BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



           ------------------------------------------------------------ 
          |SENATE RULES COMMITTEE            |                  AB 2099|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
          |(916) 651-1520         Fax: (916) |                         |
          |327-4478                          |                         |
           ------------------------------------------------------------ 
           
                                         
                                 THIRD READING


          Bill No:  AB 2099
          Author:   Cedillo (D)
          Amended:  8/24/12 in Senate
          Vote:     21

           
          PRIOR VOTES NOT RELEVANT


           SUBJECT  :    Employment:  wage, hour and working conditions 
          violations

           SOURCE  :     Author


           DIGEST  :    This bill authorizes Los Angeles Unified School 
          District (LAUCD) or the Los Angeles Community College 
          District (LACCD) to do one of the following:  (1) select 
          specific 403(b) products offered by four or more vendors of 
          403(b) products; (2) select 403(b) products offered by four 
          or more vendors of 403(b) products and continue to make 
          contributions to a 403(b) product not selected if the 
          school employee had already purchased or entered into the 
          product before the effective date of a contract that 
          excluded that option as specified; or (3) establish a list 
          of preferred vendors as recommended by a joint committee 
          made up exclusively of bargaining unit members and 
          management as defined.  This bill also requires that the 
          collective bargaining agreement specify whether the school 
          employer elects to exercise its authority and the process 
          by which vendors are selected.  This bill defines the 
          competitive bidding process and provides that a violation 
          of any of the following policies by a vendor shall result 
                                                           CONTINUED





                                                               AB 2099
                                                                Page 
          2

          in termination of the contract or removal from the 
          preferred vendor list, as specified.  Additionally, this 
          bill requires a school employer that elects to exercise the 
          authority to submit a report, as specified, to the 
          Legislature on or before January 1, 2017.  This bill has a 
          sunset date of January 1, 2018.

           Senate Floor Amendments  of 8/24/12 delete the prior version 
          of the bill and add language that permits LAUCD or the 
          LACCD to select specific "Section 403(b)" investment 
          options.

           ANALYSIS  :   Existing law requires state agencies to permit 
          employees to select any investment product when making 
          contributions to a plan authorized under Internal Revenue 
          Code Section 403(b).  This bill authorizes LAUCD or the 
          LACCD to do one of the following:

          1. Select specific 403(b) products offered by four or more 
             vendors of 403(b) products;

          2. Select 403(b) products offered by four or more vendors 
             of 403(b) products and continue to make contributions to 
             a 403(b) product not selected if the school employee had 
             already purchased or entered into the product before the 
             effective date of a contract that excluded that option 
             as specified; or

          3. Establish a list of preferred vendors as recommended by 
             a joint committee made up exclusively of bargaining unit 
             members and management as defined.

          This bill also requires that the collective bargaining 
          agreement specify whether the school employer elects to 
          exercise its authority and the process by which vendors are 
          selected.

          This bill defines the competitive bidding process and 
          provides that a violation of any of the following policies 
          by a vendor shall result in termination of the contract or 
          removal from the preferred vendor list.  These policies 
          require that:

          1. Prospective vendors not communicate with members of the 







                                                               AB 2099
                                                                Page 
          3

             governing body or joint committee except in an official 
             meeting related to the competitive review process.

          2. Prospective vendors not provide any financial payment to 
             any member of the governing body or joint committee 
             during the competitive review process and until the 
             contract or preferred vendor list expires.

          3. Vendors to adhere to any policy adapted by the school 
             employer or joint committee regarding communications and 
             marketing of financial products to employees.

          Additionally, this bill requires a school employer that 
          elects to exercise the authority to submit a report, as 
          specified, to the Legislature on or before January 1, 2017.

          This bill has a sunset date of January 1, 2018.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No


          PQ:k  8/27/12   Senate Floor Analyses 

                       SUPPORT/OPPOSITION:  NONE RECEIVED

                                ****  END  ****