BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 2064
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          Date of Hearing:  April 24, 2012

                            ASSEMBLY COMMITTEE ON HEALTH
                              William W. Monning, Chair
            AB 2064 (V. Manuel Pérez) - As Introduced:  February 23, 2012
           
          SUBJECT  :  Immunizations for children: reimbursement of 
          physicians.

           SUMMARY  :  Requires health care service plans (health plans) 
          regulated by the Department of Managed Health Care (DMHC), and 
          health insurers, regulated by the California Department of 
          Insurance (CDI) that provide coverage for childhood and 
          adolescent immunizations, as specified, to reimburse physicians 
          or physicians groups (PG) not less than the actual cost of 
          acquiring the vaccine and the cost of administration of the 
          vaccine, as specified.  Prohibits a health plan or health 
          insurer, as specified, that provides coverage for childhood and 
          adolescent immunizations from imposing a deductible, copayment, 
          coinsurance, or other cost-sharing mechanism or containing a 
          dollar limit provision for the administration of these vaccines. 
           Specifically,  this bill  :  

          1)Prohibits all contracts, instead of only risk-based contracts, 
            between a health plan and a physician or PG from including a 
            provision that requires a physician or PG to assume financial 
            risks for acquisition of children's immunization as a 
            condition of accepting the contract.  Prohibits a physician or 
            PG from being required to assume financial risk for 
            immunizations, regardless of whether those immunizations are 
            part of the current contract.

          2)Requires a health plan and health insurer that provides 
            coverage for childhood and adolescent immunizations, as 
            specified, to reimburse a physician or PG in an amount not 
            less than the actual cost of acquiring the vaccine plus the 
            cost of administration of the vaccine.  States that for 
            purposes of this reimbursement, both of the following apply: 

             a)   The actual cost of acquiring the vaccine is the 
               vaccine's private sector cost per dose, as published on the 
               most current Pediatric Vaccine Price List of the Centers 
               for Disease Control and Prevention (CDC), plus reasonable 
               costs associated with shipping and handling; and,









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             b)   The cost of administration of the vaccine, which 
               includes physician time, clinical staff time, and office 
               staff time, as well as other practice expenses associated 
               with providing the immunization such as storage, insurance, 
               supplies, and medical equipment, shall be an amount not 
               less than that specified in the most current annual 
               Medicare physician fee schedule published pursuant to 
               federal code.

          3)States that beginning January 1, 2013, with respect to 
            immunizations for children that are not part of the current 
            contract between a health plan and a physician or PG, 
            including, but not limited to immunizations in the most 
            current versions of the Recommended Childhood and Adolescent 
            Immunization Schedules jointly approved by the federal 
            Advisory on Immunization Practices, the American Academy of 
            Pediatrics (AAP), and the American Academy of Family 
            Physicians, the health care service plan shall reimburse a 
            physician or PG in an amount not less than specified in 2) 
            above.

          4)Deletes existing provisions that specify that for 
            immunizations that are not part of the current contract 
            between a health plan and a physician or PG, the plan shall 
            reimburse a physician or physician group the actual 
            acquisition cost, the average wholesale price, or the lowest 
            acquisition costs, as specified, until the contract is 
            renegotiated.

          5)Prohibits a health plan or health insurer from including the 
            administration costs of required immunizations for children in 
            the capitation rate of a physician who is individually 
            capitated.

          6)Prohibits a health plan or health insurance policy issued, 
            amended, or renewed on or after January 1, 2013, that provides 
            coverage for childhood and adolescent immunizations, as 
            specified, from doing either of the following:

             a)   Imposing a deductible, copayment, coinsurance, or other 
               cost-sharing mechanism for the administration of a 
               childhood or adolescent immunization or for procedures 
               related to that administration.  States that this does not 
               prohibit charging a deductible, copayment, coinsurance, or 
               other cost-sharing mechanism for procedures, services, or 








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               treatment unrelated to an immunization; or,

             b)   Containing a dollar limit provision for the 
               administration of childhood and adolescent immunizations or 
               include the cost of those immunizations in a dollar limit 
               provision of the contract.

          7)States that 2) above does not apply to service provided to a 
            health plan contract or health insurance policy entered into 
            with the Board of Administration of the Public Employees' 
            Retirement System (CalPERS), as specified.

          8)Finds and declares the importance of pediatric immunizations 
            and states legislative intent on the need to ensure that 
            physicians are fully reimbursed for the costs to acquire and 
            administer recommended vaccines, as specified.

