BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2011-2012 Regular Session


          AB 2326 (Wagner)
          As Introduced
          Hearing Date: June 26, 2012
          Fiscal: Yes
          Urgency: No
          BCP:rm
                    

                                        SUBJECT
                                           
                               Execution of Documents

                                      DESCRIPTION  

          Existing law allows a person who witnessed another sign a 
          document (a "subscribing witness") to appear before a notary 
          public on behalf of a document signer under specified 
          circumstances. This bill would generally prohibit the use of a 
          subscribing witness for all instruments affecting real property, 
          as specified. 

          This bill would additionally require the notary to obtain the 
          thumbprint of a party signing a document to be notarized that 
          affects real property.

                                      BACKGROUND  

          The Secretary of State may appoint and commission notary publics 
          in such numbers as he or she deems necessary for the public 
          convenience.  To be qualified, the person must be a resident of 
          the state, at least 18 years old, pass a written examination, 
          and clear a background check.  

          Generally speaking, in order for a document to be notarized, the 
          person seeking notarization of a document must personally appear 
          before the notary, present adequate identification, and sign the 
          document in the notary's presence.  Existing law contains an 
          exception to that requirement for certain documents which allows 
          a subscribing witness to appear, on behalf of the signer, to 
          attest that the signer has signed the document.  This bill seeks 
          to narrow that exception by specifically prohibiting the use of 
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          a subscribing witness for documents affecting real property.  
          This bill would additionally require the notary to obtain the 
          thumbprint of a party signing a document to be notarized that 
          affects real property.



                                CHANGES TO EXISTING LAW
           
          1.    Existing law  provides that before certain documents can be 
            recorded, the execution of those documents must be 
            acknowledged by the person executing them and the 
            acknowledgment certified as prescribed by law, except as 
            specified.  The execution of these instruments can be proved 
            by a subscribing witness, as specified, except for any power 
            of attorney, quitclaim deed, grant deed other than a trustee's 
            deed or deed of reconveyance, mortgage, deed of trust, or 
            security agreement.  (Gov. Code Sec. 27287.)

             This bill  would add documents affecting real property to the 
            list of documents whose execution cannot be proved by a 
            subscribing witness, except as specified.

          2.    Existing law  prohibits a proof of execution, by use of a 
            "subscribing witness," of any of several types of specified 
            documents, including a power of attorney, grant deed, 
            mortgage, deed of trust, quitclaim deed, or security agreement 
            as it relates to the recording of transfers of property. (Civ. 
            Code Sec. 1195.)

             This bill  would additionally prohibit a proof of execution by 
            a subscribing witness of any instrument affecting real 
            property, as specified.

          3.    Existing law  requires a notary public to keep one active 
            sequential journal at a time, of all official acts performed 
            as a notary public. (Gov. Code Sec. 8206(a).)
           
            Existing law  provides that if the document to be notarized is 
            a deed, quitclaim deed, deed of trust affecting real property, 
            or a power of attorney document, the notary public shall 
            require the party signing the document to place his or her 
            right thumbprint in the journal.  (Gov. Code Sec. 
            8206(a)(2)(G).)

             This bill  would expand the above requirement by additionally 
                                                                      



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            providing that a notary public must require a party signing 
            documents affecting real property to place his or her 
            thumbprint in the journal.

                                        COMMENT
           
          1.   Stated need for the bill  

          According to the author:

            This bill seeks more consistency in the notarization of 
            documents; to
            (a) expand the category of documents for which the 
            subscribing witness notary procedure would be prohibited, 
            and to (b) expand the category of documents for which the 
            notary must obtain a thumbprint in the notary from the 
            signer. 

            A "subscribing witness" is a person who witnesses the 
            signing of a document and appears before a notary public on 
            behalf of the principal signer to attest that the principal 
            signer has signed the document.  

