BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2266
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          Date of Hearing:   May 16, 2012

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                  AB 2266 (Mitchell) - As Amended:  April 17, 2012 

          Policy Committee:                              HealthVote:14-5

          Urgency:     No                   State Mandated Local Program: 
          No     Reimbursable:              No

           SUMMARY  

          This bill requires the Department of Health Care Services (DHCS) 
          to design and administer a program to provide "Health Homes" to 
          eligible individuals with high-health needs in order to take 
          advantage of enhanced federal matching funds for this purpose. 
          Specifically, this bill: 

          1)Requires DHCS to:

             a)   Design a program to provide enhanced health home 
               services to persons at high risk of avoidable and frequent 
               use of hospital services. 
             b)   Conduct a request for proposals process and select 
               designated providers.
             c)   Submit necessary applications for a state plan amendment 
               under the Health Homes option.
             d)   Seek to define the population of eligible beneficiaries 
               with certain high-risk conditions, as specified.

          1)Requires the program to provide services to Medi-Cal 
            beneficiaries and individuals eligible for county-based 
            Low-Income Health Programs, as applicable.  Requires the 
            program to be designed to reduce avoidable hospitalizations. 

          2)Allows DHCS to limit services geographically, but requires 
            providers to be selected in at least five counties, provided 
            they meet certain criteria. 
           
           FISCAL EFFECT  

          1)As this is a new program without a defined scope, an overall 
            cost estimate is speculative at this time. A recent analysis 








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            performed for DHCS found that the provision of required Health 
            Home services costs around $65 per month ($780 annually), 
            about $13 of which (monthly) would already be included in 
            managed care rates paid to plans.  For context, the average 
            reimbursement to a contracting hospital is $1,400 per day.  
            The Health Home model attempts to reduce inpatient and 
            emergency room (ER) costs by providing appropriate outpatient 
            and support services before medical conditions reach a crisis 
            point.  

          2)Direct costs to DHCS include: 

              a)   Program development  .  One-time administrative costs to 
               DHCS in the hundreds of thousands of dollars or more, 
               depending upon the ultimate size and scope of the program.  
               DHCS has applied for and received a total of $1 million for 
               planning (50% federal, 50% matching funds from The 
               California Endowment).  Depending upon the DHCS's other 
               workload priorities related to the Health Home option, the 
               funding received may or may not be adequate to fund the 
               necessary planning work. 

              b)   Program administration  . This bill specifies it shall be 
               implemented only to the extent non-GF moneys are available 
               for use as the non-federal share, and that providers must 
               identify funding sources for the nonfederal share of costs 
               for services for the first two years of the program (the 
               first two years are funded at a 90% federal match).  
               However, the state will incur costs for monitoring, 
               oversight, technical assistance, and administration during 
               this time.  This bill does not require these costs to be 
               funded by participating providers. This annual cost could 
               be in the low millions of dollars, depending on the scope 
               of the program, the number and type of providers, and other 
               factors.  Federal guidance appears to limit the 90% 
               enhanced federal match to Health Home services, so 
               administration would be funded at a 50% match rate.

               In addition, once an infrastructure is in place, there will 
               be significant state cost pressure to continue the higher 
               level of service that comprises the Health Home model.  Any 
               additional state costs, or potential savings, over the 
               longer term will be funded 50% GF, 50% federal funds.   

              c)   Evaluation  .  DHCS indicates evaluations for similar 








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               projects generally cost upwards of $1 million.  The cost of 
               the evaluation effort will depend on the size of the 
               program and other factors. This bill specifies that DHCS 
               must seek out and use only private funds for the 
               evaluation, which appears to bar DHCS from using federal 
               matching funds. 

           3)Limited DHCS Resources  . This project will compete with other 
            projects for limited administrative resources for developing 
            and implementing health home pilots.  DHCS is considering 
            other options for Health Home programs that will complement 
            current departmental efforts related to Medi-Cal managed care 
            and the provision of specialty children's services.  The bill 
            does not preclude other Health Home projects from moving 
            forward, but in practical terms the bill could impact the 
            ability of the department to develop other approaches with 
            potentially greater cost avoidance.

