BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair


          AB 2001 (Bonilla) - Pupil Assessment System.
          
          Amended: July 5, 2012           Policy Vote: Education 8-0
          Urgency: No                     Mandate: No
          Hearing Date: August 6, 2012                                
          Consultant: Jacqueline Wong-Hernandez                       
          
          This bill meets the criteria for referral to the Suspense File. 

          
          Bill Summary: AB 2001 requires plans relative to early 
          assessments and making standardized assessments more meaningful 
          to pupils to be developed as part of the process for 
          reauthorization of the state's K-12 assessment system. 

          Fiscal Impact: 
              Develop plans: The California Department of Education (CDE) 
              estimates that it will incur $175,000 in General Fund costs 
              to develop the plans required in this bill. Title VI federal 
              funds are not available for this purpose.
              Implementation: Unknown, likely substantial, ongoing costs. 
              The total costs of this bill will depend on the scope and 
              substance of the recommendations produced by the 
              Superintendent of Public Instruction (SPI) in consultation 
              with required parties and adopted by the State Board of 
              Education (SBE). The plans required in the bill change the 
              way students may be assessed, and expand early assessment 
              programs.

          Background: Existing law establishes the Standardized Testing 
          and Reporting Program (STAR) as the state's primary K-12 
          assessment system. This program consists of: (a) California 
          Standards Tests (CST), including tests in Spanish for specified 
          grades; (b) the Spanish Assessment of Basic Education primary 
          language test, and (c) the California Alternative Performance 
          Assessment for special education pupils. The STAR program is 
          scheduled to sunset in 2014.  

          The United States Department of Education issued a competitive 
          grant for the development of a comprehensive assessment system 
          based on the Common Core Standards in English language arts 
          (ELA) and mathematics that would adhere to federal testing 








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          requirements. Two assessment consortia were funded through this 
          process: the Partnership for the Assessment of Readiness for 
          College and Careers and the SMARTER Balanced Assessment 
          Consortium. Both consortia are working toward developing an 
          assessment system to help participating states transition to 
          Common Core Standards, and are scheduled to operationalize 
          assessments 2014-15.

          In June 2010, California joined the SMARTER Balanced consortium. 
          Participation in this consortium requires California to 
          administer and use the assessments developed by the consortium 
          in the 2014-15 school year.

          Proposed Law: AB 2001 requires plans and extensive planning 
          processes relative to early assessments, the early assessment 
          program, and making assessments more meaningful to be developed 
          as part of the process for reauthorization of the state's K-12 
          assessment system.  Specifically, this bill:

          1)   Declares legislative intent that the process of 
          reauthorizing the state's assessment system include both: a) A 
          plan to bring together elementary and secondary school policy 
          leaders, higher education institutions, and postsecondary career 
          technical and vocational programs to develop criteria and create 
          pathways in which assessments taken by middle and high school 
          pupils are aligned with college and career readiness, as 
          specified; and, b) a plan for transitioning to a system of 
          high-quality assessments that has tangible meaning to individual 
          middle and high school pupils. 

          2)   Requires the SPI, for the purposes of developing a plan to 
          strengthen the relevance of assessments to pupils and strengthen 
          the alignment between middle and high school assessments and the 
          entry or placement requirements of universities and career and 
          technical training institutions, to develop and recommend to the 
          SBE, all of the following: a) Principles among elementary and 
          secondary schools, higher education institutions, and 
          postsecondary career and technical training institutions that 
          would strengthen the alignment of assessments of pupils in 
          grades 7-12 to the requirements of entry into college or career 
          opportunities; b) options for using the grade 11 assessments in 
          core subjects and options for this grade's assessment results in 
          English language arts (ELA) to be used for effective placement 
          for grade 12 English learners so they may strive for full 








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          English proficiency before they graduate from high school; and, 
          c) a plan and a timeline to expand and strengthen future early 
          assessment programs to provide information to postsecondary 
          institutions, secondary schools, and pupils about the 
          preparedness of all of the state's postsecondary institutions.

          3)   For the purposes of the developing the plans, requires the 
          SPI to consult with: the SBE, higher education segments, career 
          technical and training institutions, school administrators, 
          teachers, schools board members, pupil representatives, and 
          parents.

          4)   Requires the SPI, for the purposes of developing a plan to 
          make assessments more meaningful to pupils, to recommend 
          multiple methods to provide for pupil recognition, reward, and 
          incentives that a school district may adopt, including: 
          inclusion of scores on transcripts, inclusion in final course 
          grades, exemption from other assessments, etc. Further requires 
          that developing the plan shall include consulting with the SBE, 
          school administrators, teachers, school board members, pupil 
          representatives, and parents.