            Although current law prevents the use of a subscribing 
            witness as proof of signing on powers of attorney and 
            specific real property documents (e.g., grant deed, 
            quitclaim deed, deed of trust, mortgage, or security 
            agreement; trustee's deeds and deeds of reconveyance are 
            specifically excluded from the requirement, an exclusion 
            this bill intends to remain), a subscribing witness can 
            currently be used when notarizing other real estate 
            documents (e.g., easement deed, memorandum of lease, 
            assignment of deed of trust, assignment of rents, and all 
            other real estate-related documents except trustee's deeds 
            and deeds of reconveyance) that could be later used to 
            fraudulently sign multiple real property documents.

          2.   Subscribing witnesses  

          Existing law prohibits the execution of several types of 
          documents, including a power of attorney, grant deed, mortgage, 
          or deed of trust, by use of a subscribing witness.  Those 
          witnesses appear before the notary to attest to the fact that 
          the signature on the document to be notarized is genuine.  This 
          bill would add "any instrument affecting real property" to the 
          list of documents for which use of a subscribing witness is 
                                                                      



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          prohibited.  As a result of that change, this bill would require 
          a party signing a document affecting real property to actually 
          appear before the notary public. The author, in support of the 
          need for the change, asserts: 

            Notaries report substantial concern about the potential for 
            fraud when asked to notarize a document under the 
            subscribing witness exception to personal appearance.  
            Personal appearance before a notary public is a greater 
            deterrent to fraud than allowing notarization without 
            personal appearance.  Notaries are widely available in 
            California, thus a circumstance where an individual would 
            need to have a signature notarized and find the subscribing 
            witness procedure to be the only one available would be 
            rare; because of the lack of personal appearance before the 
            notary, signature by subscribing witness presents a greater 
            risk than benefit.   

          The California Escrow Association (CEA), in support, asserts 
          that "AB 2326 seeks to prohibit the use of the subscribing 
          witness for all real estate documents (including but not limited 
          to an assignment of a deed of trust, substitution of trustee, 
          declaration of homestead, memorandum of lease, etc.), while 
          preserving the current exception for a trustee's deed or deed of 
          reconveyance."  CEA contends that "�f]urther limiting the use of 
          the subscribing witness will create an additional barrier to 
          real estate fraud and elder financial abuse."


          3.   Thumbprints  

          Notaries public are required to keep a sequential journal and 
          must have a party place his or her thumbprint in the journal 
          when signing a deed, quitclaim deed, deeds of trust affecting 
          real property, or a power of attorney document that is to be 
          notarized.   This bill would generally expand that requirement 
          for a thumbprint to documents affecting real property, thus, 
          providing greater accountability for individuals who appear 
          before a notary to sign those documents.  The author further 
          notes:

            Notaries indicate that requesting a thumbprint in the notary 
            journal acts creates an additional cautionary signal to the 
            signer, thereby serving as a fraud deterrent. A consistent 
            requirement for the right thumbprint of the signer will 
            clarify the circumstances under which a thumbprint is 
                                                                      



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            required and will be a greater deterrent to crime.  
            Additionally, the notary journal can be used as a source of 
            evidence for law enforcement authorities; obtaining a 
            thumbprint in the notary journal for all real estate 
            documents may assist in the identification and prosecution 
            of fraudsters.

          The National Notary Association, in support, further states that 
          "the bill also will help Notaries comply with statutory 
          requirements.  Knowing that all - and not some - real estate 
          documents require journal thumbprints and may not be proved by 
          subscribing witness will make it more likely that Notaries will 
          follow the law."


           Support  :  National Notary Association; California Land Title 
          Association

           Opposition  :  None Known

                                        HISTORY
           
           Source  :  California Escrow Association

           Related Pending Legislation  :  None Known

           Prior Legislation  :  None Known

           Prior Vote  :

          Assembly Business, Professions and Consumer Protection Committee 
          (Ayes 8, Noes 0)
          Assembly Appropriations Committee (Ayes 16, Noes 0)
          Assembly Floor (Ayes 72, Noes 0)

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