           4)Savings  . Supporters of the approach described in this bill 
            believe a program targeting frequent users will be cost-saving 
            once an infrastructure is developed.  It is difficult to 
            generalize cost savings from prior programs, as the framework, 
            provider infrastructure, eligible population, and scope of 
            services for this proposed Health Home option is necessarily 
            different than prior programs. Significant medical cost 
            savings may be possible. However, cost savings may also be 
            realized by other Health Home options DHCS is already 
            considering.   

            Similar projects targeting frequent hospital users have 
            demonstrated dramatic reductions in costs over a two-year 
            period. For example, the Frequent Users of Health Services 
            Initiative discussed below found frequent users in the pilot 
            program had an average of 10.3 emergency room visits per year 
            and related costs of $12,000. With supportive services and 
            intervention provided under the pilot, costs and visits 
            dropped by over 60% over a two-year period. 
            Hospital in-patient charges showed an even greater drop in the 
            pre- and post-pilot enrollment periods, with hospital charges 
            starting at more than $46,000 and dropping by 70% to $15,000.  
            Potential cost savings should be taken in context of the 
            funding for the different Medi-Cal populations.  Financial 
            incentives are complicated, as cost savings would be realized 
            by the state, the federal government, and public hospitals 
            given their different role in funding services and based on 








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            different sharing ratios for different populations.  

           5)Societal Benefit . Enhanced services to stabilize high-needs, 
            high-cost Medi-Cal beneficiaries could have positive spillover 
            effects in local communities through reduced demand on social, 
            public health, and public safety services.  These effects are 
            difficult to quantify but could be significant.    

           COMMENTS  

           1)Rationale  . The author intends this bill to allow for the 
            development and funding of an infrastructure for the delivery 
            of Health Home services to frequent users of hospital 
            services.  The author's primary interest appears to be 
            targeting Health Home services to the homeless population, who 
            face significant difficulties accessing regular or preventive 
            care and complying with treatment protocols.  The author 
            contends stabilizing these populations and providing social 
            support, housing, and appropriate preventative care can 
            greatly improve health outcomes, as well as reduce medical 
            costs.  

          2)Federal Health Home Option  . According to the federal centers 
            for Medicare and Medicaid services (CMS), the health home 
            service delivery model is an important option for providing a 
            cost-effective, longitudinal "Health Home" to facilitate 
            access to an inter-disciplinary array of medical care, 
            behavioral health care, and community-based social services 
            and supports for both children and adults with chronic 
            conditions.  Section 2703 of the federal Patient Protection 
            and Affordable Care Act (ACA) allows states to apply for 
            enhanced federal funding for Health Home services through 
            submission of a State Plan Amendment.  CMS explains that 
            certain Health Home services, including comprehensive case 
            management, transitional care from inpatient to other 
            services, and referral to community and supportive services, 
            qualify for a 90 % Federal medical assistance percentage 
            (FMAP) rate for the first eight fiscal quarters that a health 
            home State Plan Amendment is in effect.  Health Home services 
            may be provided to eligible beneficiaries, which the state has 
            some latitude in defining. CMS has also made $500,000 in 
            federal matching funds available for planning grants for these 
            purposes. 
             
          3)The Frequent Users of Health Services Initiative  was conducted 








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            from 2003-2008 in six California counties.  The initiative 
            focused on a small group of frequent users of emergency 
            medical services to provide less intensive and more 
            appropriate on-going care. The participants have multiple risk 
            factors, including mental illness, substance abuse, 
            homelessness, and a lack of social supports.  Cost savings and 
            outcomes from an evaluation of this program was noted above.   
             
           4)Related Legislation  . SB 1738 (Steinberg), 2008, required DHCS 
            to establish the Frequent Users of Health Care Services Pilot 
            Program until 2013 at six sites statewide and with a combined 
            enrollment of 2,500 beneficiaries.  SB 1738 was vetoed due to 
            cost concerns.

           Analysis Prepared by  :    Lisa Murawski / APPR. / (916) 319-2081