BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2409
                                                                  Page 1

          Date of Hearing:  April 23, 2012

                       ASSEMBLY COMMITTEE ON NATURAL RESOURCES
                                Wesley Chesbro, Chair
                    AB 2409 (Allen) - As Amended:  April 18, 2012
           
          SUBJECT  :  Energy efficiency

           SUMMARY  :  Requires the California Energy Commission (CEC), in 
          collaboration with the Public Utilities Commission (PUC), the 
          Treasurer's Office, the Air Resources Board (ARB), and the 
          California Infrastructure and Economic Development Bank, to 
          review and make recommendations based on emerging technology 
          financing models for purposes of helping California meet its 
          clean technology goals.  

           EXISTING LAW  :

          1)Designates CEC as the state's primary energy policy and 
            planning agency. 

          2)Directs CEC to undertake a continuous assessment of trends in 
            the consumption of electrical energy and analyze the social, 
            economic and environmental consequences of those trends; 
            implement energy conservation measures; and recommend to the 
            Governor and Legislature new and expanded energy conservation 
            measures.

          3)Authorizes and directs CEC to collect from electrical 
            utilities, gas utilities, fuel producers and wholesalers, and 
            other sources forecasts of future supplies and consumption of 
            all forms of energy.

          4)Authorizes and directs CEC to carry out, or cause to carry 
            out, under contract or other arrangements, research and 
            development into alternative sources of energy, improvements 
            in energy generation, transmission, and siting, fuel 
            substitution, and other topics related to energy supply, 
            demand, public safety, ecology, and conservation.

          5)Authorizes and directs CEC to adopt standards, except for air 
            and water, to be met in designing or operating facilities to 
            safeguard public health and safety.

           THIS BILL  requires CEC, in consultation with PUC, the 








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          Treasurer's Office, ARB, and the California Infrastructure and 
          Economic Development Bank, to review and make recommendations 
          based on "emerging technology financing models used in other 
          states to finance energy efficiency technology deployments and 
          services with the goal of maximizing private sector investment." 
           Authorizes CEC to additionally consult with an investment 
          advisory group, as specified.  Requires CEC to consider the 
          following: 

          1)Long-term financing options, including, but not limited to, 
            establishing, facilitating, or improving the ability to issue 
            tax exempt bonds, private activity bonds, or private 
            investment bonds;

          2)Potential financing models for implementing shared savings 
            agreements between purchasers and sellers of energy efficiency 
            technologies;

          3)Potential financing models for energy efficiency improvements 
            for state infrastructure and equipment; and, 

          4)Potential financing models for residential and business energy 
            efficiency improvements.

           FISCAL EFFECT  :  Unknown

           COMMENTS  :   

           1)This bill:   According to the author, "AB 2409 simply requests 
            all of the major state agencies currently involved in energy 
            efficiency financing and program management? to 
            collaboratively review emerging financial markets and models 
            that have minimal or no public or investor-owned utility 
            financial investment in an effort to procure the capital 
            investment needed to achieve California's aggressive energy 
            efficiency goals."

            California has some of the most aggressive energy efficiency 
            goals in the nation.  The author states that, "by 2015, the 
            state wants to reduce energy consumption in existing homes and 
            local governments by 20%.  By 2020, the state has set goals 
            for ensuring all new houses constructed in California will 
            reach 'zero net energy' performance, reducing energy 
            consumption of existing homes and local governments by 40%, 
            making energy efficiency certification and benchmarking 








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            standard practice for businesses, and reducing agricultural 
            sector production intensity by 15% from 2008 levels for 
            non-renewable energy."  

            According to a 2011 assessment released by the PUC, achieving 
            these goals will require a capital investment of approximately 
            $4 billion per year, nearly double current investments.

            The author argues that, "aggressively and collaboratively 
            exploring existing financing models and, if needed, 
            redesigning them to fit California's needs using the expertise 
            and experience already present in the multitude of state 
            agencies implementing energy efficiency financing and programs 
            is the only practical mechanism for acquiring the financial 
            capital needed to achieve California's efficiency reductions 
            goals, emissions reductions as mandated by AB 32, and to put 
            thousands of Californians back to work."

           2)Emerging public finance models for energy efficiency  : The 
            following is a sample of emerging public finance models being 
            discussed or deployed in jurisdictions around the U.S.: 

              a)   The Clean Energy Development Administration (CEDA) or 
               the Green Bank  : The concept of the Green Bank is to 
               establish an independent, government-sponsored bank to 
               support clean technology financing through loan guarantees, 
               credit enhancements, debt instruments, and equity.  In 
               practice, the bank would partner with private financial 
               institutions that would not otherwise expose themselves to 
               the clean technology sector because of perceived risk.  
               Using guarantees, letters of credit and other credit 
               enhancement tools, the Green Bank would provide private 
               investors with the security they need to make clean 
               technology investments. 

