BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2011-2012 Regular Session


          AB 2076 (Ma)
          As Amended June 25, 2012
          Hearing Date: July 3, 2012
          Fiscal: Yes
          Urgency: No
          RD
                    

                                        SUBJECT
                                           
                                Court Reporters: Fees

                                      DESCRIPTION  

          Existing law provides that for each civil trial court proceeding 
          lasting more than one hour, a fee equal to one-half day of 
          services shall be charged to the parties, on a pro rata basis, 
          and that the fees collected shall be used only to pay the cost 
          for services of an official court reporter in civil proceedings, 
          as specified.  This bill would add that a $30 fee be charged for 
          each proceeding lasting less than an hour for the reasonable 
          cost of the services of an official court reporter, as 
          specified.  The bill would also require that these fees be 
          retained by the court in which the fee was collected and would 
          codify the legislative intent to continue an incentive to courts 
          to use the services of an official court reporter in civil 
          proceedings. 

          Existing law also requires that $30 from specified civil filing 
          fees that are distributed to the Trial Court Trust Fund (TCTF) 
          be used for services of an official court reporter in civil 
          proceedings.  This bill would instead mandate that the $30 be 
          retained by the court that collected it, while still requiring 
          that it be used for the services of an official court reporter 
          in civil proceedings.  This bill would also strike existing 
          intent language that allows the Judicial Council to allocate 
          these funds to replace reductions in general fund appropriations 
          to the TCTF, and, instead, specify that in trial courts where 
          official court reporting services in civil proceedings are not 
          provided, the $30 portion retained from these uniform filing 
          fees for court reporters in civil proceedings shall instead 
                                                                (more)



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          revert to the TCTF for redistribution to trial courts that do 
          provide these services on a pro rata basis and require that they 
          be used to provide those services.  

                                      BACKGROUND  

          California law requires that an official reporter or official 
          reporter pro tempore of the superior court take down in 
          shorthand all testimony, objections made, rulings of the court, 
          exceptions taken, arraignments, pleas, sentences, arguments of 
          the attorneys to the jury, and statements and remarks made and 
          oral instructions given by the judge or other judicial officer, 
          in specified cases.  These cases include, among others, civil 
          cases that are ordered by the court or requested by a party.  
          (Code Civ. Proc. Sec. 269.)   

          Separately, California law, with the enactment of AB 233 
          (Escutia and Pringle, Ch. 850, Stats. 1997), consolidated all 
          court funding at the state level, giving the Legislature 
          authority to make appropriations and the Judicial Council 
          responsibility to allocate funds to state courts.  In doing so, 
          it required that all court reporters fees collected by the trial 
          courts be deposited into the Trial Court Trust Fund (TCTF), 
          where nearly all court-collected fees are now deposited.  The 
          court reporter fees are then returned to the trial courts as 
          part of their annual allocation and are distributed on a pro 
          rata basis, as opposed to on the basis of the dollars collected. 
           

          More specifically, the Government Code requires that certain 
          fees be charged and be used to pay for the cost for services of 
          an official court reporter in civil proceedings.  Among these, 
          existing law requires that $30 from specified civil filing fees 
          that are distributed to the TCTF be used to provide for services 
          of an official court reporter.  However, California law has also 
          specified through codified legislative intent that that while it 
          intends for this $30 to continue as an incentive for courts to 
          use official court reporters in civil proceedings, nothing 
          affects the Judicial Council's authority to allocate these funds 
          to replace reductions in general fund appropriations to the 
          Trial Court Trust Fund.  (See Gov. Code Sec. 68086.1(c).)