          9)Recognizes the importance of the California Immunization 
            Registry in maximizing immunization rates and encourages 
            physicians to participate in the registry.

           EXISTING LAW  :  

          1)Provides for the regulation of health plans by DMHC and health 
            insurers by CDI.

          2)Requires health plans licensed under the Knox-Keene Health 
            Care Service Plan Act of 1975 to cover all medically necessary 
            basic health care services, as defined.  Defines basic health 
            care services to include: physician services; hospital 
            inpatient and outpatient services, including outpatient 
            physical, occupational, and speech therapy; diagnostic 
            laboratory and X-ray services; preventive and routine care, 
            such as vaccinations and routine checkups; emergency and 
            urgent care services, including ambulance and out-of-area 
            emergency services; and, medically appropriate home health 
            services.  

          3)Requires every health plan or health insurer that covers 
            hospital, medical, or surgical expenses on a group basis to 
             provide  benefits for the comprehensive preventive care of 
            children 16 years of age or younger, as specified.  Requires 
            every health plan or health insurer that covers hospital, 
            medical, or surgical expenses on a group basis to  offer  
            benefits for the comprehensive preventive care of children 17 








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            and 18 years of age. 

          4)Requires that comprehensive preventive care for children for 
            purposes of 3) above include periodic health evaluations, 
            immunizations, and laboratory services in connection with 
            periodic health evaluations, and screening for blood lead 
            levels in children at risk for lead poisoning, as specified.

          5)Prohibits a risk-based contract between a physician or PG and 
            a health plan from requiring a physician or PG to assume 
            financial risk for the cost of acquiring required 
            immunizations for children as a condition of accepting the 
            contract.  Prohibits a health plan from requiring a physician 
            to assume financial risk for immunizations that are not part 
            of the contract. 

          6)Requires a health plan to reimburse a physician for 
            immunizations within 45 days of receiving from the physician 
            documentation that the immunizations were administered.

          7)Establishes the California Health Benefit Exchange pursuant to 
            the federal Patient Protection and Affordable Care Act (ACA) 
            which authorizes states to establish health benefit exchanges 
            for individuals and small business to compare health insurance 
            products and purchase policies from among four categories: 
            Bronze, Silver, Gold, and Platinum, and for some purchasers, 
            to obtain subsidies and tax credits.

          8)Provides that every contract between a health plan and a 
            provider of health care services shall be in writing, and 
            shall set forth that in the event the plan fails to pay for 
            health care services as set forth in the subscriber contract, 
            the subscriber or enrollee shall not be liable to the provider 
            for any sums owed by the plan.

           FISCAL EFFECT  :  This bill has not yet been analyzed by a fiscal 
          committee.

           COMMENTS  :

           1)PURPOSE OF THIS BILL  .  The California Medical Association 
            (CMA) is the sponsor of this bill.  The author states that 
            when providers are not adequately reimbursed for their actual 
            immunization costs, they face serious financial difficulties 
            which threaten the viability of their practices.  Some 








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            physicians simply can no longer absorb these costs and may be 
            forced to discontinue or delay offering the most costly 
            vaccinations or must require parents to pay up front.  This 
            trend could shift the burden of vaccine financing to local 
            public health clinics or other public programs.  CMA argues 
            that with limited public resources to absorb this burden, 
            immunization rates could drop.  

           2)BACKGROUND  . 

              a)   Immunization-related expenses  .  In 2011, AAP published 
               a paper on pricing vaccines and immunization 
               administration.  The paper lists the following as 
               vaccine-related expenses: 


               i)     Purchase price or acquisition cost of vaccine; 
               ii)    Personnel costs for ordering and inventory, 
                 including staff time to monitor vaccine stock, place 
                 orders, negotiate prices, delivery and payment term, and 
                 monitor storage procedures;
               iii)   Storage costs, including refrigerators and freezers, 
                 locks, alarm systems, temperature monitoring devices, and 
                 generators for continued electrical supply;
               iv)    Insurance against loss of vaccine;
               v)     Wastage and non-payment; and,
               vi)  Lost opportunity costs for the money invested in 
                 vaccines and for which a reasonable return on investment 
                 might otherwise be expected.

