BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2326
                                                                  Page  1

          Date of Hearing:   April 10, 2012

              ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER 
                                     PROTECTION
                                 Mary Hayashi, Chair
                 AB 2326 (Wagner) - As Introduced:  February 24, 2012
           
          SUBJECT  :   Execution of documents.

           SUMMARY  :   Requires notaries to obtain a fingerprint before 
          notarizing any document affecting real property, as specified.  
          Specifically,  this bill  :  

          1)Provides, under current law governing the recording of 
            property transfers, that proof of the execution of any 
            instrument affecting real property is not permitted, as 
            specified, though proof of the execution of a trustee's deed 
            or deed of reconveyance is permitted.

          2)Provides that, if a document to be notarized is a document 
            affecting real property, the notary public shall require the 
            party signing the document to place his or her thumbprint in 
            the notary's journal, as specified.

          3)Exempts any document affecting real property from current law 
            allowing certain instruments to be proved by a subscribing 
            witness before they are recorded by a county recorder.  
            Clarifies that this provision of law shall not apply to a 
            trustee's deed resulting from a decree of foreclosure, or a 
            nonjudicial foreclosure, as specified, or to a deed of 
            reconveyance.

           EXISTING LAW  

          1)Requires a notary public to keep one active sequential journal 
            at a time of all official acts performed as a notary public.

          2)Provides that, if a document to be notarized a deed, quitclaim 
            deed, deed of trust affecting real property, or a power of 
            attorney document, the notary public shall require the party 
            signing the document to place his or her thumbprint in the 
            notary's journal, as specified.

          3)Authorizes proof of the execution of an instrument as it 
            relates to the recording of transfers of property by certain 








                                                                  AB 2326
                                                                  Page  2

            persons, and prescribes the form for that proof.

          4)Allows proof of the execution of an instrument, when not 
            acknowledged, to be made by any of the following:

             a)   By the party executing it, or either of them;

             b)   By a subscribing witness; or,

             c)   By other witnesses, in specified cases.

          5)Provides that proof of the execution of a power of attorney, 
            grant deed, mortgage, deed of trust, quitclaim deed, or 
            security agreement by use of a subscribing witness is not 
            permitted, as specified, though proof of the execution of a 
            trustee's deed or deed of reconveyance is permitted.

          6)Requires certain instruments, before they are recorded by a 
            county recorder, to be acknowledged by the person executing 
            them and the acknowledgment certified as prescribed by law, 
            except as specified.  The execution of these instruments can 
            be proved by a subscribing witness, as specified, except for 
            any power of attorney, quitclaim deed, grant deed other than a 
            trustee's deed or deed of reconveyance, mortgage, deed of 
            trust, or security agreement.

          7)Defines a subscribing witness as one who sees a writing 
            executed or hears it acknowledged, and at the request of the 
            party thereupon signs his name as a witness.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           Purpose of this bill  .  According to the author, "Although 
          current law prevents the use of a subscribing witness as proof 
          of signing on powers of attorney and specific real property 
          documents?a subscribing witness can currently be used when 
          notarizing other real estate documents?that could be later used 
          to fraudulently sign multiple real property documents.

          "Notaries report substantial concern about the potential for 
          fraud when asked to notarize a document under the subscribing 
          witness exception to personal appearance.  Personal appearance 
          before a notary public is a greater deterrent to fraud than 








                                                                  AB 2326
                                                                  Page  3

          allowing notarization without personal appearance.  Notaries are 
          widely available in California, thus a circumstance where an 
          individual would need to have a signature notarized and find the 
          subscribing witness procedure to be the only one available would 
          be rare; because of the lack of personal appearance before the 
          notary, signature by subscribing witness presents a greater risk 
          than benefit. 

          "Notaries (also) indicate that requesting a thumbprint in the 
          notary journal acts creates an additional cautionary signal to 
          the signer, thereby serving as a fraud deterrent.  A consistent 
          requirement for the right thumbprint of the signer will clarify 
          the circumstances under which a thumbprint is required and will 
          be a greater deterrent to crime.  Additionally, the notary 
          journal can be used as a source of evidence for law enforcement 
          authorities; obtaining a thumbprint in the notary journal for 
          all real estate documents may assist in the identification and 
          prosecution of fraudsters."