          The Administrative Office of the Courts (AOC) is required to 
          annually report to the Legislature, as require under existing 
          law about court reporter fees collected under these sections of 
          law and the expenditures for court reporters in superior court 
                                                                      



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          civil proceedings for the same periods.  Accordingly, in 
          February 2012, the AOC reported that $34,040,630 was remitted to 
          the TCTF as follows: (1) $12,485,932 came from fees paid by 
          parties to civil proceedings pursuant to Government Code Section 
          68086 for the services of an official court reporter in 
          proceedings lasting more than one hour on the first day and each 
          succeeding judicial day; and (2) $21,554,698 is attributable to 
          the $30 fee required to be deposited in the TCTF from first 
          paper filings and responses for civil proceedings in the 
          superior court where the amount demanded is over $10,000.  
          During that same fiscal year 2010-2011, the estimated amount 
          spent for the services of court reporters in superior court 
          civil proceedings was $82,770,473.  (See AOC, Report to the 
          Judicial Council, Judicial Branch Report to the Legislature: 
          Court Reporter Fees Collected and Expenditures for Court 
          Reporter Services in Superior Court Civil Proceedings for Fiscal 
          Year 2010-2011 (Feb. 22, 2012) 
          <  http://www.courts.ca.gov/documents/jc-20120228-itemF.pdf  > �as 
          of June 24, 2012].)   

          This bill, co-sponsored by the California Court Reporters 
          Association and California Official Reporters Association, seeks 
          to (1) increase the fees used to pay for the costs of  court 
          reporters and (2) allow local courts to retain those fees and 
          require that those fees only be used for the provision of court 
          reporters in civil proceedings, unless the court does not 
          provide for court reporters in civil proceedings, in which case 
          the bill provides for those fees collected to revert to the TCTF 
          and be distributed by the Judicial Council only for the 
          provision of court reporter services in civil proceedings.  In 
          doing so, the bill would also remove the Judicial Council's 
          ability to allocate such funds to replace reductions in general 
          fund appropriations to the TCTF.

                                CHANGES TO EXISTING LAW
           
          1.    Existing law , in relevant part, requires that an official 
            reporter or official reporter pro tempore of the superior 
            court take down in shorthand all testimony, objections made, 
            rulings of the court, exceptions taken, arraignments, pleas, 
            sentences, arguments of the attorneys to the jury, and 
            statements and remarks made and oral instructions given by the 
            judge or other judicial officer, in specified cases, 
            including, among other things, in a civil case, on the order 
            of the court or at the request of a party.  (Code Civ. Proc. 
            Sec. 269.) 
                                                                      



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             Existing law  establishes the Trial Court Trust Fund, as 
            specified. (Gov. Code Sec. 68085.)

             Existing law  requires that, among other fees, the fees 
            collected by the trial courts for official court reporters be 
            deposited in a bank account established by the Administrative 
            Office of the Courts (AOC). Existing law requires the AOC to 
            distribute those deposits as provided, with the remainder 
            going to the Trial Court Trust Fund. (Gov. Code Sec. 68085.1.)
            
            Existing law  , among other things, provides that for each civil 
            trial court proceeding lasting more than one hour, a fee equal 
            to one-half day of services shall be charged to the parties, 
            on a pro rata basis, and that the fees collected shall be used 
            only to pay the cost for services of an official court 
            reporter in civil proceedings pursuant to Section 269 of the 
            Code of Civil Procedure.  (Gov. Code Sec. 68086.)

             This bill  would add that for each proceeding lasting less than 
            an hour, a fee of $30 shall be charged for the reasonable cost 
            of the services of an official court reporter pursuant to 
            Section 269 of the Code of Civil Procedure.  

             This bill  would specify that any fees collected for 
            proceedings lasting for more than one hour, as specified 
            above, shall be retained by the court that collects the fee to 
            use for the services of an official court reporter in civil 
            proceedings.  
             
            This bill  would codify the intent of the Legislature to 
            continue an incentive to courts to use the services of an 
            official court reporter in civil proceedings. 

             This bill  makes other technical and non-substantive changes.  