               The AAP paper indicates that the appropriate payment must 
               be free of any discounts and based on a transparent and 
               verifiable data source, such as the CDC vaccine price list 
               for the private sector, and cover the vaccine purchase 
               price and all related expenses as indicated above, and a 
               return on the investment for the dollars invested in 
               vaccine inventory.  

              a)   Physician Underpayment  .  In California, some 
               pediatricians report that despite existing law requiring 
               full reimbursement for acquisition of vaccines, they are 
               not receiving reimbursements that cover the full direct 
               costs.  A 2008 article in Pediatrics on a national survey 
               of pediatricians and family practice physicians found that 
               about half had delayed the purchase of specific vaccines 








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               for financial reasons and experienced a decreased profit 
               margin from immunizations in the past three years.  The 
               article reports 5% of pediatricians and 21% of family 
               physicians said their practice had seriously considered 
               whether to stop providing all vaccines to privately insured 
               children.  The article and other reports state that because 
               of high vaccine costs, many physicians do not keep enough 
               vaccines on hand to meet demand, or simply do not stock a 
               vaccine, such as the human Papilloma virus (HPV) vaccine, 
               which costs $360 for the full three dose vaccination.  The 
               development and recommendation of new vaccines increases 
               the cost of fully vaccinating a child.  According to a 2008 
               news article, in 1995, the federal government's cost to 
               purchase all recommended vaccines for a child up to age 12 
               was $155; by 2007, the cost had risen to $927 for a boy and 
               $1,214 for a girl (including the HPV vaccine).  The 2009 
               CDC Vaccine Price List shows that private sector purchasers 
               are charged substantially more for vaccines than the prices 
               CDC negotiates.  CDC prices for vaccines are often 
               one-third less, and in some cases less than half what 
               manufacturers charge private sector purchasers.  

              b)   California Health Benefits Review Program (CHBRP)  .  
               CHBRP was created in response to AB 1996 (Thomson), Chapter 
               795, Statutes of 2002, which requests the University of 
               California to assess legislation proposing a mandated 
               benefit or service, and prepare a written analysis with 
               relevant data on the public health, medical, and economic 
               impact of proposed health plan and health insurance benefit 
               mandate legislation.  The provisions of this bill which are 
               subject to the CHBRP analysis are the provisions specified 
               in 6) in the Summary above which prohibits a health plan or 
               health insurer from i) imposing a deductible, copayment, 
               coinsurance, or other cost-sharing mechanism; or, ii) 
               containing a dollar limit provision for the  administration  
               of childhood and adolescent immunizations.   

                i)     Medical Effectiveness  .  CHBRP states that it is not 
                 feasible for CHBRP to review the large volume of 
                 literature on the medical effectiveness of the 
                 administration and efficacy of each of the Advisory 
                 Committee on Immunization Practices (ACIP) recommended 
                 vaccines and their immunization-related procedures 
                 within the 60-day time frame allotted for this analysis. 
                  Therefore, the medical effectiveness review utilized 








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                 the information compiled by ACIP on immunization-related 
                 procedures and vaccine efficacy.  CHBRP indicates that 
                 due to the rigor and thoroughness of the ACIP systematic 
                 review on the efficacy and safety of vaccines, it 
                 concluded for purposes of this report, that any vaccine 
                 that has been recommended as part of the routine 
                 immunization schedule has clear and convincing evidence 
                 that it is effective in preventing disease.  The 12 
                 vaccines currently recommended by ACIP for routine use 
                 in children and adolescents (aged 0-18) are: diphtheria, 
                 tentanus, acellular pertussis, haemophilus influenza 
                 type b, hepatitis A, hepatitis B, human papillomavirus, 
                 influenza, measles, mumps, rubella, meningococcal 
                 conjugate, pneumococcal conjugate, inactivated 
                 poliovirus, rotavirus, and varicella.     


                ii)    Benefits Coverage, Utilization, and Cost Impacts  .

                  Benefits Coverage  .

                           Of the population with health insurance 
                    subject to the mandate, nearly all (98.3%) enrollees 
                    have mandate-compliant benefit coverage for 
                    immunization-related procedures with no cost sharing. 
                     The remaining 1.7% of enrollees (381,000) have 
                    benefit coverage not compliant with the mandate.  If 
                    this bill were enacted, 100% of enrollees would have 
                    compliant benefit coverage for immunization-related 
                    procedures. 

                           DMHC-regulated Medi-Cal managed care plans 
                    already provide mandate-compliant coverage for 
                    immunization-related procedures with no cost sharing 
                    for enrollees.  Therefore, CHBRP estimates that this 
                    bill would have no impact on this subpopulation.  

                           DMHC-regulated CalPERS HMOs already provide 
                    mandate-compliant coverage for immunization-related 
                    procedures with no cost sharing for enrollees. 
                    Therefore, CHBRP estimates that this bill would have 
                    no impact on this subpopulation.  