          5)   Requires the SPI to present recommendations to the SBE by 
          May 30, 2014, and requires the SBE to hold two regularly 
          scheduled public meetings after the SPI presents its 
          recommendations. The SBE is required to adopt, or modify and 
          adopt, the recommendation by September 30, 2014. The SBE and SPI 
          are required to present to the Governor and appropriate policy 
          and fiscal committees a schedule and implementation plan.

          6)   Requires the CDE to use federal Title VI funds or any other 
          available and appropriate state and federal funds to implement 
          this bill.

          Related Legislation: AB 250 (Brownley) Ch. 608/2011, required 
          the SPI to develop recommendations for reauthorization of the 
          state's assessment system, including a plan for transitioning to 
          a system of high quality assessments and determining which 
          assessments are not valuable to pupils, administrators, and 
          teachers and therefore, should be eliminated. This plan is 
          required to be finished by November 1, 2012. 
          Staff Comments: This bill will result in both (direct and) 
          immediate costs to complete the plans and recommendations it 
          requires, and future costs to implement the new recommendations.








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          According to the CDE, this bill would result in one-time costs 
          of $175,000 to create the SPI recommendations, as described in 
          the bill. This cost includes: a) convening expert panels and 
          focus groups, in order to comply with the bill's consultation 
          requirements; b) staff time; c) materials; d) participant travel 
          expenses; and, e) public hearings. The CDE believes these tasks 
          could be accomplished by existing staff, but would require 
          significant time to be involved with the various coordination 
          efforts of the bill. If the SBE did not simply adopt the SPI's 
          recommendations, but rather rejected or sought to modify them, 
          there would be additional costs to revise those recommendations.

           Cost pressure to implement plans/recommendations:  Implementing 
          plans for transitioning to a system of high-quality assessments 
          that has tangible meaning to individual middle and high school 
          pupils, as described in this bill, is likely to result in 
          substantial new coordination and programmatic costs. The SPI is 
          required to propose "options" for changing the use of 
          standardized test results, and it is not clear what those 
          options will be, or whether they will be options for school 
          districts or options for the state, which may place related 
          mandates on school districts. For example, one option the bill 
          expressly permits is a proposal for making standardized test 
          scores meaningful that involves inclusion on a pupil's 
          transcript, at the request of the pupil's parent. If such an 
          option were adopted at the state level, school districts could 
          be mandated to add information to transcripts at a parent's 
          request. Another option discussed in the bill is a pupil's right 
          to be exempted from required statewide assessments "if 
          equivalent or more rigorous exams are taken and equivalent or 
          sufficiently comparable subject matter proficiency is shown". 
          This broad language could result in a recommendation to 
          establish a system of determining equivalencies between state 
          exams and other subject exams, such as Advanced Placement exams. 
          Costs or savings would entirely depend on the recommendation and 
          how it is implemented. 


           Early assessment programs  : This bill makes multiple references 
          to expanding "early assessment programs" without defining the 
          term. Currently, there is a program called the Early Assessment 
          Program (EAP) that is a collaborative effort among the SBE, the 
          CDE and the California State University (CSU). That program was 








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          established to provide opportunities for students to measure 
          their readiness for college-level English and mathematics in 
          their junior year of high school, and to facilitate 
          opportunities for them to improve their skills during their 
          senior year. The EAP provides a CST augmentation for 11th grade 
          students, which assesses their readiness for meeting college 
          performance standards. The EAP also has a teacher development 
          component focusing on helping teachers instruct students on more 
          effective writing. It is not clear whether the author intends to 
          expand this existing EAP program, or simply to expand programs 
          with similar goals.


          This bill specifies that the SPI must develop a "plan and 
          timeline to expand and strengthen future early assessment 
          programs" which implies that it is a more general expansion of 
          potential future programs. It also lists among the options for 
          inclusion in the SPI's recommendations "Making future early 
          assessment programs available to all pupils at all schools"; 
          this seems to suggest that the early assessments envisioned are 
          fundamentally different from the existing program of testing and 
          supporting high school students. The cost of the expansion and 
          strengthening of early assessment programs will depend on what 
          is proposed by the SPI; this bill leaves broad discretion.


           Title VI funds:   The CDE has indicated that Title VI funds are 
          not available to implement this bill. Other state or federal 
          funds would need to be used.