          2.    Existing law  requires that $30 of each of several specified 
            civil filing fees distributed to the Trial Court Trust Fund be 
            used for services of an official court reporter in civil 
            proceedings.  Existing law codifies the legislative intent for 
            this $30 to continue as an incentive for courts to use 
            official court reporters in civil proceedings, but that 
            nothing affects the Judicial Council's authority to allocate 
            these funds to replace reductions in general fund 
            appropriations to the Trial Court Trust Fund.  Existing law 
            also requires that the portion of the distribution to the Fund 
                                                                      



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            to be used for services of an official court reporter in civil 
            proceedings, as specified, only be used in trial courts that 
            use the services of an official court reporter in civil 
            proceedings.  (Gov. Code Sec. 68086.1.)

             This bill  would instead provide that this $30 shall be 
            retained by the court in which the fee was collected and be 
            used to provide services of an official court reporter in 
            civil proceedings.  

             This bill  would strike the existing legislative intent 
            language codified above and instead provide that in trial 
            courts where official court reporting services are not 
            provided in civil proceedings, these fees that are to 
            otherwise be retained by the court as proposed by this bill 
            are to revert to the Trial Court Trust Fund for redistribution 
            to trial courts providing official court reporting services in 
            civil proceedings, on a pro rata basis, and shall be used to 
            provide the services of an official court reporter in civil 
            proceedings. 

          3.    Existing law  provides that, notwithstanding any other 
            provision of law, whenever a daily transcript is ordered in a 
            civil case requiring the services of more than one court 
            reporter, the party requesting the daily transcript must pay 
            an additional specified rate and that such fee shall be 
            distributed to the court to offset the cost of the additional 
            reporter. (Gov. Code Sec. 69953.5.)

             This bill  would instead provide that such fee be retained by 
            the court in which it was collected to offset the cost of the 
            additional reporter.  

                                        COMMENT
           
          1.    Stated need for the bill  

          According to the author: 

            AB 2076 will assist our local courts to continue to offer 
            important judicial services by incentivizing the efficient and 
            effective collection of mandated civil �court] reporter fees.  
            Due to State budget cuts, California's courts have faced 
            significant funding issues in recent years.  Since 2008, 
            California's courts have seen reductions totaling more than 
            $652 million, resulting in cuts that have critically affected 
                                                                      



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            how our courts are ale to provide judicial services.  
            Additionally, should the Governor's Initiative fail in 
            November, another $125 million in trigger cuts could occur, 
            resulting in additional challenges in the state's ability to 
            administer and deliver justice.  . . . 

            Millions of attorneys and litigants depend on court reporting 
            to provide a proper legal transcript for courtroom proceedings 
            �such as] trials, hearings, and depositions to ensure that 
            necessary documentation and accurate records are made 
            available.  The cuts to court funding have been so detrimental 
            that some courts have stopped providing court reporters 
            altogether.  . . . There has been a growing concern over the 
            inconsistent collection of court reporter fees across 
            counties, and whether the fees have been adequately 
            re-appropriated to local trial courts.  . . . 

            Under the current system, the money collected locally for 
            court reporter services goes to the AOC �Administrative Office 
            of the Courts] and then is dispersed back out to the trial 
            courts.  Local courts often don't see the fees that they 
            collected returned to them in adequate amounts so they have 
            little incentive to increase collection rates.  �Also] �u]nder 
            current law, litigants don't have to pay for the services of 
            an official court reporter if their proceeding lasts under an 
            hour.  AB 2076 is designed to allow the local trial courts to 
            retain the dollars generated and collected locally for civil 
            court reporter services.  The elimination of the middle man 
            and local retention will provide better accountability for 
            these funds, incentivize collection, and hopefully provide 
            more money for these essential services.  AB 2076 also closes 
            a loophole in the collection of these fees that is simply no 
            longer feasible given our difficult budget climate by 
            including a flat $30 fee if the litigants in a very short 
            proceeding want a court reporter.  

