BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                  AB 2323|
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                                 THIRD READING


          Bill No:  AB 2323
          Author:   Perea (D)
          Amended:  5/25/12 in Assembly
          Vote:     21

           
           SENATE GOVERNANCE & FINANCE COMMITTEE  :  5-4, 6/20/12
          AYES:  Wolk, DeSaulnier, Hernandez, Kehoe, Liu
          NOES:  Dutton, Fuller, La Malfa, Yee
           
          SENATE APPROPRIATIONS COMMITTEE  :  5-2, 8/16/12
          AYES:  Kehoe, Alquist, Lieu, Price, Steinberg
          NOES:  Walters, Dutton
           
          ASSEMBLY FLOOR  :  47-19, 5/30/12 - See last page for vote


           SUBJECT  :    Board of Equalization:  administration:  
          opinions

           SOURCE  :     Author


           DIGEST  :    This bill requires the Board of Equalization 
          (BOE) to publish written formal, memorandum, and summary 
          opinions on its Web site within 120 days of its decision if 
          the amount in controversy exceeds $500,000.  This bill does 
          not apply to items decided on its consent calendar.

           ANALYSIS  :    The California Constitution establishes the 
          BOE as a five-member board composed of four members elected 
          by district, plus the State Controller.  BOE values 
          property of statewide assessees and sets rules for County 
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          Assessors; its initial function was to "equalize" 
          assessment practices between counties when it was created 
          in 1870.  Currently, BOE administers sales and use taxes, 
          excise taxes, special taxes, and the state's fee programs.  
          Taxpayers may also appeal administrative determinations of 
          the Franchise Tax Board (FTB) on personal income and 
          corporation tax cases to the BOE.  Taxpayers may appeal BOE 
          determinations in favor of FTB to Superior Court, but FTB 
          cannot likewise appeal BOE decisions in favor of the 
          taxpayer.   Only BOE's property tax duties are enshrined in 
          the Constitution; all of its other powers are statutory.  

          This bill requires BOE to publish written formal, 
          memorandum, and summary opinions on its Web site within 120 
          days of its decision if the amount in controversy exceeds 
          $500,000.  This bill does not apply to items decided on its 
          consent calendar.

          Each opinion must include findings of fact, the legal 
          issue(s) presented, applicable law, analysis, disposition, 
          and the names of adopting board members.  Board members may 
          submit dissenting opinions setting forth his/her rationale 
          for disagreeing with the opinion, or submit a concurring 
          opinion setting forth his/her rationale for agreeing with 
          the result if different from the rationale set forth in the 
          opinion.  A formal or memorandum opinions may be cited as 
          precedent in any matter or proceeding before the board 
          unless it has been de-published, overruled, or superseded, 
          but a summary decisions cannot.

           Comments
           
          According to the Assembly Revenue and Taxation Committee 
          analysis, after testimony ends, BOE may vote to decide a 
          case, take the matter under submission and decide it later, 
          or continue the hearing to a later date.  In many cases, 
          BOE's Appeals Division will also prepare a "Letter 
          Decision," which contains a short explanation of the 
          reasons for the BOE's decision, and provide one copy to 
          each party to the case.  Letter Decisions may not be cited 
          as precedent in any appeal or proceeding before BOE.  BOE 
          does, however, have the discretion to adopt:

          1. "Formal Opinions," that contain the findings of fact and 

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             conclusions of law that form the basis of BOE's decision 
             on an appeal in writing, is intended to set precedent.  
             When issuing a formal decision, the BOE considers 
             whether it would:

             A.    Establish a new rule of law, apply an existing 
                rule to a set of facts significantly different from 
                those stated in published opinions, or modify or 
                repeal an existing rule.

             B.    Resolve or create an apparent conflict in the law.

             C.    Involve a legal issue of continuing public 
                interest.

             D.    Make a significant contribution to the law by 
                reviewing either the development of a common law rule 
                or the legislative or judicial history of a provision 
                of a constitution, statute, or other written law.