                           DMHC-regulated the Managed Risk Medical 
                    Insurance Board plans (which enroll beneficiaries of 








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                    the Healthy Families program, the Aid to Infants and 
                    Mothers  program, and the Major Risk Medical 
                    Insurance Program) already provide mandate-compliant 
                    coverage for immunization-related procedures with no 
                    cost sharing. Therefore, CHBRP estimates that this 
                    bill would have no impact on this subpopulation.  

                           CHBRP estimates no measurable impact of the 
                    mandate on the number of uninsured due to the 
                    estimated premium increases of less than 1%.
                  
                 Utilization Impacts
                  
                 CHBRP estimates that there will be some increase in 
                 utilization due to the change in cost sharing, but that 
                 the total increase in the number of immunizations will 
                 be less than 100 for all age groups.  However, 
                 approximately 89,000 immunization-related
                 procedures would no longer be subject to cost-sharing.

                  Cost Impacts
                  
                           Increases in per member per month (PMPM) 
                    premiums due to the prohibition on cost sharing for 
                    immunization-related procedures vary by regulator.  
                    There would be no impact on DMHC-regulated plans if 
                    this bill were enacted, but there would be some 
                    impact for CDI regulated policies.

                           Increases as measured by percentage changes 
                    in PMPM premiums among CDI-regulated policies are 
                    estimated to range from a low of 0.003% (for the 
                    large-group market segment) to a high of 0.0101% (for 
                    the individual policies market segment).  Increases 
                    as measured by PMPM premiums are estimated to be 
                    $0.02 for CDI-regulated policies.

                           Total net health expenditures are projected 
                    to increase by $155,000 (0.0001%).  This is due to a 
                    $648,000 increase in health insurance premiums 
                    partially offset by reductions in enrollee 
                    out-of-pocket expenditures for covered benefits 
                    ($493,000).

                i)     Public Health Impact  .  CHBRP estimates that the 








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                 health insurance benefit mandate in this bill would 
                 result in fewer than 100 additional immunizations, which 
                 would have no impact on California's rates of 
                 immunizations and vaccine-preventable diseases and their 
                 related mortality.  Evidence shows that decreased cost 
                 sharing is associated with increased immunization rates, 
                 thus CHBRP projects that this bill would remove the 
                 cost-sharing barrier.  CHBRP estimates that 
                 approximately 89,000 immunization-related procedures 
                 would be no longer subject to cost-sharing post mandate. 
                  This would result in a savings of about $493,000 in 
                 out-of-pocket expenses (coinsurance and deductibles) for 
                 those enrollees with newly compliant coverage who use 
                 immunizations.  Those children whose parents abstained 
                 from or delayed immunization due to cost-sharing 
                 requirements for immunization-related procedures may 
                 benefit from this measure, as this cost barrier to 
                 completing recommended immunizations in a timely manner 
                 would be eliminated.  CHBRP estimates that beyond 12 
                 months post mandate, this measure would have no 
                 statistically significant impact on California's rates 
                 of immunizations and vaccine-preventable diseases and 
                 mortality due to an estimated increase of less than 100 
                 additional immunizations administered; however, those 
                 persons who abstained from or delayed immunization due 
                 to cost-sharing requirements for immunization-related 
                 procedures may benefit by helping them complete their 
                 recommended immunization schedule.

              a)   Federal Essential Health Benefits  .  The ACA requires 
               qualified health plans to cover specified categories of 
               federal essential health benefits (EHBs) by 2014.  The ACA 
               defines EHS as including: i) ambulatory patient services; 
               ii) emergency services; iii) hospitalization; iv) 
               maternity and newborn care; v) mental health and substance 
               use disorder services, including behavioral health 
               treatment; vi) prescription drugs; vii) rehabilitative and 
               habilitative services and devices; vii) laboratory 
               services; ix) preventive and wellness services and chronic 
               disease management; and, x) pediatric services, including 
               oral and vision care.  The Secretary of the Health and 
               Human Services Agency is charged with defining these 
               categories through regulation and ensuring that the EHB 
               floor "is equal to the scope of benefits provided under a 
               typical employer plan."