          The California Official Court Reporters Association, a 
          co-sponsor of this bill, writes that "�u]p and down the state, 
          trial courts under incredible budget pressure have slashed the 
          services of official court reporters.  Many more places offer no 
          reporting services at all for certain proceedings and simply 
          rely on litigants to provide their own private reporters or go 
          with none at all.  This has a significant negative impact on the 
          ability of litigants to have an accurate record, in particular 
          those without the resources to ensure that a reporter is 
          present." Also a co-sponsor of the bill, the California Court 
                                                                      



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          Reporters Association adds, "in order to maximize the number of 
          mandated court reporter use fees collected, we propose that the 
          court reporter user fees should not only be imposed locally, but 
          most importantly, they should be retained locally."  (Emphasis 
          in original.) 

          2.    This bill seeks to incentivize courts to aggressively 
            collect court reporter fees but removes Judicial Council's 
            ability to redirect funds, as necessary, to adjust for budget 
            cuts  

          Existing law provides that for each civil trial court proceeding 
          lasting more than one hour, a fee equal to one-half day of 
          services shall be charged to the parties, on a pro rata basis, 
          and that the fees collected shall be used only to pay the cost 
          for services of an official court reporter in civil proceedings, 
          as specified.  This bill seeks to incentivize courts to 
          aggressively collect court reporter fees by allowing them to 
          keep those fees that they collect and also requiring a $30 flat 
          fee for civil proceedings be charged for any proceedings lasting 
          less than one hour for which a court reporter is provided.  The 
          courts would also retain any fees collected pursuant to this new 
          $30 fee.   Similarly, this bill would mandate that, moving 
          forward, the $30 portion of specified civil filing fees that are 
          currently distributed to the TCTF instead be retained by the 
          court that collected it, while still requiring that it be used 
          for the services of an official court reporter in civil 
          proceedings.   If a particular court does not provide for court 
          reporters in civil proceedings, the $30 portion of the civil 
          filing fees collected by that court would revert to the TCTF and 
          be distributed by Judicial Council to provide for the use of 
          court reporters in civil proceedings.  Staff notes that, 
          essentially, those counties whose fees revert to the TCTF would 
          be funding the provision of services that are not available in 
          their own counties.  In doing so, the bill would also remove the 
          Judicial Council's ability to allocate such funds to replace 
          reductions in general fund appropriations to the TCTF. 

          Proponents note that the current system has resulted in the 
          inconsistent and inefficient collection of fees from county to 
          county and that budget cuts have only worsened the situation for 
          court reporters and court reporting services.  As noted by the 
          Northern California Court Reporters Association, "official court 
          reporters who work in the courtrooms of our state play a 
          critical and essential role in ensuring equal access to justice 
          for all.  These highly specialized court-trained court reporters 
                                                                      



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          provide not only a verbatim record of civil proceedings, but 
          also perform a myriad of other functions, including being 
          available at all times to read back testimony to jurors, 
          providing an instant visual display of the proceedings to 
          judicial officers and protecting the integrity of the record 
          during all civil proceedings."  Proponents of this bill, as 
          noted in the statements of the author and co-sponsors in Comment 
          1, above, believe that by allowing courts to retain the fees 
          they collect, this bill would greater incentivize the collection 
          of those fees.   

          On June 25, 2012, the author amended this bill in effort to help 
          address Judicial Council concerns about inadvertently lowering 
          filing fees in courts that do not provide for court reporters in 
          civil proceedings (therefore creating non-uniform civil filing 
          fees), and about removing the Judicial Council's flexibility to 
          evaluate options to keep court doors open during budget cuts.  
          As such, the bill currently provides that in trial courts where 
          official court reporting services are not provided in civil 
          proceedings, the $30 portion retained from these uniform filing 
          fees for court reporters shall instead revert to the TCTF for 
          redistribution to trial courts that do provide civil court 
          reporter services on a pro rata basis and require that they be 
          used to fund those services.