              b)   Clean Energy Victory Bonds or Green Bonds  : The Victory 
               Bond concept was used during World War II when the federal 
               government sold bonds to the public to finance the war 
               effort.  Green Bonds use a similar model in that they use 
               public bonds to raise capital for purposes of financing 
               clean energy projects.  In 2008, The World Bank, in 
               partnership with Scandinavia, issued $350 million in Green 
               Bonds denominated in Swedish Kronor to fund carbon emission 
               reduction projects in the third world.  In 2009, the Bank 
               issued its first U.S. dollar denominated bond, which was 








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               subsequently purchased by the California State Treasury.  
               Similarly, the European Investment Bank issued ?1 billion 
               euros worth of "Climate Awareness Bonds" in 2007 to finance 
               renewable energy and energy efficiency project lending.   

              c)   General Federal Bonds  : The federal government offers 
               several types of bonds that award bondholders tax credits 
               partially or fully in lieu of interest payments.  Two 
               classes of these bonds, Clean Renewable Energy Bonds 
               (CREBs) and Qualified Energy Conservation Bonds (QECBs), 
               have been used with considerable success to drive clean 
               technology investments.  CREBs were created by the Energy 
               Policy Act of 2005 to finance certain renewable energy and 
               clean coal facilities.  To date, over 900 clean-energy 
               projects have been financed with $1.2 billion in CREB 
               proceeds.  QECBs were launched in 2008 and are extremely 
               versatile instruments that can be used to fund a wide 
               variety of projects. 

              d)   Federal Loan Guarantees  : Established in 2005, the U.S. 
               Department of Energy's Loan Guarantee Program guarantees 
               loans for a range of clean-energy related projects.  The 
               program has come under considerable criticism given its 
               decision to fund Solyndra, a California-based developer of 
               thin-film solar products that has since declared 
               bankruptcy. 

              e)   City Funds  : A relatively new model, U.S. 
               city-administered loan funds have been emerging across the 
               country, including Berkeley, Portland, Cambridge, and 
               Boulder.  Under this model, a city raises capital through 
               municipal bond issuances and then uses the capital to offer 
               moderate-sized loans (between $5000 and $25,000) to 
               homeowners for purposes of financing home energy 
               improvement upgrades. 

           1)Relevant State Reports on Energy Efficiency and Financing  : In 
            2005, CEC released a report on potential energy efficiency 
            measures that could be adopted in existing commercial and 
            residential buildings.  The report found that cost effective 
            energy efficiency measures could reduce statewide consumption 
            of electricity and natural gas by 15 to 18 percent.  

            In 2009, the Legislature enacted AB 758 (Skinner, Chapter 470, 
            Statutes of 2009) directing the PUC to investigate the ability 








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            of electric and gas utilities to provide energy efficiency 
            financing options to their customers.  In its report to the 
            Legislature, the CPUC concluded that: 

               Achieving levels of efficiency consistent with California's 
               goals will require a capital investment of approximately $4 
               billion per year.  However, current levels of energy 
               efficiency investment in California appear to be 
               approximately one-half that amount.  Consequently, the rate 
               of adoption of energy efficiency technologies, and the 
               capital to finance that up-take, must increase for 
               California to achieve its goals.  Along with other market 
               solution mechanisms, appropriate cost-effective financing 
               for energy efficiency can play a significant role in 
               achieving these investment goals.

           2)The clean technology financing landscape:   California does not 
            have the public resources to independently finance the level 
            of energy efficiency projects required for the state to meet 
            its renewable energy goals.  As such, California must 
            proactively lure investment capital from around the world.  To 
            assess the ability of the state to do that, we must first 
            understand the clean technology investment landscape. 

            Investments in clean technologies reached a record high in 
            201, with $260 billion invested worldwide, a 5 percent 
            increase compared to 2010 and a fivefold increase over the 
            $53.6 billion invested in 2004.  Geographically, 2011 saw the 
            reemergence of the U.S. as the leader in clean technology 
            investments, moving past China for the first time since 2008, 
            according to an analysis by Bloomberg New Energy Finance.    

            At a regional scale, the U.S. secured $4.9 billion in clean 
            technology venture funding in 2011.  This figure was down 4.5 
            percent compared to 2010, but represented a 29 percent 
            increase from 2009.  Among U.S. states, California continued 
            to lead the nation in attracting cleantech venture funding 
            with $2.8 billion secured.  In the fourth quarter of 2011 
            alone, California secured $629.5 million in venture funding 
            across 26 deals, representing 67 percent of all cleantech 
            dollars invested in the U.S., according to an analysis by 
            Ernst & Young.  

           3)Double Referral  : This bill was passed out of the Assembly 
            Jobs, Economic Development, and the Economy Committee on April 








                                                                  AB 2409
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            17th with a vote of 4-2.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Tensleep Advisory

           Opposition 
           
          None on file
           

          Analysis Prepared by  :  Elizabeth MacMillan / NAT. RES. / (916) 
          319-2092