             Generally, Formal Opinions are adopted only for 
             franchise and personal income tax appeals.  

          2. "Memorandum Opinions," which may be cited as precedent 
             in any matter or other proceeding before the BOE, unless 
             the opinion has been depublished, overruled, or 
             superseded, or 

          3. "Summary Decisions," similar to both Formal and 
             Memorandum Opinions, but may not be cited as precedent.

           FISCAL EFFECT :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the Senate Appropriations Committee, the BOE 
          estimates it would incur increased staff costs of $479,000 
          to $572,000 in the first year, and ongoing costs of 
          approximately $383,000 to $476,000 annually (General Fund) 
          for 1.5 to two additional attorney personnel years (PYs) 
          and an additional 0.5 PY of court reporter costs (see staff 
          comments).  These costs reflect the assumption that BOE 
          would publish an additional 30 to 35 decisions each year.

           SUPPORT  :   (Verified  8/17/12)

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          AFSCME
          Board of Equalization Member Michelle Steele
          California Republican Assembly
          California Tax Reform Association
          California Taxpayer Protection Committee

           OPPOSITION  :    (Verified  8/17/12)

          Board of Equalization Member George Runner
          California Association of Certified Public Accountants
          California Business Properties Association
          California Chamber of Commerce
          Price Waterhouse Cooper

           ARGUMENTS IN SUPPORT :    Proponents state that this bill is 
          necessary to cause the BOE to provide adequate guidance to 
          taxpayers about California's intricate tax rules and how 
          they are interpreted by the BOE and the FTB.  As 
          California's tax laws have become more complicated and 
          strayed farther from conformity to federal tax rules, 
          taxpayers need critical tax advice now more than ever 
          before.  By compelling the BOE to publish its decisions in 
          tax appeal cases where more than $500,000 is at stake, this 
          bill will ensure that more useful advice is available to 
          taxpayers.  For the record, they are also in support of 
          publishing cases involving lesser amounts for the same 
          reasons.        

           ARGUMENTS IN OPPOSITION  :    Opponents argue that this bill 
          will be costly, cause unnecessary confusion, and lead to 
          unintended consequences.  Opponents add that requiring the 
          BOE to issue more decisions would make them more difficult 
          to find on their Web site, and that this bill's $500,000 
          threshold is arbitrary.  Opponents further note that this 
          bill will delay the BOE appeals process because it will 
          take longer for appeals to become final and that this bill 
          will not improve guidance to taxpayers because of the built 
          in administrative procedures to ensure transparency such as 
          minutes of minutes that BOE already uses.  Finally, the 
          opposition notes that the BOE has already published over 
          4,000 precedential written decisions since it began 
          publishing decisions in 1930 and they are available on the 
          Web site.   

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           ASSEMBLY FLOOR  :  47-19, 5/30/12
          AYES:  Alejo, Allen, Ammiano, Atkins, Beall, Blumenfield, 
            Bonilla, Bradford, Brownley, Buchanan, Butler, Charles 
            Calderon, Campos, Carter, Chesbro, Dickinson, Eng, Feuer, 
            Fong, Fuentes, Furutani, Gatto, Gordon, Hall, Hayashi, 
            Roger Hern�ndez, Hill, Huber, Hueso, Huffman, Lara, 
            Bonnie Lowenthal, Mendoza, Monning, Nestande, Pan, Perea, 
            V. Manuel P�rez, Portantino, Skinner, Solorio, Swanson, 
            Torres, Wieckowski, Williams, Yamada, John A. P�rez
          NOES:  Achadjian, Cook, Donnelly, Beth Gaines, Garrick, 
            Gorell, Grove, Hagman, Harkey, Jeffries, Jones, Knight, 
            Logue, Mansoor, Miller, Morrell, Nielsen, Silva, Smyth
          NO VOTE RECORDED:  Bill Berryhill, Block, Cedillo, Conway, 
            Davis, Fletcher, Galgiani, Halderman, Ma, Mitchell, 
            Norby, Olsen, Valadao, Wagner


          AGB:k  8/20/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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