          The Judicial Council notes that these amendments do not remove 
          their opposition to the bill and argue that: 

            Although the amendments do not risk loss of total filing fee 
            revenue, they would result in a significant reduction to some 
            courts, on top of all the budget reductions courts have been, 
            and will continue to grapple with.  The council cannot support 
            reductions of this nature to trial court operations at this 
            time.  Furthermore, the amendments pose a number of 
            implementation issues: are courts that provide reporters in 
            some civil law and motion hearings, but not all, and not in 
            civil trials, eligible to receive this funding? Are courts 
            eligible to receive this funding if they provider reporters in 
            family law, but not unlimited civil proceedings?  What if a 
            court re-deployed court reporters in the middle of a month, is 
            the court eligible to receive the fee revenue for that month?  
            These are but a few examples of the implementation issues."  

          In light of these issues and ongoing efforts to achieve a 
          consensus on the distribution and use of the $30 portion of 
          civil filing fees, if this committee were to approve this bill, 
                                                                      



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          it should consider doing so with the commitment that the 
          proponents continue to work with the Judicial Council to resolve 
          their concerns.   

          3.    Added filing fee for civil proceedings of less than one 
          hour  

          As noted above, this bill also allows the courts to retain fees 
          that were charged to parties by courts for the services of a 
          court reporter, and adds a flat $30 fee for any civil 
          proceedings lasting less than one hour for which court reporter 
          services were provided.  The author notes that the proposal to 
          charge a fee for proceedings lasting under an hour was 
          originally recommended by the Legislative Analyst's Office and 
          was encouraged again in its April 2012 report.  (California 
          Legislative Analyst Office, Managing Ongoing Reductions to the 
          Judicial Branch (April 2012) p. 10.)  The Judicial Council has 
          not taken a position with regard to these specific provisions of 
          the bill because it had referred the matter and the intricacies 
          of its implementation to the council's Trial Court Budget 
          Working Group in 2010, and a subcommittee of the working group 
          has been focused on this issue and has been working on its 
          analysis and recommendations relating to this proposal.  

          Given the current constraints faced by the courts, it may be 
          difficult to provide these services free of charge simply 
          because they took less than one hour.  At the same time, 
          litigants can only survive so many new costs being shifted over 
          onto them to make up for the cuts from the General Fund to the 
          courts.  In light of these competing interests, a $30 fee does 
          not appear wholly unreasonable.  Since the introduction of this 
          bill, however, similar language has since been added to a budget 
          trailer bill.  In recognition of that fact, if this bill were to 
          be approved by this Committee, the author indicates to Staff 
          that she will be taking amendments to either remove this portion 
          from the bill or align it with the trailer bill and add 
          specificity as to when the fee is due and as to which party has 
          the duty to pay the fee. 


           Support  : Alameda County Official Court Reporters Association; 
          American Federation of State, County and Municipal Employees, 
          AFL-CIO; California State Council of the Service Employees 
          International Union; Fresno Superior Court Reporters; Laborers' 
          Local 777 & 792; Los Angeles County Court Reporters Association; 
          Northern California Court Reporters Association; Official Court 
                                                                      



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          Reporters of Stanislaus County; Orange County Superior Court 
                 Reporters Association; Professional and Technical Engineers, 
          IFPTE Local 21; Sacramento Official Court Reporters; San Diego 
          County Court Employees Association; San Diego Superior Court 
          Reporters Association; one individual

           Opposition  :  Judicial Council (oppose in part) 

                                        HISTORY
           
           Source  :  California Court Reporters Association; California 
          Official Reporters Association

           Related Pending Legislation  :  SB 1081 (Committee on Budget 
          &Fiscal Review) and AB 1481 (Committee on Budget & Fiscal 
          Review), among other things, provide that for each proceeding 
          lasting less than one hour, a fee of $30 shall be charged for 
          the reasonable cost of the services of an official court 
          reporter pursuant to Section 269 of the Code of Civil Procedure. 


           Prior Legislation  :  AB 233 (Escutia and Pringle, Chap. 850, 
          Stats. 199) See Background.

           Prior Vote  :

          Assembly Floor (Ayes 60, Noes 11) 
          Assembly Appropriations Committee (Ayes 12, Noes 5)
          Assembly Judiciary Committee (Ayes 8, Noes 0)

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