BILL ANALYSIS                                                                                                                                                                                                    �




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  AB 2115                     HEARING:  6/20/12
          AUTHOR:  Alejo                        FISCAL:  Yes
          VERSION:  5/31/12                     TAX LEVY:  No
          CONSULTANT:  Weinberger               

                  HEALTH CARE DISTRICTS' EMPLOYMENT CONTRACTS
          

          Requires local health care districts to enter into written 
          employment agreements to employ or contract for a hospital 
          administrator or chief executive officer. 


                           Background and Existing Law  

          California's local health care districts are governed by 
          directly elected boards of directors.  As hospitals, they 
          face market pressures to compete with other health care 
          providers.  As local governments, they must follow the 
          Brown Act, the Public Records Act, the Political Reform 
          Act, public contracting laws, and other statutory 
          restrictions.

          Local agencies' governing bodies must ratify their 
          executive employees' contracts of employment in open 
          session and reflect those decisions in their minutes.  
          Copies of these employment contracts and settlement 
          agreements must be publicly available.  When a contract 
          with an executive employee is terminated, the maximum cash 
          settlement that a local agency can pay is an amount equal 
          to 18 months' salary.  If the executive's contract has less 
          than a year to run, then the amount can't exceed the 
          remaining expected salary.  These provisions apply to 
          general law counties, general law cities, special 
          districts, school districts, and community college 
          districts (SB 1996, Hart, 1992).

          The Ralph M. Brown Act requires local agencies' meetings to 
          be "open and public," with specific exceptions.  For 
          example, a local agency's legislative body may meet in 
          closed session to consider the appointment, employment, 
          evaluation, discipline, or dismissal of an employee unless 
          the employee requests a public session.  However, the Brown 
          Act prohibits local officials from taking final action in a 




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          closed session on an unrepresented employee's compensation.

          The California Public Records Act requires public records 
          to be open to inspection during office hours and gives 
          every person a right to inspect public records, with 
          specific exceptions.  The Act also provides the procedures 
          for requesting copies of public records.  Among the 
          specific exemptions are employment contracts between public 
          agencies and public officials or employees.

          State law allows a local health care district to enter into 
          a contract of employment with a hospital administrator, the 
          duration of which cannot exceed four years, but which may 
          periodically be renewed upon expiration for not more than 
          four years (SB 2460, Bradley, 1974)

          The Salinas Valley Memorial Healthcare District was formed 
          more than 60 years ago to serve the City of Salinas and 
          other nearby Monterey County communities.  In 1953, the 
          District opened Salinas Valley Memorial Hospital.  A recent 
          state audit found many shortcomings in the transparency of 
          the District's compensation decisions.  During a former 
          District CEO's 26 years as the health care system's top 
          administrator, he was not party to a written contract, 
          making it difficult for District board members to know what 
          compensation the CEO was receiving.  One of the audit's 
          many recommendations was that the District should engage 
          its next permanent CEO in a written employment contract.


                                   Proposed Law  

          Assembly Bill 2115 requires a local health care district 
          that employs or contracts for a hospital administrator or 
          chief executive officer to enter into a written employment 
          agreement with the hospital administrator or chief 
          executive officer, not to exceed four years, but which may 
          periodically be renewed for not more than four years.


                               State Revenue Impact
           
          No estimate.


                                     Comments  





          AB 2115 -- 5/31/12 -- Page 3




          1.   Purpose of the bill  .  The responsibility for protecting 
          the public's interest in a health care district's fiscal 
          resources lies with the district's elected board of 
          directors and the voters who elect them.  Employing an 
          administrator or CEO without a written contract makes it 
          difficult for board members make informed decisions about 
          executive compensation and makes it harder for voters to 
          hold their elected representatives accountable for 
          compensation decisions.  AB 2115 benefits health care 
          districts' directors and voters by increasing the 
          transparency of hospital administrators' terms of 
          employment and compensation.  

          2.   Why stop there  ?  The transparency and accountability 
          benefits produced by entering into written contracts are 
          not unique to health care districts.  Recent experience 
          demonstrates that other types of local governments, 
          including cities, school districts, and other types of 
          special districts, are susceptible to excessive 
          compensation problems, like those that were revealed by the 
          Salinas Valley Health Care District's audit.  The Committee 
          may wish to consider amending AB 2115 to require all local 
          governments to enter into written contracts with their 
          executive employees.

          3.   Mandate  .  The California Constitution requires the 
          state government to reimburse the costs of new or expanded 
          state mandated local programs.  Legislative Counsel says 
          that AB 2115 creates a new state mandated local program by 
          requiring a health care district to enter into a written 
          contract with its executive employees.  Section 2 of the 
          bill requires the state to reimburse any costs identified 
          by the Commission on State Mandates.

          4.   Double-referral  .  Because AB 2115 relates to health 
          care districts, which are both local governments and health 
          care service providers, the Senate Rules Committee 
          double-referred AB 2115, first to the Senate Health 
          Committee and then to the Senate Governance & Finance 
          Committee.  On June 13, the bill passed out of Senate 
          Health Committee on a 7-0 vote.


                                 Assembly Actions  






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          Assembly Local Government Committee:  9-0
          Assembly Appropriations Committee:17-0
          Assembly Floor:                    76-0


                         Support and Opposition  (6/14/12)

           Support  :  Association of California Healthcare Districts; 
          California Nurses Association.

           Opposition  :  Department of Finance.