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           1)SUPPORT  .  The Health Officers Association of California 
            states that reimbursement rates from insurance companies and 
            from Medi-Cal are so low that medical providers are less and 
            less able to bear the costs of purchasing, storing, and 
            educating patients regarding vaccines, and administering 
            vaccines in their offices.  As a result, even patients with 
            insurance are increasingly seeking vaccinations from local 
            health departments.  CMA states that as small businesses, 
            physicians face severe financial strain when they continue to 
            absorb the unreimbursed costs associated with vaccine 
            administration.  The purchase of vaccines is the single most 
            expensive part of a pediatric or family practice.  When 
            providers are not adequately reimbursed to cover the direct 
                                                                      and indirect costs of providing immunizations, the viability 
            of their practice is threatened which jeopardizes access.  
            AAP states that if inadequate reimbursement continues, many 
            physician practices will be unable to bear the cost of 
            vaccines, and children will lose access to potentially 
            life-saving vaccines.  When providers are unable to stock and 
            administer vaccines, many of them will need to ask families 
            to come back for another visit when the vaccine is available, 
            or choose to refer patients to another source, which will 
            result in missed vaccines.  This may also result in shifting 
            privately insured patients onto the state public health 
            system, increasing costs to the State.  Many of the other 
            sponsors stress the importance of making vaccines available 
            to physician offices at sustainable rates to ensure access to 
            disease-preventing vaccines.    

           2)OPPOSITION  .  The California Association of Health Plans and 
            Health Net state that although the stated goal of this bill 
            is to require health plans to pay for the indirect costs 
            associated with a health service, health plans do not 
            typically pay directly for the cost of physician staffing, 
            overhead or medical equipment.  These are considered expenses 
            that are part of the overall negotiated rate for providing 
            medical services.  The opposition states that this bill moves 
            the reimbursement for the administration of a vaccine out of 
            negotiated provider rates and into a standard defined by the 
            Legislature.  Overall, this bill would increase costs for 
            health plans operating in the commercial market and State 
            public programs.

           3)RELATED LEGISLATION  .  AB 2009 (Galgiani), pending in Assembly 








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            Appropriations Committee, authorizes the Department of Public 
            Health to establish vaccination priority, as specified.  AB 
            2109 (Pan), pending in Assembly Appropriations Committee, 
            establishes requirements for exemptions from required 
            vaccinations prior to entry to schools, as specified.  

           4)PREVIOUS LEGISLATION  . 

             a)   AB 2093 (V. Manuel Pérez) of 2010, would have 
               prohibited any contract issued, amended, delivered, or 
               renewed on or after January 1, 2011 between a physician or 
               physician group, and a DMHC-regulated health plan or 
               CDI-regulated insurer, from requiring the physician or 
               physician group to assume financial risk for the cost of 
               acquiring required immunizations for children, regardless 
               of whether those immunizations are part of the contract.  
               AB 2093 was vetoed by Governor Schwarzenegger who 
               indicated it "is an inappropriate effort to carve various 
               elements out of negotiated provider contracts and set 
               those reimbursement rates in statute.  Existing law 
               already requires health plans to fully cover certain 
               preventive benefits, including immunizations.  Reimbursing 
               providers for their "administrative costs" at a Medicare 
               rate completely undermines the purpose of capitation and 
               provider contracts, especially if a provider's actual 
               costs are below the Medicare fee."  

             b)   AB 1201 (V. Manuel Pérez) of 2009, is substantially 
               similar to the provisions of this bill, and would have 
               required health plans and health insurers to reimburse 
               physicians for childhood vaccinations, according to 
               specified conditions.  AB 1201 died in Assembly 
               Appropriations Committee.

           5)AUTHOR'S AMENDMENTS .  The author indicated that it will 
            delete the provisions of this bill prohibiting health plans 
            or health insurers from: a) imposing a deductible, copayment, 
            coinsurance, or other cost-sharing mechanism; or, b) 
            containing a dollar limit provision for the  administration  of 
            childhood and adolescent immunizations.  These provisions are 
            also the subject of the CHBRP analysis.
           
           REGISTERED SUPPORT / OPPOSITION  :  

           Support 








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          American Academy of Pediatrics (cosponsor)
          California Academy of Family Physicians (cosponsor)
          California Medical Association (cosponsor)
          Health Officers Association of California (cosponsor)
          100% Campaign
          American Congress of Obstetricians and Gynecologists, District 
          IX California
          California Chapter of the American College of Emergency 
          Physicians
          California Coverage & Health Initiatives
          Children NOW
          California Primary Care Association
          Children's Defense Fund-California
          Children's Specialty Care Coalition
          Osteopathic Physicians and Surgeons of California
          The Children's Partnership
          United Ways of California

           Opposition 
           
          California Association of Health Plans
          Health Net
           
          Analysis Prepared by  :    Rosielyn Pulmano / HEALTH / (916) 
          319-2097