           Background  .

          California notaries public are commissioned by the Secretary of 
          State, and must keep one active sequential journal at a time of 
          all acts performed as a notary public.  The journal must 
          include:

          1)The date, time and type of each official act;

          2)The character of every instrument sworn to, affirmed, 
            acknowledged or proved before the notary public;

          3)The signature of each person whose signature is being 
            notarized;

          4)A statement that the identity of a person making an 
            acknowledgment or taking an oath or affirmation was based on 
            satisfactory evidence; and,

          5)The fee charged for the notarial service.

          The notary must require the person signing the document to place 
          his or her right thumbprint in the journal if the document to be 
          notarized is a deed, quitclaim deed, or deed of trust affecting 
          real property, or a power of attorney document.  









                                                                  AB 2326
                                                                  Page  4

          This bill extends this fingerprint requirement to any document 
          affecting real property.

          A "subscribing witness" is a person who witnesses the signing of 
          a document and appears before a notary public on behalf of the 
          principal signer to attest that the principal signer has signed 
          the document.  A notary can make a proof of execution even if 
          the principal signer of the document is not present, as long as 
          a subscribing witness testifies that the signature is genuine.  

          Due to the potential for fraud, California law does not permit a 
          notary to certify the principal signer's signature through the 
          authority of a subscribing witness when the document involves a 
          power of attorney, a grant deed, a mortgage, a deed of trust, a 
          quitclaim deed, or a security agreement (a trustee's deed or 
          deed of reconveyance may be acknowledged through a proof of 
          execution).  Proof of the execution of these documents by use of 
          a subscribing witness is also prohibited under current law 
          governing the recording of property transfers.  This limitation 
          is due to the potential for a single individual, acting in the 
          role of subscribing witness, to make false claims in order to 
          commit fraud.

          This bill extends this prohibition to any document affecting 
          real property.

           Support  .  The National Notary Association (NNA) writes, "Since 
          1996, journal thumbprints have served an invaluable purpose in 
          assisting law enforcement investigate and prosecute frauds 
          involving notarized deeds, quitclaim deeds, deed of trust 
          affecting real property, and most recently, powers of attorney.  
          In addition, the prospect of leaving evidence in the form of a 
          thumbprint in the Notary's journal serves as a strong deterrent 
          for the commission of many crimes.

          "The NNA can attest that most claims on a Notary's bond that it 
          has seen involve real estate transactions.  Requiring a journal 
          thumbprint, as well as prohibiting the notarial act of proof of 
          execution by subscribing witness for these transactions, makes 
          good policy sense and will protect the public.

          "The bill also will help Notaries comply with statutory 
          requirements.  Knowing that all - and not some - real estate 
          documents require journal thumbprints and may not be proved by 
          subscribing witness will make it more likely that Notaries will 








                                                                  AB 2326
                                                                  Page  5

          follow the law."

           Previous legislation  .  

          AB 75 (Hill), Chapter 269, Statutes of 2011, among other 
          provisions, adds a power of attorney to the types of instruments 
          for which a proof of the execution is prohibited, and prohibits 
          a proof of the execution for any instrument requiring a notary 
          public to obtain a thumbprint from the party signing the 
          document in the notary public's journal.

          AB 898 (Lieu) of 2009, among other provisions, prohibits the use 
          of a subscribing witness when establishing a power of attorney.  
          This bill was vetoed, with the Governor citing concern over an 
          unrelated provision.

          AB 886 (Runner), Chapter 399, Statutes of 2007, among other 
          things, adds a power of attorney to the types of documents that 
          require a fingerprint in the notary's journal in order to be 
          notarized.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Land Title Association
          National Notary Association

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Angela Mapp / B.,P. & C.P. / (916) 
          319-3301