney for the incapacitated principal.  

          3)Provides that statutes preventing ademption in specified 
            circumstances are not exhaustive and are not intended to 
            increase the incidence of ademption under California law.  
                  
           AS PASSED BY THE ASSEMBLY  , this bill was substantially similar 
          to the version approved by the Senate.
           
          FISCAL EFFECT  :  None
          
           COMMENTS  :  This bill would make explicit that protections 
          against ademption of specific gifts that apply to wills also 
          apply to trusts.  The author and the sponsor, the Conference of 
          California Bar Associations, explain the clarifying effects of 
          the recent amendment:

               Existing law (Probate Code Section 21134) provides that 
               when a testator makes a specific gift of real property 
               to a beneficiary in a will, then becomes incapacitated 
               and his or her conservator or agent sells or encumbers 
               the property, the designated beneficiary is entitled to 
               receive either the unencumbered property or its value 
               prior to the encumbrance by the conservator or agent.  
               However, the law does not provide the same protection to 








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               the designated beneficiary of a trust, if the trustor 
               becomes incapacitated and the property is encumbered or 
               sold by a successor trustee.

               One court faced with the issue has held in Brown v. 
               LaBow (2007), 157 Cal.App.4th 795, that Section 21134 
               also applies to trusts, but it had to rely heavily on 
               inference to do so.

          The bill also protects against the ademption of a specific gift 
          in instances where, after a settlor of a revocable trust becomes 
          incapacitated, the property is taken by eminent domain or is 
          damaged.  In such instances, this bill seeks to effect the 
          intent of the settlor by clarifying that the transferee of the 
          specifically given property is entitled to a general pecuniary 
          gift equal to the eminent domain award, insurance proceeds, or 
          other recovery paid to the trustee.

          In addition, this bill clarifies that the presumption of a 
          principal's incapacity applicable to actions taken by an agent 
          under a durable power of attorney does not apply to actions 
          taken by trustees under a revocable trust. 

          Trust and Estates Section of the California State Bar (TEXCOM) 
          supports the bill as amended.  TEXCOM notes the need to 
          explicitly apply the protections of Probate Code Section 21134 
          to the law of trusts:  "As the use of trusts in estate planning 
          has become more pervasive, the lack of references in the current 
          statute to trusts, to specific gifts in trust by settlors, and 
          to the possible effects on specific gifts of actions by trustees 
          during a settlor's incapacity are glaring omissions that rightly 
          deserve to be corrected."

           
          Analysis Prepared by  :    Leora Gershenzon / JUD. / (916) 
          319-2334 


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